31 July 1975
Supreme Court
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RAM AUTAR SINGH BHADAURIA Vs RAM GOPAL SINGH AND OTHERS

Bench: SARKARIA,RANJIT SINGH
Case number: Appeal Civil 783 of 1975


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PETITIONER: RAM AUTAR SINGH BHADAURIA

       Vs.

RESPONDENT: RAM GOPAL SINGH AND OTHERS

DATE OF JUDGMENT31/07/1975

BENCH: SARKARIA, RANJIT SINGH BENCH: SARKARIA, RANJIT SINGH KRISHNAIYER, V.R. GUPTA, A.C.

CITATION:  1975 AIR 2182            1976 SCR  (1) 191  1976 SCC  (1)  43  CITATOR INFO :  D          1976 SC2184  (20)  E          1980 SC 206  (23)  RF         1980 SC1362  (33)  D          1990 SC 838  (10)

ACT:      Representation  of  the    People  Act,  1951-Sec.  97, 100(1)(d)(iii)-Conduct of  Election Rules  1961-Rule 38  and 56-General recount  and   inspection when   to  be  allowed- Recriminatory pleas.

HEADNOTE:      The appellant and respondent no. 1 and other candidates contested  the   election  from  U.P.  Legislative  Assembly Constituency (No. 293), Sarsaul. The appellant secured 23626 votes and respondent no. 1 polled 23604, the margin being of 22 votes only.      Respondent no. 1 filed an Election Petition challenging the election  of the appellant inter alia on the ground that the result  of the election so far as the returned candidate was concerned  was materially affected by improper reception and rejection  of votes  and mistakes  in counting.  It  was alleged that  41 ballot  papers were  rejected on the ground that  the   electors’  choice   was  expressed  through  the instrument meant  for the  Presiding officer for stamping on the reverse  side of  the ballot  papers. the particulars of those ballot  papers were  given in  Schedule annexed to she Election Petition.  It was  further alleged that some ballot papers were  issued along  with the  counter foil  and  were therefore rejected.  The appellant  in his written statement denied the  allegations and  stated that  the result  of the election was  not materially  affected. Respondent no. I did not adduce  any  evidence  in  support  of  his  allegations mentioned above  but made  an application  before  the  High Court for  scrutiny and  recount of  the ballot  papers. The High Court allowed the application and directed scrutiny and recount of ballot papers on the following grounds:      (a) The  appellant woo  by a  very small  margin of  22 votes      (b) It  was not disputed that a number of ballot papers were rejected because the polling staff forgot to detach the

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counter-foils on a number of ballot papers.      (c) It  is also the admitted case or the parties that a number of  ballot papers  were rejected  because the  voters cast their  votes by putting their mark not with the marking instrument issued  by the  Election Commission  but with the marking or  stamping instrument  issued for  the use  of the Presiding officers.       (d)  lt is  clear from the petition, written statement and recriminatory petition filed by the respondent that both parties pleaded that there was wrong reception rejection and counting of votes.      The appellant  filed an appeal by special Leave against the said order of the Appellate Court.      Allowing the appeal , ^      HELD  :   (1)  The   returned  candidate      had   not categorically   and specifically  admitted the   allegations made in  the Election  Petition with  regard to the improper rejection of the ballot papers. [195F-G]      (2) Since  the appellant did not admit the allegations, the court  could not  dispense with  proof  of  those  facts altogether. [196A-C]      (3)  The   Additional  pleas  set  up  in  the  written statements were  irrelevant  to  beyond  the  scope  of  the enquiry  into  the  allegations  in  the  Election  Petition falling under s. 100(1)(d)(iii) of the Representation of the People Act,  1951. These Additional pleas were in the nature of recriminatory pleas 192 which could  not be  investigated in this Election Petition. The scope  of the   enquiry is limited for the simple reason that what  the clause  requires to  be considered is whether the election  of the  returned candidate has been materially affected and nothing else. [197C-F]      (4) The  pleas of  the returned  candidate under  s. 97 have to  be tried  after declaration  has been made under s. 100 of the Act. [197F-G]      The learned  judge as  in  error  in  ordering  general inspection and  recount of  the total  votes polled  at  the election, merely  because  in  these  Additional  Pleas  the returned  candidate   also  had  by  way  of  recrimination, complained of  wrong reception  and rejection  of votes  and wrong counting of votes. [198B-C]      The  High  Court  failed  to  apply  its  mind  to  the question, whether  if the facts alleged in the petition were assumed to  be  correct-a  prima  facie  case  for  improper rejection of  the so  ballot papers-was made out. Rule 38 of the Conduct  of Election  Rules, 1961, requires every ballot paper and  the counter- foil attached thereto to be, stamped on  the   back  by   the   Presiding   officer   with   such distinguishing mark as the Election Commission might direct. Rule 56 requires every elector to whom ballot paper has been issued to  maintain secrecy  of voting  and making a mark on the ballot paper with the instrument supplied the purpose by the Election  Commission. The  object of  these rules  is to secure not  only the  secrecy of  the  ballot  but  also  to eliminate chances  of sharp  practices  in  the  conduct  of election. The  requirements, are, therefore. mandatory and a defect arising  from their non-observance inexorably entails rejection of the defective ballot papers. [198D-F; 199G-H]      The High  Court had  to apply  its mind  as to  whether these facts  by themselves  were sufficient  to attract rule 56. The  High court had also to apply its mind as to whether the facts  alleged in  the petition,  if correct, would fall within the mischief of rule 56. [200B; 202A-B]

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    Times out  of number, this Court has pointed out that a general scrutiny and recount of the ballot papers should not be lightly  ordered. Before  making  such  as  extraordinary order, the  Court must  be satisfied  that all  the material facts. have  been pleaded  and proved and that such a course is imperatively  necessary in  the interests  of justice. In the present  case. there  was no  foundation in the petition for ordering  a general  recount. Nor  could the  Additional Pleas in  the written statement of the returned candidate be taken  into   account  for   making  an  order  for  general inspection of the ballots [202C-E]      The order of the High Court was set aside. [203B]      The High  Court was  directed to  decide the  questions mentioned in  this judgment  and,  thereafter,  decided  the application of  the Respondent  no. 1  for  recount  of  the specific ballot papers [203B-E]

JUDGMENT:      CIVIL APPELLATE  JURISDICTION: Civil  Appeal No. 783 of 1975.      Appeal by  special leave  from the  judgment and  order dated the  9th April  1975 of  the Allahabad  High Court  in Application No. A. 7 ion Petition No. 22 of 1974.      R K.  Garg, S.  C. Agarwala  and V. J. Francis, for the appellant.      D. Mukherjee and Pramod Swarup, for respondent No. 1.      The Judgment of the Court was delivered by      SARKRIA J.  We have already announced our order in this appeal on  the 2nd  May 1975.  We now  proceed to  give  our reasons therefor. 193      The  appellant,   Shri  Ram   Autar  Singh   Bhadauria. Respondent No. 1 Chaudhari Ram Gopal Singh and Respondents 2 to 11  contested election,  as rival  candidates from  U. P. Legislative Assembly  Constituency (No.  293), Sarsaul.  The poll was  held on  24-2-1974.  The  appellant  was  declared elected. The  total number of votes polled was 72735. Out of these, the  appellant secured  23626 and  Respondent 1,  his nearest rival  polled 23604,  the margin  being of  22 votes only.      Respondent 1 filed an election petition challenging the election of  the appellant  inter alia  on the  ground (vide para 9(1)  of the  petition) that the result of the election so far  as the  returned candidate  was concerned materially affected by  improper reception  and rejection  of votes and mistakes in counting. It was alleged:           "para 11(a). That in a number of polling stations,      the  instruments  supplied  to  the  electors  for  the      purposes of  stamping on  or near  the  symbol  of  the      candidate to  whom he  intends to  vote,  was  seal  of      Presiding officer  which was  meant to  be put  on  the      reverse of  the ballot  papers. Since the electors were      supplied these instruments by the Presiding officer for      marking the  ballot papers the electors indicated their      choice by  marking in the column of the petitioner with      that instrument. There were 41 such ballot papers which      were clear votes for the petitioner that were illegally      rejected by  the Presiding  officer on  the ground that      the  electors’   choice  was   expressed  through   the      instrument meant for the Presiding officer for stamping      on the  reverse side  of the ballot papers. Particulars      of such  ballot papers are given in Schedule I attached      to the Election Petition.

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         (b) That  in a  number of  polling  stations,  the      electors were  issued  ballot  papers  along  with  the      counter-foil. While  issuing the  ballot papers  to the      electors, the  polling staff  . deputed  there did  not      detach the  counter foil and the electors after putting      seal mark  put the ballot papers along with the counter      foil in  the ballot  box. It  was due to the mistake of      the staff deputed at the polling station. The number of      some of  such ballot papers are-100976, 100977, 100978,      100979, 100980, 100982, 100983 and 100984. These ballot      papers clearly  indicate the  votes for  the petitioner      but they were illegally rejected on the ground that the      identity of  the elector can be established. The reason      on which  it  was  rejected  was  wholly  illegal.  The      particulars  of  such  bal  lot  papers  are  given  in      Schedule IT attached to this election petition."      In his  written  statement,  the  successful  candidate stated:           "65(1). That the contents of paragraph No. 9(1) of      the Election  Petition are  not admitted. The result of      the election  in so  far as the answering respondent is      concerned has  not  been  materially  affected  by  any      improper reception or 194      rejection,  or   by  wrong  arithmetical  and  clerical      mistake  in  counting  of  votes  and/or  counting  and      acceptance of  void votes  in favour  of the  answering      respondent. In  fact no improper reception or rejection      or arithmetical  mistake or  any clerical  mistake  was      done in favour of the answering respondent           16. That  the contents  of paragraph No. 11 (a) of      the petition  are wrong  and denied. It is wrong to say      that 41 ii ballot papers mentioned in Schedule I or any      ballot paper  counted in favour of the respondent No. 1      by marking  with the  seal of the Presiding officer. It      is  admitted   that  the   ballot   papers   on   which      unauthorised seal  was found  were  rejected.  Some  of      these rejected  ballot papers  may be of the petitioner      but most  of them  were of  respondent No.  1 and other      contesting candidates.           17. That  the contents  of  para  11  (b)  of  the      petition and  Schedule II  are not  admitted as stated.      Only on  one polling station, due to the mistake of the      Presiding officer some bal lot papers were issued along      with their  counter-foils. The counterfoils did contain      the name  and signature  or  thumb  impression  of  the      voters  attached   to  the   ballot  paper.   In  these      circumstances such  ballot papers  were rejected by the      Returning officer.  It is  submitted that  such  ballot      paper were  in respect  of all the candidates including      the respondent No. 1.           Further, no  such objection was raised at the time      of counting  by the  Petitioner or  his election  agent      and/or his counting Agent.           56. That  no different criteria was adopted by the      Returning  officer  in  the  matter  of  acceptance  or      rejection of  ballot papers  and the  respondent No.  1      maintains that many ballot papers in which the Electors      expressed their  choice in favour of the respondent No.      1 by  putting the  seal of  the  Presiding  officer  as      supplied  by   the  Presiding   officer,  were  wrongly      rejected during the counting by the Returning officer."      Respondent 1  did not adduce any evidence in support of the allegations  extracted above.  But on 24-2-1975, he made an application  before the  High Court, praying for scrutiny

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and recount  of the  ballot papers.  The allegations in para 11(a) and  (b) of  the election  petition were reiterated in the application.  The appellant  in reply  filed a  counter- affidavit which  was substantially  a  reproduction  of  his reply in the written statement.      The learned Judge of the High Court by his order, dated 9-4-1975, allowed that application and directed scrutiny and recount of ballot papers on the view that:           (a)  The appellant  "was declared to have won by a                very small margin of only 22 votes". 195           (b)  "lt is not in dispute that a number of ballot                papers were rejected by the Returning officer                as invalid  be cause  the polling  staff of a                particular polling  station forgot  to detach                the  counter-foils  of  a  number  of  ballot                papers. As  the counter-foils  contained  the                identity of  the voters,  the  ballot  papers                were rejected for no fault of the voters, but                because of  negligence or incompetence on the                part of the polling staff".           (c)  "It is  also the admitted case of the parties                that a  number of ballot papers were rejected                because  the   voters  cast  their  votes  by                putting  their  mark  not  with  the  marking                instrument issued by the Election Com mission                but with  the marking  or stamping instrument                issued by the Election Commission for the use                of  the  Presiding  officers.  This  happened                because instead  of the  instrument which the                polling staff should have given to a voter to                put the  mark showing  for which candidate he                wanted to vote, the polling staff by mis take                handed over  to the voter the stamp meant for                the Presiding  officer.. to affix on the back                of the ballot paper."           (d)  lt "The  petition, the written statement, the                recriminatory   petition    filed   by    the                respondent  (now  appellant)  and  the  reply                thereto filed  by the  petitioner would  show                that this  is a  case in  which both  parties                have pleaded  that there was wrong reception,                rejection and u counting of votes."      It is  against this  order, dated  9-4-75 of  the  High Court that  this appeal  has  been  filed  by  the  returned candidate after obtaining special leave.      Having heard  learned Counsel  on both sides, we are or opinion that  the order made by the High Court for a general scrutiny and  re count  of all the ballot papers cast at the election, was not justified.      The  returned   candidate  had  not  categorically  and specifically admitted  the allegations  made in the election petition with  regard  to  the  improper  rejection  of  the ballot-papers. This will be clear from a comparative reading of Paragraph  11 (a) and (b) of the petition and the answers thereto given  in the  written statement,  which  have  been reproduced above  verbatim. It is to be noted that the reply of the  returned candidate  to the contents of the aforesaid sub-paras (a)  and (b)  starts  with  a  denial  or  a  non- admission. Such a traverse is then followed by qualified and vague  admissions  that  some  ballot-papers  were  rejected because they  were not  marked with the instrument meant for this purpose,  or bore the names or signatures of the voters on the  counter-foils that  remained attached to them, owing to the  mistake of  the Presiding Officer. After having thus

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replied  to   the  petitioner’s  allegations,  the  returned candidate said that most of these rejected 196 ballots had  been cast  for him  and not for the petitioner. This was  a    counter-assertion  which  was  not,  strictly speaking, relevant to the case set up in the petition.      Mr.  Mukherjee,   learned  Counsel   for  Respondent  1 (election-petitioner)  has   drawn  our   attention  to  the "Additional  Pleas"   in  the   written  statement   of  the appellant. According  to Counsel  it were  these pleas, more than anything  else, that led to the finding "that this is a case in which both parties have pleaded that there was wrong reception, rejection and counting of votes."      We will discuss this aspect of the case a little later. At this  place it  will be  sufficient to say that since the returned  candidate   in  his   written  statement  did  not specifically and  fully  admit  all  the  facts  alleged  in Paragraph 11  (a) and  (b) of  the petition, the Court could not dispense  with proof  of  those  facts  altogether.  For instance, in  reply to  the facts  alleged in Para 11 (a) of the petition,  the returned candidate did not admit that the instrument with which such rejected ballot papers were found stamped, was  supplied by  the  Presiding  officer.  On  the contrary, the  reply to  sub-para (a)  begins with  a  clear traverse: "that  the contents of paragraph No. 11 (a) of the petition are wrong and denied". This denial notwithstanding, the learned  Judge appears  to have erroneously assumed this fact as  admitted by  the returned  candidate.  The  parties being at variance on this material point, this issue of fact was required to be proved by the party alleging lt.      Now, we  come to the finding of the learned Judge as to the wrong  reception and  rejection of  votes being a common ground between  the parties. We have catalogued this finding as ground  (b) which is one of the four pillars on which the impugned  order   rests.  This   ground,  according  to  Mr. Mukherji, draws  particulars support  from  the  "Additional Pleas" set up in the written statement. We do not propose to over-burden this  judgment by  reproducing all that has been stated in  Paragraph 47 to 56 of the written statement under the caption  "Additional Pleas".  It will  be sufficient  to extract some of it by way of sample :           "47. That  the Returning officer did not allow any      improper acceptance  or rejection  against the interest      or the election-petitioner, rather mistakes of improper      acceptance and  rejection of  ballot papers  were  done      against the interests of the answering respondent.           49. That  many ballot  papers which bore the major      portion of  the stamp  mark within  the column  of  the      Respondent No. 1 were wrongly rejected by the Returning      officer at the time of counting.           50. That as in the case of the Election-Petitioner      the Ballot  Papers in  favour of  the Respondent  No. 1      with which counterfoils were attached were rejected. In      case the Hon’ble Court finds that similar ballot papers      in favour of 197      the election  petitioner are to be accepted, the ballot      papers in  favour of  the Respondent  No. 1 in the same      condition should  also be accepted and counted as valid      votes in favour of the Respondent No. 1.           51. That  many ballot  papers containing  votes in      favour of  the Respondent  No. 1..  were wrongly put in      the bundles  of the  votes in  favour of  the  Election      Petitioner.           53..... That  the  bundles  of  ballot  papers  in

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    favour of  the Respondent  No. 1 in fact contained more      than  SO   ballot  papers  and  there  was  thus  wrong      counting......           I say  that the Respondent No. 1 filed application      before  the   Returning  officer  on  27-2-74  but  the      Returning officer  without considering  the submissions      made  therein   rejected  it  and  did  not  order  for      recount."      If  we  may  say  so  with  respect,  in  taking  these Additional Pleas  into account, the learned Judge completely misdirected himself. He overlooked the fact that these Pleas were irrelevant  to and beyond the scope of the enquiry into the allegations  in the  election-petition falling  under s. 100(1)(d)(iii) of  the Representation  of  the  people  Act, 1951.  These  "Additional  Pleas"  were  in  the  nature  of recriminatory‘ pleas which could not be investigated in this election petition. As clarified by this Court in Jabar Singh v. Genda Lal(1), the scope of the inquiry in a case under s. 100(1) (d)  (iii) is to determine whether any votes had been improperly cast  in favour  of the returned candidate or any votes had  been improperly  refused or rejected in regard to any other  candidate. These  are the  only two matters which would be  relevant for  deciding whether the election of the returned candidate  had been  materially affected or not. At such an enquiry the burden is on the petitioner to prove his allegations. In  fact s. 97(1) of the Act has no application to a  case falling  under s.  100(1) (d) (iii). The scope of the enquiry  is limited  for the simple reason that what the clause requires  to be  considered, is, whether the election of the  returned candidate  has been materially affected and nothing else.      It is  true  that  in  a  composite  election  petition wherein the  petitioner claims not only that the election of the returned  candidate is void but also that the petitioner or some  other person be declared to have been duly elected, s. 97  would also  come into  play and  allow  the  returned candidate to  recriminate and raise counter-pleas in support of his  case, "but the pleas of the returned candidate under s. 97  have to  be tried  after a  declaration has been made under s.  100 of  the Act.  The first part of the enquiry in regard to  the validity  of the  election  of  the  returned candidate has therefore to be tried within the narrow limits prescribed by s. 100(1) (d) (iii) and the latter part of the enquiry governed  by s.  101 (a)  will have to be tried on a broader basis  permitting the  returned  candidate  to  lead evidence in  support of  the please  taken  by  him  in  his recriminatory petition; but even in such a case the 198 enquiry. necessary  while dealing  with the dispute under s. 101 (a)  will not  be wider  if the  returned candidate  has failed to  recriminate and  in a case of this type, the duty of the Election Tribunal will not be to count and scrutinise all the votes cast at the election.      Moreover, in  the instant  case,  it  is  a  matter  of controversy to  be decided  as to  whether the recriminatory petition filed by the appellant is within time or not.      The above  being the law on the point, it is clear that the  learned   Judge  was   in  error  in  ordering  general inspection and  recount of  the total  votes polled  at  the election, merely  because  in  these  Additional  Pleas  the returned  candidate   also  had  by  way  of  recrimination, complained of  wrong reception  and rejection  of votes  and wrong counting  of votes.  The pleas at this stage could not be investigated even  in the recriminatory petition filed by the returned  candidate. They  were beyond  the scope of the

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enquiry into  the petitioner’s case which (as set up in Para 11 of the petition) fall under s. 100(1)(d)(iii) of the Act      Further, the High Court did not properly apply its mind to the question, whether on the facts alleged in Para 11 (a) and (b)  of the  petition-assuming the  same to be correct-a prima facie  case for  improper rejection  of The  50 ballot papers referred  to therein,  had been  made out.  In  other words, if  the  defects  in  these  SO  ballot  papers  were attributable to  the mistakes or negligence of the Presiding officer or  his staff, would it take those ballot papers out of the  mischief of clauses (a) and (b) of Rule 56(2) of the Conduct of Election Rules, 1961      Rule 56 runs thus:           "(1)  Subject   to   such   general   or   special      directions,  if  any,  as  may  be  given  by  Election      Commission in  this behalf, the ballot papers taken out      of all  boxes used  in a  constituency shall  be  mixed      together and  then arranged  in convenient  bundles and      scrutinised.           (2)  The returning  officer shall  reject a ballot                paper-           (a)  if it  bears any mark or writing by which the                elector can be identified, or           (b)  if, to indicate the vote, it bears no mark at                all or  bears a mark made otherwise than with                the instrument supplied for the purpose, or           (c)  if votes  are given  on it  in favour of more                than one candidate, or           (d)  if the  mark indicating  the vote  thereon is                placed in  such manner as to make it doubtful                to which  candidate the  vote has been given,                or 199           (e)  if it is a spurious ballot paper, or           (f)  if it  is so  damaged or  mutilated that  its                identity as  a genuine ballot paper cannot be                established, or           (g)  if it  bears a  serial number,  or  is  of  a                design different from the serial numbers, or,                as the  case may  be, design,  or the  ballot                papers authorised  for use  at the particular                polling station, or           (h)  if it  does not  bear (both, the mark and the                signature) which  it should  have borne under                the provisions of sub-rule (1) of rule 38;           Provided  that  where  the  returning  officer  is      satisfied that  any such  defect  as  is  mentioned  in      clause (g) or clause (h) has been caused by any mistake      or failure  on the  part  of  a  Presiding  officer  or      polling officer, the ballot paper shall not be rejected      merely on the ground of such defect;           Provided further  that a ballot paper shall not be      rejected merely  on the ground that the mark indicating      the vote  is indistinct  or made more than once, if the      intention that  the vote  shall  be  for  a  particular      candidate clearly  appears from  the way  the paper  is      marked.           (3) to (5): .. .. .. .           (6) Every ballot paper which is not rejected under      this rule shall be counted as one valid vote:      Clauses (a) and (b) of Rule 56(2) are referable to Rule 38 which  requires every  elector to  whom ballot  paper has been issued  under Rule 38 to maintain secrecy of voting and "to make  a mark  on the  ballot paper  with the  instrument supplied for  the purpose  on or  near  the  symbol  of  the

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candidate for whom he intends to vote."      Rule 38  is also  relevant. This  Rule  requires  every ballot paper  and the  counterfoil attached  thereto  to  be stamped on  the back  by the  Presiding  officer  with  such distinguishing mark  as the  Election Commission may direct. Every such  ballot paper  before it is issued is required to be signed in full on its back by the Presiding officer. Sub- rule (2)  requires that  at the  time of  issuing of  ballot paper, the  Polling officer  shall on its counterfoil record the electoral  roll number  of the  elector and  obtain  his signature or thumb-impression.      The object  of these  rules is  to secure  not only the secrecy of the ballot but also to eliminate chances of sharp practices in  the conduct  of elections.  Their requirements are therefore  mandatory, and  a defect  arising from  their non-observance inexorably entails rejection of the defective ballot paper  except to the extent covered by the Provisions to Rule 56(2). 200      In the  case of  41 ballot  papers  mentioned  in  para 11(a), what  happened was  that  instead  of  marking  those ballot papers  with the instrument supplied for this purpose by the Election Commission the electors concerned stamped it with the  instrument meant  to be  used exclusively  by  the Presiding officer for stamping the counterfoils and lacks of the ballot  papers. The  Court had  to apply  its mind as to whether these facts by themselves were sufficient to attract Rule 56  2 (b)  ? This question would further resolve itself into two  issues: (i) Was the stamping instrument with which these  electors "marked" the ballot papers, given to them by the Presiding  officer cr  any member of his staff ? (ii) If so, could  these ballot papers be deemed to have been marked with "the  instrument supplied  for the  purpose" within the contemplation of  Rules 38  and 56(2)(b) ? The first one was an issue of fact, the determination of which would depend on evidence. The second issue would arise only on proof of tile first, and involve the question of interpreting and applying the phrase  "instrument  supplied  for  the  purpose".  This phrase  is   capable  two   interpretations-one  narrow  and literal, and the other liberal and contextual. Without there being any proof of the fact that the stamping instrument was handed  over   to  the   41  electors   by   the   Presiding officer/Polling officer,  a final  expression of  opinion on our part  would  be  academic  and  premature.  It  will  be sufficient to  reiterate that the provisions of Rules 38 and 56(2) (a)  and (b)  with which we are concerned in this case are mandatory  and strict compliance therewith is essential. Once it  is established  that the fault specified in clauses (a) or  (b) of  Rule 56(2)  has been  committed, there is no option left  with the  Returning officer  but to  reject the faulty ballot  paper. We  would further  make it  clear that even if  any such  defect as  is mentioned in clauses (a) or (b) of  Rule 56  is caused  by any mistake or failure on the part of  the  Returning  officer  or  Polling  Officer,  the Returning officer  would be bound to reject the ballot paper on the ground of such defect. That such is the imperative of Rule 56(2)  is clear from the fact that the said clauses (a) and (b)  have advisedly been excluded from the first Proviso to Rule 56(2) which gives a limited discretion in the matter of rejection  to the Returning officer only where the defect is of  a kind  mentioned in clauses (g) and (h) of this sub- rule.      In the  view that such Rules relating to the conduct of elections, are  required to  be observed  strictly,  we  are fortified by  the ratio  of this  Court’s decision  in  Hari

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Vishnu Kamath  v. Syed  Ishaque and  ors.(1) In  That  case, voters for  the House of the People in Polling Stations Nos. 316 and  317 in Sobhapur were given ballot papers with brown bar intended  for the  State  Assembly,  instead  of  ballot papers with  green bar which had to be used for the House of the People. The total number of votes so polled was 443, out of which,  62 were  in favour  of the then appellant, 301 in favour of  the first respondent therein and the remaining in favour of the other candidates. Rule 47(1)(c) of the Conduct of the  Election Rules,  1951 provided  that "a ballot paper contained in a ballot-box shall be rejected if it bears 201 any serial  number or  mark different from the serial number or marks  of ballot papers authorised for use at the polling station or  the polling  booth at  which the  ballot-box  in which it  was  found,  was  used."  The  election-petitioner contended that  in accordance  with this  rule,  the  ballot papers received  at the two polling stations, not having the requisite mark;  should have  been  excluded.  The  returned candidate pleaded  that the  Returning officer  had  rightly accepted 301  votes be  cause Rule  47 was directory and not mandatory. It  was contended  that the  electors were not at fault and  that the  wrong ballot  papers were issued due to the lapse  on the  part of the Returning officer and that to reject the  votes of  the electors  for the  failure of  the Polling officer  to deliver  the correct ballot papers under Rule  23   would  be   to  disfranchise  them,  and  that  a construction which  involve such a consequence should not be adopted. This Court repelled the contention in these terms:           "If the  word ’shall  is thus to be construed in a      mandatory sense  in Rule  47(1) (a),  (b) and  (d),  it      would be  proper to  construe it  in the  same sense in      Rule 47(1)  (c) also.  There is  another  reason  which      clinches the  matter against  the 1st  respondent.  The      practical  bearing   of  the   distinction  between   a      provision which is mandatory and one which is directory      is that  while the  former must be strictly observed in      the case  of the  latter it  is sufficient  that it  is      substantially complied  with. How  is this  rule to  be      worked when the Rule provides that a ballot paper shall      be rejected  ? There can be no degrees of compliance so      far as  rejection is  concerned, and that is conclusive      to show that the provision is mandatory."      The above  observations are  apposite.  Judged  by  the guiding principle  enunciated therein, it can safely be said that the provisions of rule 56(2) (a) and (b) read with Rule 38, are mandatory and not merely directory.      It  was  contended  by  the  learned  Counsel  for  the respondent before  us, that  the Provisos to sub-rule (2) of Rule 56  are  only  illustrative  and  not  exhaustive,  and consequently, the principles underlying these Provisos would give a  discretion to  the Returning Officer not to reject a ballot paper  on the ground of a defect caused by mistake or negligence of  the  Presiding  officer/or  Polling  officer, notwithstanding that such defect is one mentioned in clauses (a), (b), (c), (d), (e) and (f) of Rule 56(2).      This contention  is not  tenable. The word ’shall’ used in the  opening Part  of sub-rule (2) read in the context of the general  scheme of this Rule shows that it is mandatory. Sub-rule (5)puts  the matter  beyond  doubt.  It  says  that "every ballot  paper which  is not  rejected under this sub- rule shall  be counted  as one  valid vote".  Rule 56  is  a complete code  by itself.  The Provisos  to Sub-rule (2) are exhaustive of  the kinds  of  defects  which  the  Returning officer may  condone, if  those defects  are caused  by  the

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mistake or  failure of  the Polling Staff. The first Proviso is in terms limited to defects falling under Clause 202 (g)  or  (h).  Neither  of  these  Provisos  appears  to  be attracted if  the A  defects is any of the defects mentioned in clauses (a) or (b).      The learned Judge of the High Court has not applied his mind as  to whether  the facts alleged in Paragraph 11(b) of the petition,  if correct, would fall within the mischief of clause (d)  of Rule  56(2). This  will  necessarily  require consideration  of  the  issue  whether  there  has  been  an infringement if  any of the provisions of Rule 38, referable to clause  (a) of Rule 56(2). Another point in this context, for consideration  will be  whether the "counterfoil" can be said to  be an  integral part  of the "ballot paper" so that any writing  or marks  of identification  of the  voter on a counterfoil issued  to the voter by mistake, is to be deemed to be a defect of the nature mentioned in clause (a) of Rule 56(2). The High Court has not at all addressed itself any of these questions.      Times out  of number, this Court has pointed out that a general Scrutiny and recount of the ballot papers should not be lightly  ordered. Before  making  such  an  extraordinary order, the  Court must  be satisfied  that all  the material facts have been pleaded and proved and that such a course is imperatively necessary  in the  interest of  justice. In the case in hand. the allegations in the election petition (vide Paragraph 11) are confined to 41 plus 9, total 50 votes only (vide Paragraph).  There was  no foundation  in the petition for ordering  a general  recount. Nor  could the  Additional Pleas in  the written statement of the returned candidate be taken  into   account  for   making  an  order  for  general inspection of  the ballots,  because investigation  of those pleas was beyond the scope of the case alleged in Para 11 of the petition  falling under  section 100(1) (d) (iii) of the Act.      We have  said enough.  We will  close the discussion by repeating the  note of  caution  that  this  Court  speaking through V.  Krishna Iyer J. recently sounded in Chanda Singh v. Ch. Shiv Ram(1).           "A democracy runs smooth on the wheels of periodic      and pure  elections. The verdict at the polls announced      by the  Returning Officers  leads to  the formation  of      Governments. A  certain  amount  of  stability  in  the      electoral process  is essential. If the counting of the      ballots  are   interfered  with  by  too  frequent  and      flippant recounts  by courts a new system is introduced      through the  judicial instrument. Moreover, the secrecy      of the  ballot which  is sacrosanct  becomes exposed to      deleterious prying,  if recount  of votes is made easy.      The general  reaction, if  there is judicial relaxation      on this issue, may well be a fresh pressure on luckless      candidates, particularly  when the  winning  margin  is      only of  a few  hundred votes  as here,  to ask  for  a      recount  Micawberishly   looking  for   numerical  good      fortune or  windfall of  chance  discovery  of  illegal      rejection or  reception of  ballots. This may tend to a      dangerous disorientation  which invades  the democratic      order by injecting widespread scope for reopen- 203      ing of  declared returns,  unless the  Court  restricts      recourse to recount to cases of genuine apprehension of      miscount or  illegality or other compulsions of justice      necessitating such a drastic step."      In the  result we  allow the  appeal and  set aside the

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order of  the High Court for general scrutiny and recount of the ballot  papers.   However, the  High Court  will have to determine, (after  taking such evidence as may be necessary) inter alia,  (i) whether.  the instrument which was used for marking the  41 votes (referred to in the election petition) was supplied  to the  voters by the Presiding officer or any other member  of his  Polling Staff. If on evidence adduced, the learned  Judge finds  this issue in the affirmative, the further question to be considered would be (ii) whether such supply would  answer the  legal requirement  of  "instrument supplied for  the purpose"  in Rule 56(2) (b). If both these issues (i)  and (ii)  are answered in the positive, then and then only  he may proceed to inspection and recount of these votes  mentioned   in   the   petition.   Similarly,   after considering the  legal questions  indicated  above,  he  may order recount  of the  9 votes  alleged to have counterfoils attached thereto.  There appears  to be no justification for ordering a general inspection of the ballots on the facts of this case.      The learned  Judge shall  proceed with the trial of the election petition  in the light of what has been said above. Costs to abide the event in the High Court. P.H.P.                                       Appeal allowed. 204