KHAZIA MOHAMMED MUZAMMIL Vs STATE OF KARNATAKA
Bench: B.S. CHAUHAN,SWATANTER KUMAR, , ,
Case number: C.A. No.-000596-000596 / 2007
Diary number: 22318 / 2004
Advocates: S. R. SETIA Vs
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IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL No. 596 of 2007
Khazia Mohammed Muzammil …Appellant
Versus
The State of Karnataka & Anr. …Respondents
JUDGMENT
Swatanter Kumar, J.
1. The appellant, who was a practicing advocate, was appointed
as District Judge under the Karnataka Judicial Services
1
(Recruitment) Rules 1983 (for short ‘the 1983 Rules’) vide
Notification No. DPAR 37 SHC 96 dated 9.5.1996. In furtherance to
this notification letter of appointment dated 14th May 1996 was issued
where after the appellant joined the service on 15th May, 1996.
However, vide order dated 20th of May, 1996, the appellant was
transferred and posted as 1st Additional City Civil & Sessions Judge,
Bangalore City. It is the case of the appellant that he performed his
duties with utmost diligence and had an excellent track record. His
rate of disposal of the cases was very good. The High Court had
scrutinized his performance and neither any adverse remarks were
communicated to him nor any memo or show-cause notice was
served upon him during the entire period of his service. Initially in
2
terms of the notification/letter of appointment, he was appointed on
probation for two years. According to the appellant, he had
completed the probation period successfully and there was no
specific communication issued to him by the authority extending his
probation period. Thus, the appellant would be deemed to be a
confirmed judge as per the rules. A Sub-Committee of the Hon’ble
Judges constituted by the High Court had recommended to the Full
Court in its meetings held on 11th Feburary, 1999 and 15th October,
1999 for discharge of the appellant from service. It appear that in
October 1999, the Registrar General of the High Court addressed a
communication to the Chief Secretary of the State seeking the
discharge of the appellant in terms of Rule 6 (1) Kerala Civil Service
3
(Probation) Rules, 1977 on the ground that appellant was not
‘suitable for the post’. Pursuant to this recommendation, the
Government issued a notification on 24th March, 2000 discharging
the appellant from service. According to the appellant, the
notification dated 24th March, 2000 was arbitrary, contrary to rules
and was unsustainable in law. The appellant had put in 3 years 10
months and 10 days in service as on that date and therefore the
appellant was entitled to confirmation. Aggrieved from the said
notification dated 24th March, 2000, the appellant filed the Writ
Petition in the High Court of Karnataka, Bangalore which came to be
registered as Writ Petition No. 11965/2000 and raised various issues
including the legal submissions referable to the relevant rules. The
4
High Court vide its judgment dated 9th July, 2004 dismissed the Writ
Petition holding that the notification dated 24th March, 2000 did not
suffer from any error or illegality & no interference was called for. It
will be useful to reproduce the reasoning given by the High Court
which reads as follows:-
“ A bare reading of Rule 3 makes it clear that the period of probation shall be fixed as per the rules of recruitment specially made for any service and also that the minimum period of probation shall be two years. Rule 4 deals with the extension of reduction of period of probation. Rule 5 deals with declaration of satisfactory completion of probationary period. Sub-rule (1) (b) of Rule 5 states that the if the appointing authority decides that the probationer is not suitable to hold the post, it
5
may discharge him from service, if the probationary period if not extended. Rule 5(2) makes it clear that there has to be an order declaring the probationer to have completed the probationary period and if there is a delay in issuing such an order, the probationer will not be deemed to have completed the probationary period. Rule 6(1) provides for discharge of a probationer during the probationary period under the circumstances like the grounds arising out of the conditions,
if any, imposed in the rules or in the order of appointment or unsuitability to hold the post. Rule 7 states that when a probationer, whether during or at the end of probation period, is terminated for any misconduct, the termination shall be in accordance with Karnataka Civil Services (Classifications, Control and Appeal) Rules, 1957 (for short ‘the 1957 Rules’)
6
In the instant case, the petitioner, who was appointed on probation, though he had worked for 3 years 10 months and 10 days, was not found suitable to hold the post and no order has been passed that he has satisfactory completed the probationary period. Under the circumstances, the argument that Rule 6 (1) of KCSRs cannot be invoked and the petitioner’s case falls under Rule 7 of the KCSRs is not sustainable. It is seen that the petitioner has not been removed
on misconduct pending probation. So the argument that Rule 7 of the KCSRs has not been considered by this Court and the decisions referred to above are not applicable, it not acceptable in the facts of the given case as Rule 7 deals with termination for misconduct during or at the end of probation period, whereas as stated in the present case on hand, the probationer has been discharged from his services as he is found unsuitable to hold the post and there is
7
no violation of the provisions of the 1957 Rules.”
2. Aggrieved from the judgment of the High Court, the appellant
has preferred the present appeal to this Court under Article 136 of
the Constitution of India. The challenge to the judgment of the High
Court as well as notification, dated 24th of March 2000, is on the
ground that the appellant could not have remained probationer
beyond the period of probation. He had held the office for a period of
more than 3 years. After this period, the appellant will be deemed to
have been confirmed and thus his discharge from service is contrary
to the rules. A confirmed employee cannot be discharged as
8
probationer and if there is anything against the appellant, the
department i.e. High Court/Government, on that plea ought to have
conducted departmental enquiry in accordance with rules. Further, it
is contended that the action of the High Court and the State
Government is arbitrary and without any basis. The service record
of the appellant was excellent and there was nothing on the record to
justify that the appellant had become ‘unsuitable for the post’. On
the contrary, the submission on behalf of the respondents is that
there cannot be a deemed confirmation. The High Court, in exercise
of its power of superintendence as well as under the rules found that
the appellant was entirely unsuitable for his retention in service. The
service record of the appellant is also such that it does not justify his
9
retention in service being a person under surveillance of Police prior
to joining the service. The appellant, being a probationer, has rightly
been discharged from service and the Writ Petition has rightly been
dismissed by the High Court for valid reasons and judgment of the
High Court does not call for any interference. Before we proceed to
discuss the merit or otherwise of the rival contention raised before
us, at the very outset, we may refer to the impugned notification
which reads as under:
“CONFIRM EDIT OF KARNATAKA
No. PPAR 69 SHO 99. … Karnataka Government Secretariat, Vidhan Soudha, Bangalore,
10
Dated 24.3.2000
NOTIFICATION
In exercise of the powers conferred by Rule 6 (1) of the Karnataka Civil Services (Probation) Rules, 1977, I, V.S. RAMA DEVI, Governor of Karnataka, hereby order that Sri. Kazia Mohammed Muzzammil, Ist Additional City Civil and Sessions Judge, Bangalore City
be discharged from service with immediate effect as he is unsuitable to hold the post of District Judge.
Sd/- (V.S. RANA DEVI)
GOVERNOR OF KARNATAKA BY ORDER AND IN THE
NAME OF THE GOVERNOR OF KARNATAKA,
11
(V.R. TLKAL)
UNDER SECRETARY TO THE GOVERNMENT DEPARTMENT OF
PERSONNEL AND ADMINISTRATIVE REFORMS (SERVICES .3)
xxx xxx xxx xxx
3. The bare reading of the above impugned notification shows
that it is ex-facie not stigmatic. It simply discharges the appellant
from service as having been found unsuitable to hold the post of
District Judge. Until and unless, the appellant is able to show
circumstances supported by cogent material on record that this order
is stigmatic and is intended to over reach the process of law provided
under the rules, there is no occasion for this Court to interfere on
12
facts. As far as law is concerned, the question raised is with regard
to the applicability of the concept of ‘deemed confirmation’, to the
present case under the service jurisprudence.
4. We may also notice that conduct of the appellant, who is a
Judicial Officer, belonging to the Higher Judicial Services of the State
is matter of some concern. Contradictory statements have been
made in the Writ Petition before the High Court, memorandum of
appeal before this Court and even in the rejoinder and further
affidavit filed before this Court. Strangely, the High Court has neither
contested this case nor pursued it in its correct perspective. As it
appears, even appearance on behalf of the High Court was not
entered upon. Despite specific orders of this Court the High Court
13
had failed to produce the records and even no responsible officer
was present. This attitude of the respondents in this court
compelled the Bench to pass an order dated 20th May, 2010 which
reads as under:-
“This case was heard at some length yesterday and was part-heard for today. At the very outset, we must notice that from the
record before us, ex-facie, it appears that the appellant before this Court has sworn the false and/or incorrect affidavits. In order to demonstrate our above observation, we must refer to the following details which have been given by the appellant in various affidavits and/or pleadings of the present case, which are as follows:
Date Age Page (s)
14
29.3.2000 46 28/37 23.2.2001 46 51 20.9.2004 50 18 14.10.2006 54 52
22.10.2009 57 4/5 (Appln. for Early Hearing)
30.6.2010 60 -
-------------------------------------------------------------
9.5.1996 Joined Service E 20.3.2000 WP 34 15.5.95 )
25.3.2000 ) Counter Affidavit 44 By the High Court
As would be evident that if one of the dates given by the appellant is taken to be correct, he would superannuate on 30th June, 2010, and if another date is taken, he would be only 57 years of age as on 22nd October,
15
2009. Besides this, he had joined service as per the letter of appointment of 9th may, 1996, but at page 34 of the paper book, he claimed to have joined service on 15th May, 1995, which on the face of it, is not a correct statement of facts. We further note that the case of the appellant is that during the period of his service, no adverse entries had been made in his service record, which has been seriously disputed by the respondents who state that even complaints were received
against the appellant.
With some amount of anguish, we must also notice that the High Court appears to be callous about the whole matter. The reply filed on behalf of the High Court does not specifically dispute any of the averments made by the appellant. The reply besides being vague, is intended to benefit the appellant, which is entirely uncalled for. It has become necessary for us to know the correct
16
position of facts before we dwell upon legal submissions raised on behalf of the appellant. This Court vide its order dated 28th April, 2006, had expressed certain doubts and directed that the records should be produced before the Court and records should be made available before this Court at the time of hearing. Despite the fact that this case has been on Board for this entire week and was heard for considerable time yesterday and was part-heard for today, still records are not
available. We are unable to appreciate this attitude of the High Court towards this case, pending in the highest Court of the land. We may also notice that yesterday some papers had been shown to us showing that the name of the appellant was placed in the “rowdy” list of the police maintained by the concerned police station and his local activities were being watched. The appellant has filed the writ petition praying for quashing and deletion of his name from the said list. This fact does
17
not find mention either in the reply filed by the appellant before the High Court. Learned counsel for the appellant submitted that this event was subsequent to the filing of the writ petition. Whatever be the merit or otherwise of that Writ Petition, we fail to understand why this fact was not taken note of and brought to the notice of the High Court when the police gave a verification report about the appellant which was monitored prior to the appointment of the Higher Judicial Services of the State.
We find that we are unable to appreciate the conduct of the appellant as well as that of the High Court in the present proceedings and in our view certain directions need to be issued in this regard. Before we issue any such orders or consider the conduct of either of them in accordance with law, we consider it appropriate to require the appellant to file an affidavit explaining the above-mentioned events. The High Court is also at liberty to file affidavit, if any, but the Registrar General of
18
the High Court shall be present in Court with complete records. We are compelled to pass such directions but are left with no alternative in view of the conduct of the parties in the present appeal.
List for further hearing on 28th may, 2010.
Copy of this order be sent to the Registrar General of the High Court of Karnataka by the Registry.”
5. Besides the conduct of the parties which is reflected in our
above order, it is also very important to notice another facet of this
case. It is not in dispute that the appellant had filed a Writ Petition
19
being Writ No. WP No. 16244 of 2000 in the High Court praying for
issuance of mandamus to the Superintendent of Police, Karwar to
strike off the entries against the name of the appellant, in the ‘rowdy
and goonda register’ prior to his selection as the District Judge,
maintained by the concerned Police Station. The Police has sought
to justify before the Court the inclusion of the appellant’s name in the
list and for the reasons declared in the reply affidavit filed by the
State in that case. The stand of the Government in that case was
that while keeping in view the antecedents and past activities of the
appellant, his name was entered in the Form No. 100 being the
Communal Goonda Sheet on 8th January, 1993 under order No. 9/93
dated 2.1.1993 of the then Superintenent of Police, Uttaraka
20
Kannada. The appellant was General Secretary of an organization
called Majlis-Isa-o-Tanzim and was in the habit of harbouring
criminals, who were involved in serious crimes like murder and
communal riots etc. There was a specific charge against the
appellant for his delivering provocative communal speeches, which
contributed to aggravate communal disturbance in Bhatkal in the
year 1993. He was president of the Bar Association, Bhatkal and still
used to provoke young people in that institution. Nineteen people
were killed and many injured in a group clash. With this background
under Rules 65 and 66 of State Interchange Manual the name of the
appellant was inducted on the sheet of Register of Rowdies
maintained by the Karnataka Police in Form No. 100 in terms of Rule
21
1059 of the Karnataka Police Manual which is normally treated as
confidential. Keeping all these averments in mind and the judgment
of the Supreme Court, the High Court vide its order dated 3rd of
November 2000 dismissed the Writ Petition and declined to declare
the entries as being without basis or arbitrary. The ancillary but an
important issue that flows from these facts is as to how and what the
Police Verification Report was submitted to the Government/High
Court before the appellant was permitted to join his duties as an
Additional District Judge? Normally, the person, with such
antecedents, will hardly be permitted to join service of the
Government and, particularly, the post of a Judge. The High Court
on the administrative side also appears to have dealt with the matter
22
in a very casual manner. The averments made in the Writ Petition
16244 of 2000, if it were true, it was a matter of serious concern for
the High Court as he was being appointed as an Additional District
and Sessions Judge and would have remained as such for a number
of years. It was expected of the Government as well as the High
Court to have the character verification report before the appointment
letter was issued. The cumulative effect of the conduct of the
appellant in making incorrect averments in the Court proceedings as
well as the fact that his name was in the ‘Rowdie list’ of the
concerned Police Station are specific grounds for the Courts not to
exercise its discretionary and inherent jurisdiction under Articles 136
and 226 of the Constitution of India in favour of the appellant. These
23
reasons have to be given definite significance, particularly when the
High Court has declined to quash the entries against the appellant
and inclusion of his name in the ‘Rowdie list’. Another aspect of this
case, to which our attention has been invited, is that for the first time,
the High Court has filed the detailed affidavit in this Court after
passing of the order dated 20th May, 2010. We failed to understand
why appropriate and detailed affidavit was not even filed before the
Court. During the course of hearing, we have also called for the
original Confidential Reports of the appellant, copies whereof have
been filed. The Confidential Reports, which could have been
recorded in the case of the appellant as per the rules and
regulations, or resolutions of the Full Court of High Court of
24
Karnataka, will be for the years 1996-97, 1997-98 and 1998-99.
There is only one Confidential Report on record for the year 1997
wherein the appellant has been graded as ‘Satisfactory’. This
falsifies his claim that he had outstanding service record in regard to
disposal of cases and other service related matters.
6. With some regret and anxiety, we must notice that for all the
remaining years no Confidential Report of this officer, and in fact,
many others, as the record now reflects, have been recorded by the
High Court. We are unable to overlook this aspect, as it is just not a
simplicitor question of writing the Confidential Report of a given
officer but adversely affects the administration of justice on the one
hand and dilutes the constitutional power & functions of
25
Superintendence of the High court, on the other. A note was put up
by the Registrar General before the then Hon’ble Acting Chief Justice
that Confidential Report was put up before Hon’ble Chief Justice for
recording remarks but that were not recorded and orders were being
obtained now in that behalf. However, even thereafter no confidential
remarks were recorded. We may also notice that reference was
made to the resolution of the Full Court passed in its meeting dated
15th March,1988 which has been referred to in the office note, reads
as under:-
“Resolved that Judicial Officers Annual Confidential Reports shall be recorded in the Proforma at Annexure – ‘A’ for the period from 1.1.1988 onwards.”
26
7. Even thereafter, the records were submitted to the concerned
Judge of the High court and no Confidential Reports were recorded.
All this demonstrates not a very healthy state of affairs in relation to
the recording of Confidential Reports of the officers in the Judicial
Services of the State of Karnataka. The Confidential Report of an
officer is a proper document, which is expected to be prepared in
accordance with the Rules and practice of the Court, to form the
basis while considering the officer for promotion to higher post and all
other service related matters, in future. Non-writing of the
Confidential Reports is bound to have unfair results. It affect the
morale of the members of the service. The timely written Confidential
27
Reports would help in putting an officer at notice, if he is expected to
improve in discharging of his duties and in the present days where
25% (now 10%) of the vacancies in Higher Judicial Service cadre are
expected to be filled, from out of turn promotions after holding of
written examination and interview. Highly competitive standard of
service discipline and values are expected to be maintained by the
Judicial Officers as that alone can help them for better advancement
of their service career. In such circumstances, the significance of
proper Superintendence of the High Court over the Judicial Officers
has a much greater significance than what it was in the past years. In
fact, in our view, it is mandatory that such Confidential Reports
28
should be elaborate and written timely to avoid any prejudice to the
Administration as well as to the officer concerned.
8. We do express a pious hope that Hon’ble Chief Justice of the
Karnataka High Court would examine this aspect and take corrective
steps. We also do hope that appropriate decisions of the High Court
are in place to ensure writing of Annual Confidential Reports in a
comprehensive manner at regular intervals and timely. It is a matter
which should invite the attention of all concerned without any further
delay. We direct the Registry to send a copy of this Judgment to
Hon’ble Chief Justice of the Karnataka High Court to invite his kind
attention to these aspects.
29
9. Having discussed in some elaboration the conduct of the
appellant as well as his antecedents, now we proceed to examine the
merits of the legal controversy raised in the present case on behalf of
the appellant in relation to ‘deemed confirmation’. The ‘deemed
confirmation’ is an aspect which is known to the service
jurisprudence now for a considerable time. Both the views have
been taken by the Court. Firstly, there can be ‘deemed confirmation’
after an employee has completed the maximum probation period
provided under the Rules where after, his entitlement and conditions
of service are placed at parity with the confirmed employee.
Secondly, that there would be no ‘deemed confirmation’ and at best
after completion of maximum probation period provided under the
30
Rules governing the employee, the employee becomes eligible for
being confirmed in his post. His period of probation remains in force
till written document of successful completion of probation is issued
by the Competent Authority. Having examined the various judgments
cited at the bar, including that of all larger Benches, it is not possible
for this Bench to state which of the view is correct enunciation of law
or otherwise. We are of the considered opinion, as to what view has
to be taken, would depend upon the facts of a given case and the
relevant Rules in force. It will be cumulative effect of these two
basics that would determine application of the principle of law to the
facts of that case. Thus, it will be necessary for us to refer to this
legal contention in some elucidation. According to the appellant the
31
language of Rule 3 of 1977 Rules provides that the probation period
can not be extended beyond 3 years and upon expiry of such period
the appellant would be deemed to have been confirmed. To
substantiate this contention, the appellant relied upon Rules 3 and 4
of 1977 Rules and Entry 2 of schedule under Rule 2 of 1983 Rules
which provide that there shall be two year probation during which
period, the officer was to undergo such training, as may be specified
by the High Court of Karnataka. Therefore, the submission is that
once the maximum period of probation provided under these Rules
has expired the officer will stand automatically confirmed and thus is
incapable of being discharged under Rule 5(B) of the 1977 Rules.
We shall now proceed to discuss the judgments which have been
32
relied upon by the appellant in support of his contentions. On merits
these judgments are hardly applicable to the facts of the present
case. While examining the cited judgments this Court has to keep in
mind the specific rules relating to alleged automatic confirmation of
the appellant and the fact that the appellant failed to satisfactorily
complete the period of probation or extended period of probation in
terms of Rule 5(B) of the 1977 Rules. The 1983 Rules ought to be
read in conjunction with the 1977 Rules as they have duly been
adopted by the High Court. The 1977 Rules are specific Rules on
the subject in question while 1983 Rules are general Rules and in
any case there is no conflict between the two as they seek to achieve
33
the same object in relation to probation and effects thereof in relation
to different matters.
10. Not only the Rules but even the principles of service
jurisprudence fully recognizes the status of employee as probationer
and a confirmed employee. Probationer in terms of Rule 2 (ii) of
1977 Rules means a Government servant on probation. Rules 3 to
6 are the relevant Rules which specifically deal with the period of
probation, extension or reduction of period of probation, satisfactorily
completion of the probation period and discharge of a probationer
during the period of probation. The relevant Rules read as under:
“3. Period of Probation:- The period of probation shall be as may be provided for in
34
the Rules of recruitment specially made for any service or post, which shall not be less than two year, excluding the period if any, during which the probationer was on extraordinary leave. 4. Extension or reduction of period:- (1) The period of probation may, for reason to be recorded, in writing, be extended- (i) by the Governor or the Government by such period as he or it deems fit; (ii) by any other appointing authority by such
period not exceeding half the prescribed period of probation; Provided that if within the prescribed or extended period of probation, a probationer has appeared for any examination or tests required to be passed during the period of probation and the results thereof are not known before the expiry of such period, then the period of probation shall be deemed to have been extended until the publication of
35
the results of such examinations or tests or of the first of them in which he fails to pass. (2) The Government may, by order, reduce the period of probation of a probationer by such period not exceeding the period during which he discharged the duties of the post to which he was appointed or of a post the duties of which are in the opinion of the Government, similar (and) equivalent to those of such post. 5. Declaration of satisfactory completion of
probation etc.:- (1) At the end of the prescribed or as the case may be the reduced or extended period of probation the appointing authority shall consider the suitability of the probationer to hold the post to which he was appointed, and- (a) if it decides that the probationer is suitable to hold the post to which he was appointed and has passed the special examinations or test, if any, required to be passed during the period of probation it shall, as soon as
36
possible, issue an order declaring the probationer to have satisfactorily completed his probation and such an order shall have effect from the date of expiry of the prescribed, reduced or extended period of probation; (b) if the appointing authority decides that the probationer is not suitable to hold the post to which he was appointed or has not passed the special examinations or special tests. If any, required to be passed during the period
of probation, it shall, unless the period of probation is extended under Rule 4, by order, discharge him from service. (2) A probationer shall not be considered to have satisfactorily completed the probation unless a specific order to that effect is passed. Any delay in the issue of an order under sub-Rules (1) shall not entitle the probationer to be deemed to have satisfactorily completed his probation.
37
Note:- In this Rules and Rules 6’discharge’ in the case of a probationer appointed from another service or post, means reversion to that service or post. 6. Discharge of a probationer during the period of probation:- (1) Notwithstanding anything in Rules 5, the appointing authority may, at any time during the period of probation, discharge from service a probationer on grounds arising out of the conditions, if any, imposed by the Rules or in
the order of appointment, or on account of his unsuitability for the service of post; but the order of discharge except when passed by the Government shall not be given effect to till it has been submitted to and confirmed by the next higher authority. (2) An order discharging a probationer under this Rule shall indicate the grounds for the discharge but no formal proceedings under the Karnataka Civil Services (Classification,
38
Control and Appeal) Rules, 1957, shall be necessary.
11. Now, let us analyze these Rules. No doubt Rule 3 states that
the period of probation shall be, as may be, provided for in the Rules
of recruitment specially made for any service or post, which shall not
be less than two years (emphasis supplied). Out of which period
extraordinary leave will have to be excluded. Thus the Rules
contemplate that every service provide Rules relating to probation.
But the probation period should not be less than two years. The
emphasis of the Rules is that minimum period of probation has to be
two years. The period of probation can be extended for reason to be
recorded by the Competent Authority by such period not exceeding
39
half of the prescribed period of probation. Interestingly, to this Rule
the framers of the Rules have introduced proviso, which gives
discretion to the Authorities and, in fact, introduced deemed
extension in the event of the probationer has appeared for any exam
or result thereof has not been declared within the period of probation
and extended period. The Rule, therefore, contemplates deemed
extension of probation period where the Authorities have not passed
any order for extending or declining to extend the period of probation
provided the circumstances stated therein are satisfied.
12. The purpose of any probation is to ensure that before the
employee attains the status of confirmed regular employee, he
40
should satisfactorily perform his duties and functions to enable the
Authorities to pass appropriate orders. In other words, the scheme
of probation is to judge the ability, suitability and performance of an
officer under probation. Once these ingredients are satisfied the
Competent Authority may confirm the employee under Rule 5 of the
1977 Rules. Rule 5(2) places an obligation upon the Authority that at
the end of the prescribed period of probation, the Authority shall
consider the suitability of the probationer to the post to which he is
appointed and take a conscious decision whether he is suitable to
hold the post and issue an order declaring that the probationer has
satisfactorily competed his period or pass an order extending the
period of probation etc. Rule 5(b) empowers the Authority that in the
41
event it is of the view that the period of probation has not been
satisfactorily completed or has not passed the special examinations,
it may discharge him from service unless the period of probation is
extended. Rule 5(2) has been coveted with negative language. It
specifically prescribes that a probationer shall not be considered to
have satisfactorily completed the probation unless a specific order to
that effect is passed. This Rule further clarifies that if there is a delay
in issuance of an order under sub-Rule (1), it shall not entitle the
probationer to be deemed to have satisfactorily completed his
probation. In other words, the framers of the Rules have introduced
a double restriction to the concept of automatic confirmation or
deemed satisfactorily completion of the probation period. Firstly, the
42
specific order is required to be issued in that regard and secondly,
delay in issuance of such orders does not tilt the balance in favour of
the employee. Rule 6 (1) states that the Competent Authority may,
at any time, during the period of probation, discharge from service, a
probationer on grounds arising out of the conditions, if any, imposed
by the Rules or in the order of appointment, or on account of his
unsuitability for the service of post. However, the said order of
discharge would take effect only after it is confirmed by the next
higher authority. Rule 6(2) specifically excludes the application or
holding of formal proceedings under the Karnataka Civil Services
(Classification, Control and Appeal) Rules 1957. It says that such
course will not be necessary. In light of this statutory provision, let us
43
also examine the probation period referred to under item No. 2 of
Rule 2 of 1983 Rules. Rule states that probation period will be of 2
years and further mandates during that period of probation, the
officer must undergo a training, as may be specified by the High
Court. This itself has been indicated under the head ‘minimum
qualifications’. It, therefore, clearly shows that it is not the provision
dealing with the probation period, extension and discharge of a
probationer during that period but is primarily relatable to the
minimum qualifications, which are to be essentially satisfied by the
officer concerned before he takes over his appointment as a regular
judge. The reference to the probation period has to be examined
and interpreted with reference to and in conjunction with 1977 Rules
44
which are the primary Rules dealing with probation. These Rules
have admittedly been adopted by the High Court. Under the 1983
Rules, the emphasis is on performance and training during the period
of probation. In other words, the primary purpose of these Rules is
only to ensure that the concerned officer undergoes training during
the period of probation. While the significance under the 1983 Rules
is on training, under 1977 Rules, all matters relating to probation are
specifically dealt with. It would not be permissible to read the
relevant part of 1983 Rules to say that it mandates that probation
period shall be only for two years and not more. If that was to be
accepted, all provisions under Rules 3 to 6 of 1977 Rules will
become redundant and ineffective. In fact, it would frustrate the very
45
purpose of framing the 1977 Rules. What will be the period of
probation, the circumstances under which it can be extended or
reduces and discharge of the Probationer Officer in the event of
unsuitability etc. are only dealt with under the 1977 Rules. The 1983
Rules would have to be read harmoniously with 1977 Rules to
achieve the real purpose of proper and timely training of Judicial
Officers on the one hand and appropriate control over the matters
relating to probation of the officers on the other. That, in fact, is the
precise reason as to why 1983 Rules do not deal specifically with
any of the aspects of probation. In view of this discussion the
contention of the appellants has to be rejected.
46
13. Having referred to the specific Rules on the subject and the
entire scheme under the relevant provisions relating to different
aspects of probation, let us examine the law and the
pronouncements of this Court in some detail. We have already
noticed that two views are prevalent. Primarily, the Court has taken
the diametrical opposite view. One which accepts the application of
the deemed confirmation after the expiry of the prescribed period of
probation, while other taking the view that it will not be appropriate to
apply the concept of deemed confirmation to the officers on probation
as that is not the intent of law. In our opinion, the rules and
regulations governing a particular service are bound to have greater
impact on determining such question and that is the precise reason
47
that we have discussed Rules 3 to 6 of 1977 Rules in the earlier part
of the judgment. What view out of the two views indicated above
should be followed in the facts of the present case can be fairly
stated only after we have discussed the earlier judgment of the larger
as well as equi benches on this aspect. Let us, at the very outset,
refer to the Constitution Bench Judgment of this Court in the case of
State of Punjab v. Dharam Singh, [AIR 1968 SC 1210] In that case
the Court was concerned with Rule 6(3) of the Punjab Educational
Service (Provincialised Cadre) Class III Rules, 1961 which fixed
certain period beyond which the probation period cannot be extended
and an employee appointed or promoted to a post on probation is
allowed to continue in that post after completion of the maximum
48
period of probation. The view taken by the Court was that there
would be confirmation of the employee in the post by implication. We
may refer to the following paragraphs of the judgment of this Court:
“8. The initial period of probation of the respondents ended on October 1, 1958. By allowing the respondents to continue in their posts thereafter without any express order of confirmation, the competent authority must be
taken to have extended the period of probation up to October 1, 1960 by implication. But under the proviso to Rule 6(3), the probationary period could not extend beyond October 1, 1960. In view of the proviso to Rule 6(3), it is not possible to presume that the competent authority extended the probationary period after October 1, 1960, or that thereafter the respondents continued to hold their posts as probationers.
49
9. Immediately upon completion of the extended period of probation on October 1, 1960, the appointing authority could dispense with the services of the respondents if their work or conduct during the period of probation was in the opinion of the authority unsatisfactory. Instead of dispensing with their services on completion of the extended period of probation, the authority continued them in their posts until sometime in 1963, and allowed them to draw annual increments of
salary including the increment which fell due on October 1, 1962. The rules did not require them to pass any test or to fulfil any other condition before confirmation. There was no compelling reason for dispensing with their services and re-employing them as temporary employees on October 1, 1960, and the High Court rightly refused to draw the inference that they were so discharged from services and re-employed. In these circumstances, the High Court rightly held that the respondents
50
must be deemed to have been confirmed in their posts. Though the appointing authority did not pass formal orders of confirmation in writing, it should be presumed to have passed orders of confirmation by so allowing them to continue in their posts after October 1, 1960. After such confirmation, the authority had no power to dispense with their services under Rule 6(3) on the ground that their work or conduct during the period of probation was unsatisfactory. It follows that on the dates of
the impugned orders, the respondents had the right to hold their posts. The impugned orders deprived them of this right and amounted to removal from service by way of punishment. The removal from service could not be made without following the procedure laid down in the Punjab Civil Services (Punishment and Appeal) Rules, 1952 and without conforming to the constitutional requirements of Article 311 of the Constitution. As the procedure laid down in
51
the Punjab Civil Services (Punishment and Appeal) Rules, 1952 was not followed and as the constitutional protection of Article 311 was violated, the impugned orders were rightly set aside by the High Court.”
Seven Judge Bench of this Court, in the case of Shamsher vs.
State of Punjab [(1974) 2 SCC 834], was concerned primarily, with
the question whether termination during probation could be viewed
as a punitive action in some case or always has to be as discharge
simplicitor during the said period. The Court expressed the view
that no abstract proposition can be laid down that where the services
of a probationer are terminated without saying anything more in the
order of termination, it can never amount to punishment. In the facts
52
and circumstances of the case if the probationer is discharged on the
ground of insufficiecy or for similar reasons without a proper enquiry
and without his getting a reasonable opportunity to show cause
against his discharge it may in a given case amount to removal from
service within Article 311 (2) of the Constitution of India. But while
dealing with this principle question the Bench even discussed, at
some length, whether a probationer can automatically be confirmed
on the expiry of period of probation. The Court considered the earlier
judgment of this Court in Dharam Singh’s case (supra) discussing
the case of appellant, who had completed his initial period of two
years’ probation on 11th November, 1967 and the maximum period of
three years’ probation on 11th November, 1968 and by reason of the
53
fact that he continued in service after the expiry of the maximum
period of probation he became confirmed, was the contention raised
before the Bench. In that case the relevant Rule 7 (1) provided that
every subordinate Judge, in the first instance, be appointed on
probation for two years but this period may be extended from time to
time expressly or impliedly so that the total period of probation does
not exceed three years. Explanation to Rule 5 (1) further provided
that period of probation shall be deemed to have been extended if a
Subordinate Judge is not confirmed on the expiry of his period of
probation. The appellant had also placed reliance on Dharam Singh’
case (supra) to contend that the only view possible was that he
54
would be deemed to have been confirmed. However, on the facts of
the case before the Bench the Court held as under:
“Any confirmation by implication is negatived in the present case because before the completion of three years the High Court found prima facie that the work as well as the conduct of the appellant was unsatisfactory and a notice was given to the appellant on October 4, 1968 to show cause as to why his
services should not be terminated. Furthermore, Rule 9 shows that the employment of a probationer can be proposed to be terminated whether during or at the end of the period of probation. This indicates that where the notice is given at the end of the probation the period of probation gets extended till the inquiry proceedings commenced by the notice under Rule 9 come to an end. In this background the explanation to Rule 7(1) shows that the period of probation shall be deemed to have been extended impliedly if a Subordinate Judge is not confirmed on the expiry of this period of
55
probation. This implied extension where a Subordinate Judge is not confirmed on the expiry of the period of probation is not found in Dharam Singh’s case. (AIR 1968 SC 1210) This explanation in the present case does not mean that the implied extension of the probationary period is only between two and three years. The explanation on the contrary means that the provision regarding the maximum period of probation for three years is directory and not mandatory unlike in Dharam Singh case and that a probationer is not in fact confirmed till an order of confirmation is made.
In this context reference may be made to the proviso to Rule 7(3). The proviso to the rule states that the completion of the maximum period of three years’ probation would not confer on him the right to be confirmed till there is a permanent vacancy in the cadre. Rule 7(3) states that an express order of confirmation is necessary. The proviso to Rule 7(3) is in the negative form that the completion of the maximum period of three years would not confer a right of confirmation till there is a permanent vacancy in the cadre. The period of probation is therefore extended by implication until the proceedings
56
commenced against a probationer like the appellant are concluded to enable the Government to decide whether a probationer should be confirmed or his services should be terminated. No confirmation by implication can arise in the present case in the facts and circumstances as also by the meaning and operation of Rules 7(1) and 7(3) as aforesaid. It is necessary at this stage to refer to the second proviso to Rule 7(3) which came into existence on November 19, 1970. That proviso of course does not apply to the facts of the present case. That proviso states that if
the report of the High Court regarding the unsatisfactory work or conduct of the probationer is made to the Governor before the expiry of the maximum period of probation, further proceedings in the matter may be taken and orders passed by the Governor of Punjab dispensing with his services or reverting him to his substantive post even after the expiry of the maximum period of probation. The second proviso makes explicit which is implicit in Rule 7(1) and Rule 7(3) that the period of probation gets extended till the proceedings commenced by
57
the notice come to an end either by confirmation or discharge of the probationer. In the present case, no confirmation by implication can arise by reason of the notice to show cause given on October 4, 1968 the enquiry by the Director of Vigilance to enquire into allegations and the operation of Rule 7 of the Service Rules that the probation shall be extended impliedly if a Subordinate Judge is not confirmed before the expiry of the period of probation. Inasmuch as Ishwar Chand Agarwal was not confirmed at the end of the period of probation confirmation by implication
is nullified.”
14. Before we discuss the subsequent judgment to these
landmark judgments of this Court it will be quite appropriate to notice
that the divergent views by different Benches of this Court and, more
so, by different High Courts have been the subject matter of concern
and have been noticed again by different Benches of this Court. In
58
the case of Dayaram Dayal vs. State of M.P. [(1997) 7 SCC 443].
The Court specifically noticed the two line of rulings pronounced by
this Court in its different judgments. At the cost of some repetition,
we may notice that one line of judgments held that mere continuation
of service beyond the period of probation does not amount to
confirmation unless it was so specifically provided. The other line,
though in very few cases, but, has been taken by this Court is that
where there is provision in the Rules for initial probation and
extension thereof, a maximum period of such extension is also
provided beyond which it is not permissible to extend probation.
However, the Bench dealing with the case of Dayaram Dayal’s case
(supra) did demonstrate that there was not any serious conflict
59
between the two sets of decisions and it depends on the conditions
contained in the order of appointment and the relevant rules
applicable. Though the Bench in that case held that there was
confirmation of the employee and while setting aside the order of
termination, granted liberty to hold departmental enquiry in
accordance with law. In order to analyze the reasoning recorded by
the Bench we may refer to the following paragraphs as they would
throw proper insight into the discussion:
“9. The other line of cases are those where while there is a provision in the rules for initial probation and extension thereof, a maximum period for such extension is also provided beyond which it is not permissible to extend probation. A question as to its effect arose before the Constitution Bench in State of Punjab v. Dharam Singh [AIR 1968 SC 1210].
60
The relevant rule there provided initially for a one-year probation and then for extension thereof subject to a maximum of three years. The petitioner in that case was on probation from 1-10-1957 for one year and was continued beyond the extended period of three years (in all four years) and terminated in 1963 without any departmental inquiry. A Constitution Bench of this Court referred Sukhbans Singh v. State of Punjab [AIR 1962 SC 1711], G.S. Ramaswamy v. Inspector General of Police [AIR 1966 SC 175] and State of U.P. v. Akbar Ali Khan [AIR1966 SC 1842] cases and distinguished the same as
cases where the rules did not provide for a maximum period of probation but that if the rule, as in the case before them provided for a maximum, then that was an implication that the officer was not in the position of a probationer after the expiry of the maximum period. The presumption of his continuing as a probationer was negatived by the fixation of a maximum time-limit for the extension of probation. The termination after expiry of four years, that is after the maximum period for which probation could be extended, was held to be invalid. This view has been consistently followed in Om Parkash Maurya v. U.P.
61
Coop. Sugar Factories’ Federation [(1986) Supp. SCC 95]; M.K. Agarwal v. Gurgaon Gramin Bank [{1987) Supp SCC 643] and State of Gujarat v. Akhilesh C. Bhargav [(1987) 4 SCC 482] which are all cases in which a maximum period for extension of probation was prescribed and termination after expiry of the said period was held to be invalid inasmuch as the officer must be deemed to have been confirmed.
10. The decision of the Constitution Bench in State of Punjab v. Dharam Singh [AIR 1968
SC 1210] was accepted by the seven-Judge Bench in Samsher Singh v. State of Punjab [(1974) 2 SCC 831]. However it was distinguished on account of a further special provision in the relevant rules applicable in Samsher Singh case. The rule there provided for an initial period of 2 years of probation and for a further period of one year as the maximum. One of the officers, Ishwar Chand Agarwal in that case completed the initial period of 2 years on 11-11-1967 and the maximum on 11-11-1968, and after completion of total 3 years his services were terminated on 15-12-1969. But still Dharam
62
Singh case was not applied because the Rules contained a special provision for continuation of the probation even beyond the maximum of 3 years. The Explanation to Rule 7(1) stated (see p. 852) that the period of probation shall be deemed extended if a Subordinate Judge is not confirmed on the expiry of his period of probation. The Court held (p. 853) that this provision applied to the extended period of probation. It observed: (SCC para 71)
“71. ... This explanation in the present case
does not mean that the implied extension of the probationary period is only between two and three years. The explanation on the contrary means that the provision regarding the maximum period of probation for three years is directory and not mandatory unlike in Dharam Singh case and that a probationer is not in fact confirmed till an order of confirmation is made.
(emphasis supplied)”
63
Thus Samsher Singh case while it accepted Dharam Singh case is still not covered by that case because of the special Explanation which clearly deemed the probation as continuing beyond the maximum period of probation as long as no confirmation order was passed.
11. Similarly, the case in Municipal Corpn. v. Ashok Kumar Misra [(1991) 3 SCC 325 accepted Dharam Singh case and the cases which followed it but distinguished that line of cases on account of another special provision
in the rules. There the relevant rule provided for a maximum of one year for the extended period of probation but there was a Note under Rule 8(2) of the Madhya Pradesh Government Servants General Conditions of Service Rules, 1961. Rule 8(2) of the Rules and the Note read: “8. (2) The appointing authority may, for sufficient reasons, extend the period of probation by a further period not exceeding one year. Note.—A probationer whose period of probation is not extended under this sub-rule,
64
but who has neither been confirmed nor discharged from service at the end of the period of probation shall be deemed to have been continued in service, subject to the condition of his service being terminable on the expiry of a notice of one calendar month given in writing by either side.” It was held by this Court as follows: (SCC p.
328, para 4)
“4. ... Under the Note to sub-rule (2) if the probationer is neither confirmed nor
discharged from service at the end of the period of probation, he shall be deemed to have been continued in service as probationer subject to the condition of his service being terminated on the expiry of a notice of one calendar month given in writing by either side.” The consequence of the Note was explained further as follows: (pp. 328-29)
“As per sub-rule (6), on passing the prescribed departmental examination and on successful completion of the period of probation, the probationer shall be confirmed
65
in the service or post to which he has been appointed. Then he becomes an approved probationer. Therefore, after the expiry of the period of probation and before its confirmation, he would be deemed to have been continued in service as a probationer. Confirmation of probation would be subject to satisfactory completion of the probation and to pass in the prescribed examinations. Expiry of the period of probation, therefore, does not entitle him with a right of deemed confirmation. The rule contemplates to pass an express order of confirmation in that regard. By issue of notice of one calendar
month in writing by either side, the tenure could be put to an end, which was done in this case.”
(emphasis supplied)
It is clear that the Court distinguished Dharam Singh, Om Parkash Maurya, M.K. Agarwal, and Akhilesh Bhargava because of the Note under Rule 8(2), even though the rule itself provided a maximum of one year for extension of probation.
66
12. Thus, even though the maximum period for extension could lead to an indication that the officer is deemed to be confirmed, still special provisions in such rules could negative such an intention. 13. It is, therefore, clear that the present case is one where the rule has prescribed an initial period of probation and then for the extension of probation subject to a maximum, and therefore the case squarely falls within the second line of cases, namely, Dharam Singh case and the provision for a maximum is an
indication of an intention not to treat the officer as being under probation after the expiry of the maximum period of probation. It is also significant that in the case before us the effect of the rule fixing a maximum period of probation is not whittled down by any other provision in the rules such as the one contained in Samsher Singh case or in Ashok Kumar Misra case. Though a plea was raised that termination of service could be effected by serving one month’s notice or paying salary in lieu thereof, there is no such provision in the order of appointment nor was
67
any rule relied upon for supporting such a contention.”
15. Similar view was also taken by another Bench of this Court
in the case of Karnataka State Road Transport Corporation vs. S.
Manjunath [(2000) 5 SCC 250]. In that case the employees had
claimed that after the expiry of prescribed period of probation they
would be deemed to be confirmed employees and their services
were not liable to be terminated simplicitor. Regulation 11 (8), which
was pressed into service by the Corporation, provided that a person
should not be considered to have satisfactorily completed the period
of probation unless specific order to that effect is made and the delay
in issuance of certificate would not entitle the person to be deemed
68
to have satisfactorily completed the period of probation. This Court,
while noticing that Rule 11(8) was applicable to promotees alone
because of the expression of ‘officiating’ having been used, the
appellants, before the Court were direct recruits, therefore, covered
under Regulation 11 (1) which provides that the probation period
shall be for two years extendable by one year and that the period of
probation shall not be further extended. In this view of the matter
and while referring to the case of Dharam Singh (supra) and Wasim
Beg vs. State of U.P. [(1998) 3 SCC 321] the Court further noticed
that the two view theory expressed in the case of Dayaram (supra)
was further extended in the case of Wasim Beg (supra) and after
discussing the entire gamut of law such cases were classified into
69
three categories. After detailed discussion on the subject the Court
held as under:
“10. This Court had an occasion to review, analyse critically and clarify the principles on an exhaustive consideration of the entire case-law in two recent decisions reported in Dayaram Dayalv. State of M.P. [(1997) 7 SCC 443] and Wasim Beg v. State of U.P. [(1998) 3 SCC 321]. One line of cases has
held that if in the rule or order of appointment, a period of probation is specified and a power to extend probation is also conferred and the officer is allowed to continue beyond the prescribed period of probation, he cannot be deemed to be confirmed and there is no bar on the power of termination of the officer after the expiry of the initial or extended period of probation. This is because at the end of probation he becomes merely qualified or eligible for substantive permanent appointment. The other line of cases are those where even though there is a provision in the rules for initial probation and extension
70
thereof, a maximum period for such extension is also provided beyond which it is not permissible to extend probation. The Constitution Bench which dealt with the case reported in State of Punjab v. Dharam Singh[AIR 1968 SC 1210] while distinguishing the other line of cases held that the presumption about continuation, beyond the period of probation, as a probationer stood negatived by the fixation of a maximum time- limit for the extension of probation. Consequently, in such cases the termination after expiry of the maximum period up to which probation could be extended was held
to be invalid, inasmuch as the officer concerned must be deemed to have been confirmed.
11. The principles laid down in Dharam Singh case though were accepted in another Constitution Bench of a larger composition in the case reported in Samsher Singh v. State of Punjab [(1974)2SCC831] the special provisions contained in the relevant Rules taken up for consideration therein were held to indicate an intention not to treat the officer as deemed to have been confirmed, in the
71
light of the specific stipulation that the period of probation shall be deemed to be extended if the officer concerned was not confirmed on the expiry of his period of probation. Despite the indication of a maximum period of probation, the implied extension was held to render the maximum period of probation a directory one and not mandatory. Hence, it was held that a probationer in such class of cases is not to be considered confirmed, till an order of confirmation is actually made. The further question for consideration in such category of cases where the maximum period of probation has been fixed would be, as to
whether there are anything else in the rules which had the effect of whittling down the right to deemed confirmation on account of the prescription of a maximum period of probation beyond which there is an embargo upon further extension being made, and such stipulation was found wanting in Dayaram Dayal case.
xxx xxx xxx
72
14. As indicated by us, the Regulation deals with two different categories of cases — one about the “probation” of an appointee other than by way of promotion and the other relating to “officiation” of a person appointed on promotion. The similarity of purpose and identity of object apart, of such provision, there is an obvious difference and positive distinction disclosed in the manner they have to be actually dealt with. The deliberate use of two different phraseology “probation” and “officiation” cannot be so lightly ignored obliterating the substantial variation in the method of handling such categories of
persons envisaged by the Regulations. The mere fact that a reference is made to sub- regulation (3) also in the later part of sub- regulation (8) of the Regulation could not be used to apply all the provisions relating to the category of appointees on “officiation” to the other category of appointees on “probation”. The stipulation in sub-regulation (8) of the Regulation when making the passing of an order, a condition precedent for satisfactory completion specifically refers only to the completion of “period of officiation”. Similarly, notwithstanding a reference made to sub- regulation (3) along side sub-regulation (4), in
73
stipulating the consequences of any delay in making an order declaring satisfactory completion, the reference is confined only to deemed satisfaction and completion of “the period of officiation”, and not of probation. Sub-regulation (9) of the Regulation insofar as it provides for confirmation as a sequel to declaration, only deals with a promotee to a temporary post and not of the other category. While dealing with the termination of a candidate, not found suitable for the post, sub-regulation (3) of the Regulation envisages such termination being made at any time “within the period of probation”, and not at any
time after the completion of such maximum period of probation. Consequently, the cases on hand also would fall within the category of cases dealt with in Dayaram Dayal case and Wasim Beg case and the services of the respondents could not be put an end to except by means of departmental disciplinary proceedings, after following the mandatory requirements of law. Therefore, the High Court cannot be faulted for interfering with the orders of termination of the services of the respondents.”
74
Therefore, the appeals referred by the Corporation came to be
dismissed as the employee had attained the status of confirmed
employee.
16. Now let us examine the other view where the Courts have
declined to accept the contention that the employees were entitled to
automatic confirmation after expiry of the probation period. In the
case of High Court of Madhya Pradesh vs. Satya Narayan Jhavar
[(2001) 7 SCC 161] a three Judge Bench of this Court reiterated the
three line of cases while referring to Rule 24(1) which provided
maximum period of probation, examined the question of confirmation
of such a probationer depending upon his fitness for such
confirmation and his passing of the departmental examination by the
75
higher standards. Thus declined to accept the principle of automatic
or deemed confirmation the Court held as under:
“11. The question of deemed confirmation in service jurisprudence, which is dependent upon the language of the relevant service rules, has been the subject-matter of consideration before this Court, times without number in various decisions and there are three lines of cases on this point. One line of cases is where in the service rules or in the letter of appointment a period of probation is
specified and power to extend the same is also conferred upon the authority without prescribing any maximum period of probation and if the officer is continued beyond the prescribed or extended period, he cannot be deemed to be confirmed. In such cases there is no bar against termination at any point of time after expiry of the period of probation. The other line of cases is that where while there is a provision in the rules for initial probation and extension thereof, a maximum period for such extension is also provided beyond which it is not permissible to extend probation. The inference in such cases is that
76
the officer concerned is deemed to have been confirmed upon expiry of the maximum period of probation in case before its expiry the order of termination has not been passed. The last line of cases is where, though under the rules maximum period of probation is prescribed, but the same requires a specific act on the part of the employer by issuing an order of confirmation and of passing a test for the purposes of confirmation. In such cases, even if the maximum period of probation has expired and neither any order of confirmation has been passed nor has the person concerned passed the requisite test, he
cannot be deemed to have been confirmed merely because the said period has expired.
xxx xxx xxx xxx
35 In the case on hand, correctness of the interpretation given by this Court to Rule 24 of the Rules in the case of Dayaram Dayal v. State of M.P. [(1997) 7 SCC 443] is the bone of contention. In the aforesaid case, no doubt, this Court has held that a maximum period of probation having been provided under sub-
77
rule (1) of Rule 24, if a probationer’s service is not terminated and he is allowed to continue thereafter it will be a case of deemed confirmation and the sheet anchor of the aforesaid conclusion is the Constitution Bench decision of this Court in the case of State of Punjab v. Dharam Singh [AIR 1968 SC 1210]. But, in our considered opinion in the case of Dayaram Dayal. Rule 24 of the Rules has not been interpreted in its proper perspective. A plain reading of different sub- rules of Rule 24 would indicate that every candidate appointed to the cadre will go for initial training for six months whereafter he would be appointed on probation for a period of 2 years and the said period of probation
would be extended for a further period not exceeding 2 years. Thus, under sub-rule (1) of Rule 24 a maximum period of 4 years’ probation has been provided. The aforesaid sub-rule also stipulates that at the end of the probation period the appointee could be confirmed subject to his fitness for confirmation and to his having passed the departmental examination, as may be prescribed. In the very sub-rule, therefore, while a maximum period of probation has been indicated, yet the question of confirmation of such a probationer is dependent upon his fitness for such confirmation and his passing of the departmental examination by the higher
78
standard, as prescribed. It necessarily stipulates that the question of confirmation can be considered at the end of the period of probation, and on such consideration if the probationer is found suitable by the appointing authority and he is found to have passed the prescribed departmental examination then the appointing authority may issue an order of confirmation. It is too well settled that an order of confirmation is a positive act on the part of the employer which the employer is required to pass in accordance with the Rules governing the question of confirmation subject to a finding that the probationer is in fact fit for confirmation. This being the position under sub-rule (1) of Rule 24, it is difficult for us to
accept the proposition, broadly laid down in the case of Dayaram Dayal and to hold that since a maximum period of probation has been provided thereunder, at the end of that period the probationer must be held to be deemed to be confirmed on the basis of the judgment of this Court in the case of Dharam Singh.”
17. This view was followed by another two Judge Bench of
this Court in a subsequent judgment relating to judicial officers in
79
Registrar, High Court of Gujarat vs. C.G. Sharma [(2005) 1 SCC
132] holding that termination was proper, no opportunity ought need
to be granted because it was a matter of pure subjective satisfaction
relating to overall performance. Referring to Rule 5(4) of Gujarat
Judicial Service Recruitment Rules, 1961 the Court held as under:
“26. A large number of authorities were cited before us by both the parties. However, it is
not necessary to go into the details of all those cases for the simple reason that sub- rule (4) of Rule 5 of the Rules is in pari materia with the Rule which was under consideration in the case of State of Maharashtra v. Veerappa R Saboji [(1979) 4 SCC 466] and we find that even if the period of two years expires and the probationer is allowed to continue after a period of two years, automatic confirmation cannot be claimed as a matter of right because in terms of the Rules, work has to be satisfactory which is a prerequisite or precondition for confirmation and, therefore, even if the probationer is allowed to continue beyond the period of two years as mentioned
80
in the Rule, there is no question of deemed confirmation. The language of the Rule itself excludes any chance of giving deemed or automatic confirmation because the confirmation is to be ordered if there is a vacancy and if the work is found to be satisfactory. There is no question of confirmation and, therefore, deemed confirmation, in the light of the language of this Rule, is ruled out. We are, therefore, of the opinion that the argument advanced by learned counsel for the respondent on this aspect has no merits and no leg to stand. The learned Single Judge and the learned Judges of the Division Bench have rightly come to the conclusion that there is no automatic
confirmation on the expiry of the period of two years and on the expiry of the said period of two years, the confirmation order can be passed only if there is vacancy and the work is found to be satisfactory. The Rule also does not say that the two years’ period of probation, as mentioned in the Rule, is the maximum period of probation and the probation cannot be extended beyond the period of two years. We are, therefore, of the opinion that there is no question of automatic or deemed confirmation, as contended by the learned counsel for the respondent. We, therefore, answer this issue in the negative and against the respondent.
81
xxx xxx xxx xxx
43. But the facts and circumstances in the case on hand are entirely different and the administrative side of the High Court and the Full Court were right in taking the decision to terminate the services of the respondent, rightly so, on the basis of the records placed before them. We are also satisfied, after perusing the confidential reports and other relevant vigilance files, etc. that the
respondent is not entitled to continue as a judicial officer. The order of termination is termination simpliciter and not punitive in nature and, therefore, no opportunity needs to be given to the respondent herein. Since the overall performance of the respondent was found to be unsatisfactory by the High Court during the period of probation, it was decided by the High Court that the services of the respondent during the period of probation of the respondent be terminated because of his unsuitability for the post. In this view of the matter, order of termination simpliciter cannot be said to be violative of Articles 14, 16 and
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311 of the Constitution. The law on the point is crystallised that the probationer remains a probationer unless he has been confirmed on the basis of the work evaluation. Under the relevant Rules under which the respondent was appointed as a Civil Judge, there is no provision for automatic or deemed confirmation and/or deemed appointment on regular establishment or post, and in that view of the matter, the contentions of the respondent that the respondent’s services were deemed to have been continued on the expiry of the probation period, are misconceived.”
18. On a clear analysis of the above enunciated law, particularly,
the Seven Judge Bench judgment of this Court in the case of
Samsher Singh (supra) and three Judge Bench judgments, which
are certainly the larger Benches and are binding on us, the Courts
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have taken the view with reference to the facts and relevant Rules
involved in those cases that the principle of ‘automatic’ or ‘deemed
confirmation’ would not be attracted. The pith and substance of the
stated principles of law is that it will be the facts and the Rules,
which will have to be examined by the Courts as a condition
precedent to the application of the dictum stated in any of the line of
the cases afore noticed. There can be cases where the Rules require
a definite act on the part of the employer before officer on probation
can be confirmed. In other words, there may a Rule or Regulation
requiring the competent authority to examine the suitability of the
probationer and then upon recording its satisfaction issue an order
of confirmation. Where the Rules are of this nature the question of
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automatic confirmation would not even arise. Of course, every
authority is expected to act properly and expeditiously. It cannot
and ought not to keep issuance of such order in abeyance without
any reason or justification. While there could be some other cases
where the Rules do not contemplate issuance of such a specific
order in writing but merely require that there will not be any automatic
confirmation or some acts, other than issuance of specific orders, are
required to be performed by the parties, even in those cases it is
difficult to attract the application of this doctrine. However, there will
be cases where not only such specific Rules, as noticed above, are
absent but the Rules specifically prohibit extension of the period of
probation or even specifically provide that upon expiry of that period
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he shall attain the status of a temporary or a confirmed employee.
In such cases, again, two situations would rise: one, that he would
attain the status of an employee being eligible for confirmation and
second, that actually he will attain the status of a confirmed
employee. The Courts have repeatedly held that it may not be
possible to prescribe a straight jacket formulae of universal
implementation for all cases involving such questions. It will
always depend upon the facts of a case and the relevant Rules
applicable to that service.
19. Reverting back to the Rules of the present case it is clear that
Rule 3, unlike other Rules which have been referred in different
cases, contains negative command that the period of probation
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shall not be less than two years. This period could be extended by
the competent authority for half of the period of probation by a
specific order. But on satisfactory completion of the probation
period, the authorities shall have to consider suitability of the
probationer to hold the post to which he was appointed. If he is
found to be suitable then as soon as possible order is to be issued
in terms of Rule 5(1)(a). On the other hand, if he is found to be
unsuitable or has not passed the requisite examination and unless
an order of extension of probation period is passed by the competent
authority in exercise of its power under Rule 4, then it shall
discharge the probationer from service in terms of Rule 5 (1)(b). At
this juncture Entry 2 of schedule under Rule 2 of 1983 Rules would
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come into play as it is a mandatory requirement that the probationer
should complete his judicial training. Unless such training was
completed no certificate of satisfactory completion of probation
period could be issued. Obviously, power is vested with the
appropriate authority to extend the probation period and in alternative
to discharge him from service. The option is to be exercised by the
authorities but emphasis has been applied by the framers on the
expression ‘as soon as possible’ they should pass the order and not
keep the matters in abeyance for indefinite period or for years
together. The language of Rule 5(2) is a clear indication of the intent
of the framers that the concept of deeming confirmation could not be
attracted in the present case. This Rule is preceded by the powers
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vested with the authorities under Rules 4 and 5(1) respectively. This
Rule mandates that a probationer shall not be deemed to have
satisfactorily completed the probation unless a specific order to that
effect is passed. The Rule does not stop at that but further more
specifically states that any delay in issuance of order shall not entitle
the probationer to be deemed to have satisfactorily completed his
probation. Thus, use of unambiguous language clearly
demonstrates that the fiction of deeming confirmation, if permitted to
operate, it would entirely frustrate the very purpose of these Rules.
On the ground of unsuitability, despite what is contained in Rule 5,
the competent authority is empowered to discharge the probationer
at any time on account of his unsuitability for the service post. That
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discharge has to be simplicitor without causing a stigma upon the
concerned probationer. In our view, it is difficult for the Court to bring
the present case within the class of cases, where ‘deemed
confirmation’ or principle of ‘automatic confirmation’ can be
judiciously applied. The 1977 Rules are quite different to the Rules
in some of the other mentioned cases. The 1977 Rules do not
contain any provision which places a ceiling to the maximum period
of probation, for example, the probation period shall not be extended
beyond a period of two years. On the contrary, a clear distinction is
visible in these Rules as it is stated that probation period shall not
be less than two years and can be extended by the authority by such
period not exceeding half the period. The negative expression is for
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half the period and not the maximum period totally to be put together
by adding to the initial period of probation and to extended period.
Even if, for the sake of argument, we assume that this period is of
three years, then in view of the language of Rules 5 (1) and 5(2)
there cannot be automatic confirmation, a definite act on the part of
the authority is contemplated. The act is not a mere formality but a
mandatory requirement which has to be completed by due
application of mind. The suitability or unsuitability, as the case may
be, has to be recorded by the authority after due application of mind
and once it comes to such a decision the other requirement is that a
specific order in that behalf has to be issued and unless such an
order is issued it will be presumed that there shall not be
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satisfactorily completion of probation period. The Rules, being
specific and admitting no ambiguity , must be construed on their plain
language to mean that the concept of ‘deemed confirmation’ or
‘automatic confirmation’ cannot be applied in the present case.
20. Another aspect, which would further substantiate the view that
we have expressed, is that proviso to Rule 4 shows that where during
the period of probation the results of an examination have not
been declared which the probationer was required to take, in that
event the period of probation shall be deemed to have extended till
completion of the act i.e. declaration of result. Applying this analogy
to the provisions of Rule 5 unless certificate is issued by the
competent authority the probation period would be expected to have
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been extended as it is a statutory condition precedent to successful
completion of the period of probation and confirmation of the
probationer in terms of this Rule.
21. In the present case, the appellant was appointed to the post
vide letter dated 9/10th May, 1996 and he reported for his duty on
15th May, 1996. He was on probation for a period of two years.
Thereafter, as it appears from the record, no letter of extension of
probation or order stating that the appellant has completed the
period of probation successfully in terms of Rule 5(1) was ever
issued. Rule 5 (2), therefore, would come into play and till the
issuance of such an order and certificate of satisfactorily completion
of probation period, the appellant cannot claim to be a confirmed
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employee by virtue of principle of automatic or deemed confirmation.
His services were terminated vide order dated 24th March, 2000. It
was discharge from service simplicitor without causing any stigma on
the appellant. We have already discussed in some detail the
conduct of the appellant as well as the fact that even prior to his
selection as a member of the Higher Judicial Services of State of
Karnataka, his name had been placed for surveillance on the of
Police Station, Karwar. The original service record of the appellant
also does not reflect that he was an officer of outstanding caliber or
had done extraordinary judicial work. He is an officer who is not
aware of his date of birth and mentioned his age as per his
convenience. In these circumstances, we do not feel that, it is a
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case where in exercise of jurisdiction of this Court under Article 136
of the Constitution of India, we should interfere with the judgment of
the High Court as the same does not suffer from any factual or legal
infirmity.
22. Before we part with this file, it is required of this Court to notice
and declare that the concerned authorities have failed to act
expeditiously and in accordance with the spirit of the relevant Rules.
Rule 5 (2) of 1977 Rules has used the expression ‘as soon as
possible’ which clearly shows the intent of the rule framers explicitly
implying urgency and in any case applicability of the concept of
reasonable time which would help in minimizing the litigation arising
from such similar cases. May be, strictly speaking, this may not be
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true in the case of the appellant but generally every step should be
taken which would avoid bias or arbitrariness in administrative
matters, no matter, which is the authority concerned including the
High Court itself. Long back in the case of Shiv Kumar Sharma Vs.
Haryana State Electricity Board (1988) Supp. SCC 669] this Court
had the occasion to notice that due to delay in recording satisfactory
completion of probation period where juniors were promoted, the
action of the authority was arbitrary and it resulted in infliction of even
double punishment. The Court held as under:
“While there is some necessity for appointing a person in government service on probation for a particular period, there may not be any need for confirmation of that officer after the completion of the probationary period. If
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during the period a government servant is found to be unsuitable, his services may be terminated. On the other hand, if he is found to be suitable, he would be allowed to continue in service. The archaic rule of confirmation, still in force, gives a scope to the executive authorities to act arbitrarily or mala fide giving rise to unnecessary litigations. It is high time that the Government and other authorities should think over the matter and relieve the government servants of
becoming victims of arbitrary actions.”
We reiterate this principle with respect and approval and hope that all
the authorities concerned should take care that timely actions are
taken in comity to the Rules governing the service and every
attempt is made to avoid prejudicial results against the
employee/probationer. It is expected of the Courts to pass orders
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which would help in minimizing the litigation arising from such similar
cases. Timely action by the authority concerned would ensure
implementation of rule of fair play on the one hand and serve greater
ends of justice on the other. It would also boost the element of
greater understanding and improving the employer employee
relationship in all branches of the States and its instrumentalities.
The Courts, while pronouncing judgments, should also take into
consideration the issuance of direction which would remove the very
cause of litigation. Boni judicis est causes litium dirimere.
23. It will be really unfortunate that a person, who is involved in
the process of judicial dispensation, is dealt with in a manner that for
years neither his confidential reports are written nor the competent
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authority issues an order of satisfactory completion of probation
period or otherwise. Another very important aspect is that in the
present days of high competition and absolute integrity and even to
satisfy the requirements of out of turn promotions by competition it is
expected of the High Court to inform the concerned judicial officer as
of his draw backs so as to provide him a fair opportunity to improve.
We certainly notice it with some sense of regret that the High Court
has not maintained the expected standards of proper administration.
There is a constitutional obligation on the High Court to ensure that
the members of the judicial services of the State are treated
appropriately, with dignity and without undue delay. They are the
face of the judiciary inasmuch as a common man, primarily, comes in
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contact with these members of the judicial hierarchy. It is a matter of
concern, as we are of the considered view, that timely action on
behalf of the High Court would have avoided this uncalled for
litigation as it would have been a matter of great doubt whether the
appellant could at all be inducted into the service in face of the
admitted position that the name of the appellant was stated to be on
the rowdy list at the relevant time.
24. Although for the reasons afore recorded we find no merit in
this appeal and dismiss the same. While dismissing the appeal we
feel constrained to issue the following directions:
1. The judgment of this Court shall be placed before the Hon’ble the
Chief Justice of Karnataka High Court for appropriate action. We do
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express a pious hope that steps will be taken to ensure timely
recording of the confidential reports of the judicial officers by
appropriate authority (which in terms of Chapter VI with particular
reference to the provisions of Article 235 of the Constitution is the
High Court) and in an elaborate format depicting performance of the
judicial officers in all relevant fields, so as to ensure that every
judicial officer in the State will not be denied what is due to him in
accordance with law and on the basis of his performance;
2. We direct the Secretary of the Union of India, Ministry of
Personnel, Public Grievances and Pension as well as all the Chief
Secretaries of the States to issue appropriate guidelines, in the light
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of this judgment, within eight weeks from the date of the
pronouncement of this judgment;
3. We further direct that all the High Courts would ensure that ‘police
verification reports’, conducted in accordance with law, are received
by the concerned authority before an order of appointment/posting in
the State Judicial Service is issued by the said authority.
With the above directions, the appeal is dismissed. However,
the parties are left to bear their own costs.
….…..................................J. [ DR. B.S. CHAUHAN ]
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………................................J. [ SWATANTER KUMAR ]
New Delhi July 8, 2010.
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