RAM SUKH Vs DINESH AGGARWAL
Case number: C.A. No.-006128-006128 / 2008
Diary number: 60241 / 2008
Advocates: S. K. VERMA Vs
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO.6128 OF 2008
RAM SUKH — APPELLANT
VERSUS
DINESH AGGARWAL — RESPONDENT
J U D G M E N T
D.K. JAIN, J.:
1. This appeal under Section 116A of the Representation of the
People Act, 1951 (for short the ‘Act’) is directed against the
judgment and order dated 15th January, 2008, rendered by the
High Court of Uttaranchal at Nainital in Writ Petition No.03 of
2007 (M/S). By the impugned order, the High Court, upholding
the preliminary objection raised by the first respondent, has
dismissed the election petition mainly on the ground that it did
not comply with the mandatory requirement of furnishing
material facts so as to disclose cause of action and was not
supported by an affidavit in the prescribed form.
2. Election to the State Legislative Assembly of Uttaranchal (now
Uttarakhand) was held on 21st February, 2007. The results
were declared on 27th February, 2007. The first respondent,
who had contested the election as an Indian National Congress
candidate, was declared elected. The appellant (hereinafter
referred to as the ‘election petitioner’) having lost the election,
as a candidate of the Nationalist Congress Party, challenged
the election of the first respondent by filing an election petition
under Section 80 read with Section 100(1)(b) and (d) of the Act.
The election of the returned candidate was challenged mainly
on the grounds:
(i) that the election petitioner having submitted 2 sets of the requisite Form-8 (Praroop-8) in respect of his election agent Manbir Singh Dagur before the Returning Officer, who having obtained the signatures of the election petitioner as also of the polling/election agent in proforma (Anulagnak-22), deliberately did not send the signed Anulagnak-22 of the election petitioner to different polling stations, with the result that his polling agent was not
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permitted by the polling officer to act as such on the date of polls;
(ii) that the Returning Officer deliberately delayed the distribution of Anulagnak-22 at various polling stations and on account of inaction on his part, election petitioner’s supporters got confused and either did not vote or voted in favour of the first respondent, an Indian National Congress candidate;
(iii) that the first respondent put pressure on the election petitioner to withdraw from the contest and on his refusal to do so, a rumour was spread by the first respondent that the election petitioner had withdrawn from the election fray and thus the first respondent used corrupt practice;
(iv) that the first respondent got a fabricated 'Fatva' from Devband circulated among the Muslim voters asking them to cast votes in his favour and thus the Muslim voters were unduly influenced by the issuance of the aforesaid religious Fatva – a corrupt practice;
(v) that the Polling Officers at various polling stations did not seal Electronic Voting Machines in presence of the election agent of the election petitioner and other candidates and further before the commencement of counting the Returning Officer did not get the seal of strong room certified from any of the polling agents; and
(vi) that the Electronic Voting Machines of various polling stations were either changed or were used after the polling time was over, showing misuse of the official machinery in support of the first respondent and, thus, putting a question mark on the fairness of the election.
3. The first respondent on being served with notice, instead of
filing a written statement, filed an application under Order VI
Rules 16 and 17 and Order VII Rule 11 of the Code of Civil
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Procedure, 1908 (in short ‘the Code’) read with Section 86 of
the Act raising a preliminary objection to the maintainability of
the petition, inter-alia, on the ground that the petition was
lacking in material facts and particulars and was also defective
for want of requisite affidavit in support of allegations of corrupt
practice and that since it did not disclose any cause of action, it
deserved to be dismissed at the threshold. It was pleaded that
on account of failure on the part of the election petitioner to file
an affidavit in support of his allegations, the entire election
petition was liable to be dismissed and allegations of corrupt
practices made in paragraphs 14, 17, 19, 20 and 21 as well as
grounds D and E of the election petition were liable to be struck
off.
4. On consideration of the rival stands, the High Court came to the
conclusion that the allegations of corrupt practices are entirely
superfluous in nature; the concise statement of material facts is
completely lacking and mandatory requirement of an affidavit in
support of the allegations of corrupt practices was also not
complied with. Relying on the decision of this Court in
Ravinder Singh Vs. Janmeja Singh & Ors.1, the High Court 1 2000 (8) SCC 191
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came to the conclusion that non-filing of affidavit in support of
the allegation of corrupt practices, is an incurable and fatal
defect and, therefore, the election petition was liable to be
rejected on that ground as well. Aggrieved, the election
petitioner is before us in this appeal.
5. In spite of service, the first respondent – the elected candidate
has not entered appearance. Therefore, we heard learned
counsel appearing on behalf of the election petitioner.
6. It was submitted by learned counsel for the election petitioner
that the High Court has committed an error of law as well as of
procedure in entertaining first respondent’s application and
dismissing the election petition at the threshold. It was
contended that the question whether “material facts”, as
contemplated in Section 83 of the Act, had been stated or not,
cannot be decided without providing an opportunity to the
election petitioner to prove his case upon trial. Learned
counsel argued that if an election petition is rejected at the
threshold on account of non-compliance with Section 83 of the
Act, it would amount to reading into Section 86 an additional
ground for dismissal of the election petition which cannot be
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permitted in law. Relying on the Handbook for Returning
Officers issued by the Election Commission of India for the
guidance of the Returning Officers in the conduct of elections,
learned counsel submitted that the instructions so issued are
binding on the Returning Officers and, therefore, having
obtained the specimen signatures of the appellant and his
election agent, it was obligatory on the part of the Returning
Officer to circulate these specimen signatures to all the
Presiding Officers in the prescribed performa in terms of Para
12 of Chapter VII of the said Handbook. It was contended that
this omission on the part of the Returning Officer had materially
affected the election result. However, the learned counsel fairly
conceded that since the election petitioner did not file the
affidavit as required under proviso to sub-section (1) of Section
83 of the Act, he was not pressing the ground pertaining to
corrupt practice. Therefore, the issue surviving for
consideration is only in relation to alleged violation of Section
100(1)(d)(iv) of the Act.
7. Before examining the merits of the issues raised on behalf of
the election petitioner with reference to the relevant statutory
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provisions, it would be appropriate to bear in mind the
observations of this Court in Jagan Nath Vs. Jaswant Singh
and Ors.2. Speaking for the Constitution Bench, Mehr Chand
Mahajan, C.J., had said that the statutory requirement of
election law must be strictly observed and that the election
contest is not an action at law or a suit in equity, but is purely
statutory proceeding unknown to the common law and that
Court possesses no common law power. It is also well settled
that the success of a candidate who has won at an election
should not be lightly interfered with and any petition seeking
such interference must strictly conform to the requirements of
the law. Nevertheless, it is also to be borne in mind that one of
the essentials of the election law is to safeguard the purity of
the election process and, therefore, the courts must zealously
ensure that people do not get elected by flagrant breaches of
that law or by indulging in corrupt practices, as enumerated in
the Act.
8. In this backdrop, we may now turn to the procedural provisions
in the Act insofar as they are relevant for our purpose:-
2 [1954] S.C.R. 892 7
"81. Presentation of petitions.—(1) An election petition calling in question any election may be presented on one or more of the grounds specified in sub-section (1) of section 100 and section 101 to the High Court by any candidate at such election or any elector within forty-five days from, but not earlier than the date of election of the returned candidate, or if there are more than one returned candidate at the election and the dates of their election are different, the later of those two dates.
Explanation.—In this sub-section, "elector" means a person who was entitled to vote at the election to which the election petition relates, whether he has voted at such election or not.
* * * * * (3) Every election petition shall be accompanied by as many copies thereof as there are respondents mentioned in the petition, and every such copy shall be attested by the petitioner under his own signature to be a true copy of the petition.
83. Contents of petition.—(1) An election petition—
(a) shall contain a concise statement of the material facts on which the petitioner relies;
(b) shall set forth full particulars of any corrupt practice that the petitioner alleges, including as full a statement as possible of the names of the parties alleged to have committed such corrupt practice and the date and place of the commission of each such practice; and
(c) shall be signed by the petitioner and verified in the manner laid down in the Code of Civil Procedure, 1908 (5 of 1908) for the verification of pleadings:
Provided that where the petitioner alleges any corrupt practice, the petition shall also be accompanied by an affidavit in the prescribed form in support of the allegation of such corrupt practice and the particulars thereof.
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(2) Any schedule or annexure to the petition shall also be signed by the petitioner and verified in the same manner as the petition.
86. Trial of election petitions.—(1) The High Court shall dismiss an election petition which does not comply with the provisions of section 81 or section 82 or section 117.
Explanation.—An order of the High Court dismissing an election petition under this sub-section shall be deemed to be an order made under clause (a) of section 98.
(2) As soon as may be after an election petition has been presented to the High Court, it shall be referred to the Judge or one of the Judges who has or have been assigned by the Chief Justice for the trial of election petitions under sub-section (2) of section 80A.
(3) Where more election petitions than one are presented to the High Court in respect of the same election, all of them shall be referred for trial to the same Judge who may, in his discretion, try them separately or in one or more groups.
(4) Any candidate not already a respondent shall, upon application made by him to the High Court within fourteen days from the date of commencement of the trial and subject to any order as to security for costs which may be made by the High Court, be entitled to be joined as a respondent.
Explanation.—For the purposes of this sub-section and of section 97, the trial of a petition shall be deemed to commence on the date fixed for the respondents to appear before the High Court and answer the claim or claims made in the petition.
(5) The High Court may, upon such terms as to costs and otherwise as it may deem fit, allow the particulars of any corrupt practice alleged in the petition to be amended
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or amplified in such manner as may in its opinion be necessary for ensuring a fair and effective trial of the petition, but shall not allow any amendment of the petition which will have the effect of introducing particulars of a corrupt practice not previously alleged in the petition.
(6) The trial of an election petition shall, so far as is practicable consistently with the interests of justice in respect of the trial, be continued from day to day until its conclusion, unless the High Court finds the adjournment of the trial beyond the following day to be necessary for reasons to be recorded.
(7) Every election petition shall be tried as expeditiously as possible and endeavour shall be made to conclude the trial within six months from the date on which the election petition is presented to the High Court for trial.
87. Procedure before the High Court.—(1) Subject to the provisions of this Act and of any rules made thereunder, every election petition shall be tried by the High Court, as nearly as may be, in accordance with the procedure applicable under the Code of Civil Procedure, 1908 (5 of 1908) to the trial of suits:
Provided that the High Court shall have the discretion to refuse, for reasons to be recorded in writing, to examine any witness or witnesses if it is of the opinion that the evidence of such witness or witnesses is not material for the decision of the petition or that the party tendering such witness or witnesses is doing so on frivolous grounds or with a view to delay the proceedings.
(2) The provisions of the Indian Evidence Act, 1872 (1 of 1972), shall, subject to the provisions of this Act, be deemed to apply in all respects to the trial of an election petition."
9. From the afore-quoted provisions, it would appear that Section 81
enables a petitioner to call in question any election on one or more of
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the grounds specified in sub-section (1) of Section 100 of the Act.
Section 83, the pivotal provision for the present case, requires that:
(a) the election petition must contain a concise statement of “material
facts” on which petitioner relies and (b) he should also set forth “full
particulars” of any corrupt practices which the petitioner alleges.
Proviso to clause (c) of sub-section (1) of Section 83 also provides
that where the petitioner alleges any corrupt practice, the election
petition shall also be accompanied by an affidavit in the prescribed
form in support of the allegation of such corrupt practice and the
particulars thereof. It is plain that the requirement of disclosure of
“material facts” and “full particulars” as stipulated in the Section is
mandatory. Section 86 mandates that where the election petition
does not comply with the provisions of Section 81 or Section 82 or
Section 117 of the Act, the High Court should dismiss the election
petition. Section 87 which lays down the procedure required to be
followed by the High Court while trying an election petition, requires
that every election petition shall be tried, as nearly as may be, in
accordance with the procedure applicable under the Code to the trial
of the suits, subject of course to the provisions of the Act and of any
requirement made thereunder.
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10. It is evident that controversy in this appeal lies in a narrow compass.
It revolves around the ambit of Section 83 of the Act. The point for
consideration is whether the election petition lacked “material facts”
required to be stated in the election petition in terms of Section 83(1)
of the Act and if so, could it be dismissed summarily without trial?
11. As already noted, it is mandatory that all “material facts” are set out in
an election petition and it is also trite that if material facts are not
stated in the petition, the same is liable to be dismissed on that
ground alone. Therefore, the question is as to whether the election
petitioner had set out “material facts” in his petition?
12. The phrase “material facts” has neither been defined in the Act nor in
the Code and, therefore, it has been understood by the courts in
general terms to mean the entire bundle of facts which would
constitute a complete cause of action. In other words, “material facts”
are facts upon which the plaintiff’s cause of action or defendant’s
defence depends. (See: Mahadeorao Sukaji Shivankar Vs.
Ramaratan Bapu & Ors.3). Broadly speaking, all primary or basic
facts which are necessary either to prove the cause of action by the
plaintiff or defence by the defendant are “material facts”. Material
3 (2004) 7 SCC 181
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facts are facts which, if established, would give the petitioner the relief
asked for. But again, what could be said to be material facts would
depend upon the facts of each case and no rule of universal
application can be laid down.
13. The requirement in an election petition as to the statement of material
facts and the consequences of lack of such disclosure with reference
to Sections 81, 83 and 86 of the Act came up for consideration before
a three-Judge Bench of this Court in Samant N. Balkrishna & Anr.
Vs. George Fernandez & Ors4. Speaking for the three-Judge
Bench, M. Hidayatullah, C.J., inter-alia, laid down that: (i) Section 83
of the Act is mandatory and requires first a concise statement of
material facts and then the fullest possible particulars; (ii) omission of
even a single material fact leads to an incomplete cause of action and
statement of claim becomes bad; (iii) the function of particulars is to
present in full a picture of the cause of action and to make the
opposite party understand the case he will have to meet; (iv) material
facts and particulars are distinct matters – material facts will mention
statements of fact and particulars will set out the names of persons
with date, time and place and (v) in stating the material facts it will not
4 (1969) 3 SCC 238 1
do merely to quote the words of the Section because then the
efficacy of the material facts will be lost.
14. At this juncture, in order to appreciate the real object and purport of
the phrase “material facts”, particularly with reference to election law,
it would be appropriate to notice distinction between the phrases
“material facts” as appearing in clause (a) and “particulars” as
appearing in clause (b) of sub-section (1) of Section 83. As stated
above, “material facts” are primary or basic facts which have to be
pleaded by the petitioner to prove his cause of action and by the
defendant to prove his defence. “Particulars”, on the other hand, are
details in support of the material facts, pleaded by the parties. They
amplify, refine and embellish material facts by giving distinctive touch
to the basic contours of a picture already drawn so as to make it full,
more clear and more informative. Unlike “material facts” which
provide the basic foundation on which the entire edifice of the election
petition is built, “particulars” are to be stated to ensure that opposite
party is not taken by surprise.
15. The distinction between “material facts” and “particulars” and their
requirement in an election petition was succinctly brought out by this
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Court in Virender Nath Gautam Vs. Satpal Singh & Ors.5, wherein
C.K. Thakker, J., stated thus: (SCC p.631, para 50)
“50. There is distinction between facta probanda (the facts required to be proved i.e. material facts) and facta probantia (the facts by means of which they are proved i.e. particulars or evidence). It is settled law that pleadings must contain only facta probanda and not facta probantia. The material facts on which the party relies for his claim are called facta probanda and they must be stated in the pleadings. But the facts or facts by means of which facta probanda (material facts) are proved and which are in the nature of facta probantia (particulars or evidence) need not be set out in the pleadings. They are not facts in issue, but only relevant facts required to be proved at the trial in order to establish the fact in issue.”
16. Now, before examining the rival submissions in the light of the afore-
stated legal position, it would be expedient to deal with another
submission of learned counsel for the appellant that the High Court
should not have exercised its power either under Order VI Rule 16 or
Order VII Rule 11 of the Code to reject the election petition at the
threshold. The argument is two-fold viz. (i) that even if the election
petition was liable to be dismissed ultimately, it should have been
dismissed only after affording an opportunity to the election petitioner
to adduce evidence in support of his allegation in the petition and (ii)
since Section 83 does not find a place in Section 86 of the Act,
5 (2007) 3 SCC 617
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rejection of petition at the threshold would amount to reading into sub-
section (1) of Section 86 an additional ground.
17. In our opinion, both the contentions are misconceived and untenable.
Undoubtedly, by virtue of Section 87 of the Act, the provisions of the
Code apply to the trial of an election petition and, therefore, in the
absence of anything to the contrary in the Act, the court trying an
election petition can act in exercise of its power under the Code,
including Order VI Rule 16 and Order VII Rule 11 of the Code. The
object of both the provisions is to ensure that meaningless litigation,
which is otherwise bound to prove abortive, should not be permitted
to occupy the judicial time of the courts. If that is so in matters
pertaining to ordinary civil litigation, it must apply with greater vigour
in election matters where the pendency of an election petition is likely
to inhibit the elected representative of the people in the discharge of
his public duties for which the Electorate have reposed confidence in
him. The submission, therefore, must fail. Coming to the second
limb of the argument viz., absence of Section 83 in Section 86 of the
Act, which specifically provides for dismissal of an election petition
which does not comply with certain provisions of the Act, in our view,
the issue is no longer res-integra. A similar plea was negatived by a
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three-Judge Bench of this Court in Hardwari Lal Vs. Kanwal Singh6,
wherein speaking for the Bench, A.N. Ray, J. (as His Lordship then
was) said: (SCC p.221, para 23)
“23. Counsel on behalf of the respondent submitted that an election petition could not be dismissed by reason of want of material facts because Section 86 of the Act conferred power on the High Court to dismiss the election petition which did not comply with the provisions of Section 81, or Section 82 or Section 117 of the Act. It was emphasised that Section 83 did not find place in Section 86. Under Section 87 of the Act every election petition shall be tried by the High Court as nearly as may be in accordance with the procedure applicable under the Code of Civil Procedure, 1908, to the trial of suits. A suit which does not furnish cause of action can be dismissed.”
18. The issue was again dealt with by this Court in Azhar Hussain Vs.
Rajiv Gandhi7. Referring to earlier pronouncements of this Court in
Samant N. Balkrishna (supra) and Udhav Singh Vs. Madhav Rao
Scindia8 wherein it was observed that the omission of a single
material fact would lead to incomplete cause of action and that an
election petition without the material facts is not an election petition at
all, the Bench held that all the facts which are essential to clothe the
petition with complete cause of action must be pleaded and omission
of even a single material fact would amount to disobedience of the
6 (1972) 1 SCC 214 7 1986 (Supp) SCC 315 8 (1977) 1 SCC 511
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mandate of Section 83(1)(a) of the Act and an election petition can be
and must be dismissed if it suffers from any such vice.
19. We may now advert to the facts at hand to examine whether the
election petition suffered from the vice of non-disclosure of material
facts as stipulated in Section 83(1)(a) of the Act. As already stated
the case of the election petitioner is confined to the alleged violation
of Section 100(1)(d)(iv). For the sake of ready reference, the said
provision is extracted below:
“100. Grounds for declaring election to be void.—(1) Subject to the provisions of sub-section (2) if the High Court is of opinion—
***** (d) that the result of the election, in so far as it concerns
a returned candidate, has been materially affected —
***** (iv) by any non—compliance with the provisions of the
Constitution or of this Act or of any rules or orders made under this Act, the High Court shall declare the election of the returned candidate to be void.”
20. It is plain that in order to get an election declared as void under the
said provision, the election petitioner must aver that on account of
non-compliance with the provisions of the Constitution or of this Act or
of any rules or orders made under the Act, the result of the election,
insofar as it concerned the returned candidate, was materially
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affected. As already stated, in the present case, the allegation of the
election petitioner is that the Returning Officer failed to circulate the
attested signatures of his election agent to various polling stations
and, therefore, failed to comply with para 12 of Chapter VII of the
Handbook for Returning Officers. The pleadings in the election
petition, in relation to grounds (i) and (ii), extracted in para 2 above,
were as under:
“11. That due to aforesaid inaction of the Returning Officer the polling agent of the petitioner was not permitted to function till 3.00 P.M. by which time more than 80% polling was over. This inaction on the part of Returning Officer materially affected the election as almost all other polling agents of the petitioner working in other polling stations got confused and supporters of the petitioner either returned back or voted for congress candidate.
12. That the Returning Officer was duty bound to send required Praroop of the petitioner and his agent’s signature one day before the day of election which he did not do. Due to his inaction of the Returning Officer the election of 13 Laxman Chowk Legislative Assembly Constituency was materially affected.”
21. There is no quarrel with the proposition that the instructions contained
in the Handbook for the Returning Officers are issued by the Election
Commission in exercise of its statutory functions and are, therefore,
binding on the Returning Officers. They are obliged to follow them in
letter and spirit. But the question for consideration is whether the
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afore-extracted paragraphs of the election petition disclose material
facts so as to constitute a complete cause of action. In other words,
the question is whether the alleged omission on the part of the
Returning Officer ipso facto “materially affected” the election result. It
goes without saying that the averments in the said two paragraphs
are to be read in conjunction with the preceding paragraphs in the
election petition. What is stated in the preceding paragraphs, as can
be noticed from grounds (i) and (ii) reproduced above, is that by the
time specimen signature of the polling agent were circulated 80% of
the polling was over and because of the absence of the polling agent
the voters got confused and voted in favour of the first respondent. In
our opinion, to say the least, the pleading is vague and does not spell
out as to how the election results were materially affected because of
these two factors. These facts fall short of being “material facts” as
contemplated in Section 83(1)(a) of the Act to constitute a complete
cause of action in relation to allegation under Section 100(1)(d)(iv) of
the Act. It is not the case of the election petitioner that in the absence
of his election agent there was some malpractice at the polling
stations during the polling. It needs little reiteration that for purpose of
Section 100(1)(d)(iv), it was necessary for the election petitioner to
aver specifically in what manner the result of the election insofar as it
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concerned the first respondent, was materially affected due to the
said omission on the part of the Returning Officer. Unfortunately, such
averment is missing in the election petition. In our judgment,
therefore, the Election Tribunal/High Court was justified in coming to
the conclusion that statement of material facts in the election petition
was completely lacking and the petition was liable to be rejected at
the threshold on that ground. We have, therefore, no hesitation in
upholding the view taken by the High Court.
22. Consequently, this appeal, being devoid of any merit, fails and is
dismissed accordingly. Since the first respondent remained
unrepresented, there will be no order as to costs.
.…………………………………J. (D.K. JAIN)
..….…………………………….J. (H.L. DATTU)
NEW DELHI; SEPTEMBER 18, 2009
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