02 May 1986
Supreme Court
Download

RAM CHANDER Vs UNION OF INDIA & ORS.

Bench: OZA,G.L. (J)
Case number: Appeal Civil 1621 of 1981


1

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 14  

PETITIONER: RAM CHANDER

       Vs.

RESPONDENT: UNION OF INDIA & ORS.

DATE OF JUDGMENT02/05/1986

BENCH: OZA, G.L. (J) BENCH: OZA, G.L. (J) REDDY, O. CHINNAPPA (J) SINGH, K.N. (J)

CITATION:  1986 SCC  (4)  12        1986 SCALE  (1)904

ACT:       Railway  Servants (Discipline  & Appeal)  Rules  1968, Rule 22(2)  - "Consider"  -  Interpretation  of  -  Duty  of Railway Board  to record  its  findings  and  pass  reasoned order.      Constitution of  India, Art.  311(2) - Tulsiram Patel’s case -  Effect of  - Appellate Authority - Duty of - To give hearing to delinquent servant - Pass a reasoned order in the departmental appeal.

HEADNOTE:      The appellant  who was  employed as  Shunter, Grade ’B’ was removed from service. The charge against him was that he was guilty  of misconduct  in  that  he  had  assaulted  his immediate superior. As he did not appear at the enquiry, the Enquiry Officer  proceeded ex-parte  and examined  witnesses and found the charge proved. The General Manager agreed with the  report   of  the   Enquiry  Officer  and  came  to  the provisional conclusion  that the  penalty  of  removal  from service should  be inflicted,  issued a show cause notice to the appellant,  who in  compliance,  showed  cause  but  his explanation was  not accepted.  The General  Manager  by  an order dated  August 24,  1971 imposed the penalty of removal from service.      The appellant  preferred an  appeal before  the Railway Board under  rule 18(ii) of the Railway Servants (Discipline and Appeal)  Rules, 1968 but the Railway Board dismissed the appeal. me  High Court  also dismissed  the writ petition of the appellant  holding that  since the  Railway Board agreed with the  findings of the General Manager, there was no duty cast  on  the  Railway  Board  to  record  reasons  for  its decision. The  appellant’s Letters  Patent Appeal  before  a Division Bench was also dismissed in limine.      Allowing the  appeal and  remanding the  matter to  the Railway Board, 981 ^      HELD: 1. The judgment and order of the Single Judge and that of  the Division  Bench are both set aside, so also the impugned order  of the  Railway Board  dated March 11, 1972. The Railway  Board is  directed to  hear and  dispose of the appeal after  affording a  personal hearing to the appellant

2

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 2 of 14  

on merits  by  a  reasoned  order  in  conformity  with  the requirements  of   Rule  22(2)   of  the   Railway  Servants (Discipline and Appeal) Rules, 1968. [999 H; 1000 A-B]      2. Rule  22(2) of the Railway Servants Rules in express terms requires  the Railway  Board to  record its finding on the three  aspects stated  therein. It  provides that in the case of  an appeal  against an  order imposing  any  of  the penalties specified  in rule  6  or  enhancing  any  penalty imposed under  the said  Rule, the Appellate Authority shall ’consider’ as to the matters indicated therein. [989 E-F]      2.1 The word ’consider’ has different shades of meaning and must  in rule 22(2), in the context in which it appears, mean an  objective consideration  by the Railway Board after due application  of mind which implies the giving of reasons for its decision. [989 F-G]      In the  instant case,  the impugned  order  is  just  a mechanical reproduction  of the  phraseology of  rule  22(2) without any  attempt on the part of the Railway Board either to marshall  the evidence  on record  with a  view to decide whether the finding arrived at by the Disciplinary Authority could be  sustained or not. There is also no indication that the Railway  Board applied its mind as to whether the act of misconduct with  which the  appellant was  charged  together with the  attendant circumstances and the past record of the appellant were  such that  he should  have been visited with the extreme  penalty of  removal from  service for  a single lapse in  a span  of 24  years of  service. There being non- compliance with  the  requirements  of  Rule  22(2)  of  the Railway Servants  Rules, the  impugned order  passed by  the Railway Board is liable to be set aside. [987 A-D]      3. Dismissal  or removal  from service  is a  matter of grave concern  to a  civil servant,  who after  such a  long period of  service may  not deserve such a harsh punishment. [987 C-D] 982      State of Madras v. A.R. Srinivasan, A.I.R. [1966 S.C. 1827, Som  Datt Datta  v. Union  of India  & Ors.,  [1969] 2 S.C.R. 176,  Tara Chand  Khatri v.  Municipal Corporation of Delhi  Ors.,   [1977]  2   S.C.R.  198  and  Madhya  Pradesh Industries Ltd.  v. Union  of India,  [1966] 1  S.C.R.  466, referred to.      4.1 After  the constitutional  change brought  about by the Forty-Second  Amendment the  only stage  at which  now a civil  servant  can  exercise  this  valuable  right  is  by enforcing his  remedy by  way of  a departmental  appeal  or revision, or by way of judicial review. [997 E-F]      4.2 A  civil servant who has been dismissed, removed or reduced in  rank by  applying to his case one of the clauses of the  second proviso  to  Art.  311(2)  or  the  analogous Service Rule  has  two  remedies  available  to  him.  These remedies are  : t  (i) the  appropriate departmental  appeal provided for  in the  relevant Service  Rules ;  and (ii) if still dissatisfied,  invoking the  Court’s power of judicial review. [997 G-H]      4.3 It  is of  utmost importance after the Forty-Second Amendment as  interpreted  by  the  majority  in  Tulsi  Ram Patel’s case that the Appellate Authority must not only give a hearing  to  the  government  servant,  but  also  pass  a reasoned order  dealing with the contention raised by him in the appeal.  The duty  to give reasons is an incident of the Judicial process. [999 E-F]      4.4  Reasoned  decisions  by  Tribunals,  such  as  the Railway Board  in the  present  case,  will  promote  public confidence  in  the  administrative  process.  As  objective consideration is  possible only if the delinquent servant is

3

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 3 of 14  

heard and  given a chance to satisfy the authority regarding the  final   orders  that  may  be  passed  on  his  appeal. Considerations of  fairplay and  justice also  require  that such a personal hearing should be given. [999 F-G]      R.P. Bhatt  v. Union  of India & Ors., (C.A.No. 3165/81 decided on Dec. 14, 1982), Union of India & Anr. v. Tulsiram Patel, [1985]  3 S.C.C.  398, Secretary,  Central  Board  of Excise & Customs & Ors. v. R.S. Mahalingam (C.A. No. 1279/86 decided on April 24, 1986 and Satyavir Singh & Ors. v. Union of India & Ors., [1985] 4 S.C.C. 252, relied upon. 983      5. High  Commissioner for  India  v.  I.M.  Lall,  L.R. (1947-48) 75  I.A. 225, Khem Chand v. Union of India & Ors., [1958] S.C.R.  1080 and  Swadeshi Cotton  Mills v.  Union of India, [1981] 2 S.C.R. 533, referred to.      The majority decision in Tulsiram Patel’s case seeks to justify the amendment effected by the Forty-Second Amendment of c1.(2)  of Art. 311 by observing that ’c1.(2) of Art. 311 as originally  enacted and  the legislative  history of that clause wholly  rule out  the giving of any opportunity’. The Court expressed  its reservations  about the  correctness of this proposition. [992 C-E]

JUDGMENT:      CIVIL APPELLATE JURISDICTION : Civil Appeal No. 1621 of 1986.      From the  Judgment and  Order dated 15th February, 1984 of the Delhi High Court in L.P.A. No. 178 of 1983.      M.K. Ramamurthi,  M.A. Krishnamoorthy  and Mrs. Chandan for the Appellant.      O.P. Sharma,  P.P. Singh  and C.V.  Subba Rao  for  the Respondent.      The Judgment of the Court was delivered by      SEN, J.  The central question in this appeal is whether the impugned  order passed  by the Railway Board dated March 11, 1972  dismissing the  appeal preferred by the appellant, was not  in conformity  with the  requirements of r.22(2) of the Railway  servants (Discipline  & Appeal) Rules, 1968. At the hearing  on February  13, 1986,  learned counsel for the Union of  India took  time to  enable the  Railway Board  to reconsider its  decision as to the quantum of punishment. At the resumed  hearing on  March 13,  1986 we were informed by the learned  counsel that  there  was  no  question  of  the Railway Board  reconsidering its  decision.  Arguments  were accordingly heard on the question as to whether the impugned order of  the Railway Board was sustainable in law. We heard the parties  and allowed the appeal by order dated March 13, 1986 directing  the Railway  Board to  hear and  decide  the appeal afresh on merits in accordance with 984 law in  conformity with  the requirements  of r.22(2) of the Rules. We now proceed to give reasons therefor.      The facts, the appellant Ram Chander, Shunter, Grade at Loco Shed  Ghaziabad was  inflicted the  penalty of  removal from  service   under  r.6(viii)  of  the  Railway  Servants (Discipline &  Appeal) Rules,  1968 by  order of the General Manager,  Northern   Railway  dated  August  24,  1971.  The gravamen of  the charge was that the appellant was guilty of misconduct in  that he  had October  1, 1969  at  7.30  p.m. assaulted his immediate superior Banarsi Das, Assistant Loco Foreman while  he was returning after performing his duties. The immediate  cause for  the assault was that the appellant had on  September 30, 1969 applied for medical leave for one

4

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 4 of 14  

day i.e.  for October  1, 1969.  On that  day  there  was  a shortage of  Shunters, he  accordingly asked Banarsi Das for the cancellation of leave and permit the appellant to resume his duties  but Banarsi  Das refused to cancel the leave. It is said  that the  appellant nursed a grouse against Banarsi Das because  his refusal  to permit him to resume his duties deprived him  of the  benefit of  one day’s additional wages for October  2, 1969  which  was  a  national  holiday.  The Enquiry Officer fixed the date of enquiry on May 11, 1970 at Ghaziabad. The enquiry could not be held on that date due to some administrative  reasons and was then fixed for the July 11, 1970. The appellant was duly informed of the date but he did  not   appear  at   the  enquiry.  The  Enquiry  Officer accordingly proceeded  ex parte  and examined  witnesses. By his report dated May 26, 1971, the Enquiry Officer found the charge proved. The General Manager agreed with the report of the Enquiry  Officer and  came to the provisional conclusion that the penalty of removal from service should be inflicted and issued  a show  cause notice  dated  May  26,  1971.  In compliance the  appellant showed  cause but  his explanation was not  accepted. The  General Manager,  however, by  order dated August  24, 1971  imposed the  penalty of removal from service.  The  appellant  preferred  an  appeal  before  the Railway  Board   under  r.18(ii)  of  the  Railway  Servants (Discipline &  Appeal) Rules,  1968 but the Railway Board by the impugned  order dated  March  11,  1972  dismissed  this appeal. Thereafter,  the appellant moved the High Court by a petition under  Art. 226  of  the  Constitution.  A  learned Single Judge  by his  order dated  August 16, 1983 dismissed the writ  petition holding  that  since  the  Railway  Board agreed with the findings 985 of the General Manager there was no duty cast on the Railway Board to  record reasons  for  its  decision.  me  appellant therefore preferred  a Letter  Patent Appeal, but a Division Bench by  its order  dated February  15, 1984  dismissed the appeal in in limine.      Rule 22(2)  of the  Railway Servants  Rules provided as follows :           "22(2) In  the case  of an appeal against an order           imposing any  of the penalties specified in Rule 6           or enhancing  any penalty  imposed under  the said           rule, the appellate authority shall consider - C           (a) Whether the procedure laid down in these rules           has been  complied with,  and if not, whether such           non-compliance has  resulted in  the violation  of           any provisions  of the Constitution of India or in           the failure of justice ; D           (b)  whether  the  findings  of  the  disciplinary           authority are  warranted by  the evidence  on  the           record; and           (c) whether  the penalty  or the  enhanced penalty           imposed is adequate, inadequate or severe ; and Pass orders -           (i) confirming,  enhancing,  reducing  or  setting           aside the penalty, or F           (ii) remitting  the case  to the  authority  which           imposed or  enhanced the  penalty or  to any other           authority with  such directions as it may deem fit           in the circumstances of the case :      The duty to give reasons is an incident of the judicial process. So,  in R.P.  Bhatt v. Union of India & Ors., (C.A. No. 3165/81  decided on  December 14,  1982) this  Court, in somewhat similar  circumstances, interpreting r.27(2) of the Central Civil  Services (Classification,  Control &  Appeal)

5

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 5 of 14  

Rules, 1965  which provision is in pari materia with r.22(2) of 986 the Railway  Servants (Discipline  &  Appeal)  rules,  1968, observed :           "It is  clear upon  the terms  of r.27(2) that the           appellate authority  is required  to consider  (1)           whether the  procedure laid  down in the rules has           been complied  with; and  if not, whether such non           compliance has resulted in violation of any of the           provisions of  the Constitution of India or in the           failure of  justice ;  (2) whether the findings of           the disciplinary  authority are  warranted by  the           evidence on  record ;  and (3) whether the penalty           imposed is  adequate, inadequate  or  severe,  and           pass orders  confirming,  enhancing,  reducing  or           setting aside  the penalty, or remit back the case           to the  authority which  imposed or  enhanced  the           penalty, etc." It was held that the word ’consider’ in r.27(2) of the Rules implied ’due application of mind’. The Court emphasized that the Appellate Authority discharging quasi-judicial functions in accordance with natural justice must give reasons for its decisions. There was in that case, as here, no indication in the impugned  order that  the Director-General,  Border Road Organisation, New  Delhi was  satisfied as  to the aforesaid requirements. The  Court observed  that he  had not recorded any Findings  on the  crucial question  as  to  whether  the Findings of the disciplinary authority were warranted by the evidence on  record. In the present case, the impugned order of the Railway Board is in these terms :           "(1) In  terms  of  rule  22(2)  of  the  Railways           Servants (Discipline  & Appeal)  Rules, 1968,  the           Railway  Board   have  carefully  considered  your           appeal against  the orders of the General Manager,           Northern Railways,  new Delhi  imposing on you the           penalty of  removal from service and have observed           as under :           (a) by the evidence on record, the findings of the           disciplinary authority are warranted ; and           (b) the penalty OF removal From service imposed on           you Is merited. 987           (2) The  Railway Board have therefore rejected the           appeal preferred by you."      To  say   the  least,   this  is   just  a   mechanical reproduction of  the phraseology  of r.22(2)  of the Railway Servants Rules  without any  attempt  on  the  part  of  the Railway Board either to marshall the evidence on record with a view  to decide  whether the  findings arrived  at by  the disciplinay authority  could be  sustained or  not. There is also no  indication that  the Railway Board applied its mind as to whether the act of misconduct with which the appellant was charged  together with  the attendant  circumstances and the past  record of  the appellant  were such that he should have been  visited with  the extreme penalty or removal from service for a single lapse in a span of 24 years of service. Dismissal or  removal from  service is  a  matter  of  grave concern to  a civil  servant who after such a long period of service, may  not deserve  such a  harsh  punishment.  There being non-compliance with the requirements of r.22(2) of the Railway Servants  Rules, the  impugned order  passed by  the Railway Board is liable to be set aside.      It was  not the  requirement  of  Art.  311(2)  of  the Constitution  prior   to  the   Constitution   (Forty-Second

6

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 6 of 14  

Amendment) Act,  1976 or  of the  rules of  natural justice, that in  every case  the appellate  authority should  in its order state its reasons except where the appellate authority disagreed with  the findings  of the disciplinary authority. In State  of Madras  v. A.R.  Srinivasan, A.I.R. [1966] S.C. 1827 a  Constitution Bench of this Court while repelling the contention that  the impugned  order by the State Government accepting the findings being in the nature of quasi-judicial proceedings was bad as it did not give reasons for accepting the findings of the Tribunal, observed as follows :           "In dealing  with the question as to whether it is           obligatory on the State Government to give reasons           in support of the order, imposing a penalty on the           delinquent officer,  we cannot  overlook the  fact           that the  discipline proceedings  against  such  a           delinquent officer begin with an enquiry conducted           by an  officer  appointed  in  that  behalf.  That           enquiry is  followed  by  report  and  the  Public           Service Commission is consulted where necessary. 988           Having regard  to the  material which is thus made           available to  the State  Government and  which  is           made available  to the delinquent officer also, it           seems to  us somewhat unreasonable to suggest that           the State  Government must  record its reasons why           it accepts  the findings  of the  Tribunal. It  is           conceivable that  if the State Government does not           accept the  findings of  the Tribunal which may be           in favour  of the  delinquent officer and proposes           to impose  a penalty on the delinquent officer, it           should  give  reasons  why  it  differs  from  the           conclusion of  the Tribunal, though even in such a           case, it  is not  necessary that the reasons would           be detailed  or elaborate.  But  where  the  State           Government  agrees   with  the   findings  of  the           Tribunal which are against the delinquent officer,           we do  not think  as a  matter of law, it could be           said that  the State  Government cannot impose the           penalty  against   the   delinquent   officer   in           accordance  with  the  findings  of  the  Tribunal           unless it  gives reasons  to  show  why  the  said           findings were accepted by it. The proceedings are,           no doubt, quasi-judicial; but having regard to the           manner in  which these enquiries are conducted, we           do not think an , obligation can be imposed on the           State Government to record reasons in every case."      Again, in  Som Datt  Datta v.  Union of  India &  Ors., [1969] 2  S.C.R. 176  a Constitution  Bench  of  this  Court rejected the  contention that  the order of the Chief of the Army Staff  confirming the  proceedings of the General Court Martial under  3. 164 of the Army Act, 1950 and the order of the  Central   Government  dismissing   the  appeal  of  the delinquent officer  under s. 165 of the Act were illegal and ultra vires  as they  lid not give reasons in support of the orders, and summed up the legal position in these words :           "Apart from any requirement imposed by the statute           or  statutory   rules  either   expressly  or   by           necessary   implication,   there   is   no   legal           obligation that the statutory tribunal should give           reasons for its decision. There is also no general           principle or any 989           rule of  natural justice that a statutory tribunal           should always  and in  every case  give reasons in           support of its decision."

7

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 7 of 14  

    So also  in Tara  Chand Rhatri v. Municipal Corporation of Delhi  & Ors..  [1977] 2  S.C.R. 198  this Court observed that there  was a  vital  difference  between  an  order  of reversal  by   the  appellate  authority  and  an  order  of affirmance and the omission to give reasons for the decision may not  by itself  be a  sufficient ground for passing such order, relying  on the  test laid  down by  Subba Rao, J. in Madhya Pradesh  Industries Ltd..  v. Union of India [1966] 1 S.C.R. 466.           "Ordinarily, the appellate or revisional authority           shall give  its own  reasons succinctly;  but in a           case of  affirmance where  the  original  tribunal           gives adequate reasons, the Appellate Tribunal may           dismiss the  appeal or  the revision,  as the case           may be, agreeing with those reasons." D      These authorities  proceed upon  the principle  that in the absence  of a  requirement in  the statute or the rules, there is  no duty  cast on  an appellate  authority to  give reasons where the order is one of affirmance. Here, r. 22(2) of the  Railway Servants Rules in express terms requires the Railway Board  to record  its findings  on the three aspects stated therein.  Similar are the requirements under r. 27(2) of the  Central Civil  Services (Classification,  Control  & Appeal) Rules,  1965. R.  22(2) provides that in the case of an appeal  against an  order imposing  any of  the penalties specified in r. 6 or enhancing any penalty imposed under the said rule,  the appellate  authority shall  ’consider’ as to the matters  indicated  therein.  The  word  ’consider’  has different shades  of meaning  and must  in r.22(2),  in  the context in which it appears, mean an objective consideration by the  Railway Board  after due  application of  mind which implies the giving of reasons for its decision. G      After the  amendment of  c1.(2)  of  Art.  311  of  the Constitution by  the Constitution  (Forty-Second  Amendment) Act, 1976  and the  consequential change  brought  about  in r.10(5) of the Railway servants (Discipline & Appeal) Rules, 1968, substituted  by the  Railway  Servants  (Discipline  & Appeal) 990 (Third Amendment)  Rules, 1978, it is no longer necessary to afford a  second opportunity  to the  delinquent servant  to show  cause   against  the   punishment.  The   Forty-Second Amendment  has   deleted  from   c1.(2)  of   Art.  311  the requirement  of   a   reasonable   opportunity   of   making representation on  the proposed penalty and, further, it has been expressly  provided inter  alia in the first proviso to c1.(2) that :           "Provided that  where it  is proposed  after  such           inquiry, to impose upon him any such penalty, such           penalty  may  be  imposed  on  the  basis  of  the           evidence adduced  during such enquiry and it shall           not  be   necessary  to   give  such   person  any           opportunity  of   making  representation   on  the           penalty proposed."      After the  amendment, the requirement of c1.(2) will be satisfied by  holding an  inquiry in  which  the  Government servant has  been informed  of the  charges against  him and given a  reasonable opportunity  of  being  heard.  But  the essential safeguard  of showing  his innocence at the second stage i.e.  after the  disciplinary authority  has come to a tentative conclusion of guilt upon a perusal of the findings reached by  the Inquiry Officer on the basis of the evidence adduced, as  also against  the proposed punishment, has been removed to  the detriment of the delinquent officer. In view of the  said amendment  of Art.  311(2) of the Constitution,

8

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 8 of 14  

r.10(5) of  the Railway  Servants Rules has been substituted to bring  it in  conformity with  c1.(2)  of  Art.  311,  is amended. R. 10(5), as substituted, provides as follows :           "10(5).  If  the  disciplinary  authority,  having           regard to  its findings  on  all  or  any  of  the           articles  of  charge  and  on  the  basis  of  the           evidence adduced  during the  inquiry, is  of  the           opinion that  any of  the penalties  specified  in           clauses (v) to (ix) of rule 6 should be imposed on           the  railway  servant,  it  shall  make  an  order           imposing  such   penalty  and   it  shall  not  be           necessary to  give railway servant any opportunity           of making  representation on  the penalty proposed           to be imposed : 991           Provided that  in every case where it is necessary           to consult  the  Commission,  the  record  of  the           inquiry shall  be forwarded  by  the  disciplinary           authority to  the Commission  for its  advice  and           such advice  shall  be  taken  into  consideration           before making  an order  imposing any such penalty           on the railway servant."      We may  here mention that a corresponding change in the Central Civil  Services (Classification,  Control &  Appeal) Rules, 1965  has been brought by substituting r.15(4) taking away the  procedural safeguard of making a representation at C the  second stage  i.e. before  imposing punishment on the basis of the evidence at the inquiry.      In Union  of India  & Anr.  v. Tulsiram Patel, [1985] 3 S.C.C. 398 a five-judge Bench by a majority of 4:1 held that where a  departmental inquiry  was wholly  dispensed with in the three  situations  under  the  second  proviso  to  Art. 311(2), the  only right  to make  a  representation  on  the proposed penalty which was to be found in c1.(2) of Art. 311 of the Constitution prior to its amendment having been taken away by the Constitution (Forty-Second Amendment) Act, 1976, there is  no provision  of  law  under  which  a  Government servant can  claim this  right. This  Court last week in the secretary, Central Board of; Excise & Customs & Ors. v. K.S. Mahalingam (C.A.No.1279/86  decided on April 24, 1986) after referring  to   the  constitutional  changes  brought  about observed :           "After the  amendment, the  requirement of  c1.(2)           will be  satisfied by  holding an inquiry in which           the Government  servant has  been informed  of the           charges  against   him  and   given  a  reasonable           opportunity of being heard."      After the  majority decision  in Tulsiram Patel’s case, it can  no longer  be disputed  that the  right  to  make  a representation on the proposed penalty which was to be found in c1.(2)  of Art. 311 of the Constitution having been taken away by the Forty-Second Amendment, there is no provision of law under which a Government servant can claim this right. 992      It seems  to be purely academic to refer to the vintage decisions of  the Privy  Council in  High  Commissioner  for India v.  I.M.. Lall,  L.R. [1947-48]  75 IA 225 and that of this Court  in Khem  Chand v.  Union of India & Ors., [1958] S.C.R. l080  following  it  or  the  plethora  of  decisions thereafter which  have now  become otiose  after the  Forty- Second  Amendment   by  which   the  words  ’  a  reasonable opportunity of  showing cause against the action proposed to be taken  in regard  to him’  were deleted at the end of cl. (2) of  Art. 311 and proviso to cl.(2) substituted, with the object of  doing away  with the second opportunity of making

9

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 9 of 14  

representation at  the stage of imposing penalty i.e. at the conclusion of  the inquiry. It is however necessary to refer to these  two decisions  briefly with  the object of showing the  prejudicial   effect  on   such  delinquent  Government servants. More so, because the majority decision in Tulsiram Patel’s case  seeks to justify the amendment effected by the Forty-Second Amendment  of cl.  (2) of Art. 311 by observing that ’cl.  (2) of  Art. 311  as originally  enacted and  the legislative history  of that  clause  wholly  rule  out  the giving of  any opportunity’.  We have  our own  reservations about the  correctness of  this proposition. It is not quite accurate to  suggest that  the opportunity  of showing cause before  a  Government  servant  was  dismissed,  removed  or reduced in rank was not contemplated by law nor justified by the legislative history.      In I.M. Lall’s case, Lord Thankerton while interpreting the words  ’  a  reasonable  opportunity  of  showing  cause against the action proposed to be taken in regard to him’ Ln sub-s.(3) of  s. 240  of the  Government of  India Act, 1935 speaking for  the Judicial  Committee of  the Privy Council, observed :           "In the  opinion of  their Lordships, no action is           proposed within  the meaning  of  the  sub-section           until a  definite conclusion  has been  come to on           the charges,  and the  actual punishment to follow           is    provisionally  determined  on.  Before  that           stage, the  charges are unproved and the suggested           punishments are merely hypothetical."                                          (Emphasis supplied) 993 That very distinguished Judge went on to say : A           "It is  on that  stage reached  that  the  statute gives the  civil servant the opportunity for which sub-s.(3) makes provision." And then added :           "Their Lordships  would only  add that they see no           difficulty  in  the  statutory  opportunity  being           reasonably afforded at more than one stage. If the           civil servant  has been  through an  enquiry under           Rule 55, it would not be reasonable that he should           ask for  a  repetition  of  that  stage,  if  duly           carried  out   but  that  would  not  exhaust  his           statutory right, and he would still be entitled to           represent against  the punishment  proposed as the           result of the findings of the inquiry."      The phrase  ’ a reasonable opportunity of showing cause against the  action proposed  to be  taken in regard to him’ appearing in sub-s. (3) of s. 240 of the Government of India Act, 1935  was reproduced  in cl.  (2) of  Art. 311  of  the Constitution  as   originally  enacted  i.e.  prior  to  its amendment by  the Constitution  (Fifteenth  Amendment)  Act, 1963. It would appear that in the original Art. 311(2) as it stood before  the Fifteenth  Amendment,  the  obligation  to afford an opportunity at two stages, namely, at the stage of inquiry into  the  charges  and,  again,  at  the  stage  of awarding  punishment,  was  not  explicitly  stated  in  the Article itself.  It merely required that opportunity must be given to  show cause  against  the  ’action  propposed’.  As already stated,  the obligation to offer such opportunity at two stages  was however  deduced  judicially  by  the  Privy Council in I.M. Lall’s case.      In Khem  Chand’s case, the Court following the judgment of the  Privy Council  in I.M.  Lall’s case came to the same conclusion  from   the  word  ’reasonable’.  The  Government servant must  not only  be given  an  opportunity  but  such

10

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 10 of 14  

opportunity must  be a  reasonable one.  In order  that  the opportunity to show cause against the proposed action may be regarded as a reasonable one, it is quite necessary that the Government servant  should have  the opportunity, to say, if that be his 994 case, that he has not been guilty of any misconduct to merit any  punishment   at  all   and  also  that  the  particular punishment proposed  to be  given is  much more  drastic and severe than  he deserves.  It referred to the above passages from the  judgment of the Privy Council in I.M. Lall’s case, and observed :           "Further  opportunity   is  to  be  given  to  the           Government servant  after the  charges  have  been           established   against   him   and   a   particular           punishment is proposed to be meted out to him." In short, the substance of the protection provided by Rules, like r.  55 referred  to above, was bodily lifted out of the rules and  together with  an additional opportunity embodied in s.240(3)  of the  Government of  India Act, 1935 so as to give a  statutory protection  to the Government servants and had now  been incorporated  in Art.  311(2) so as to convert the protection  into a  constitutional safeguard.  The legal consequence therefore was that :           "At the  second stage,  the delinquent  Government           servant was therefore entitled to contend -           (a) that  the inquiry  at which  the findings were           arrived  at  was  vitiated  by  a  breach  of  the           Principles of natural justice.           (b) That  the findings  were not  supported by the           evidence in  the proceedings, or that the evidence           against him  was not worthy of credence or that he           was not  guilty of  any misconduct  to  merit  and           punishment at all.           (c) That  the punishment  proposed  could  not  be           properly awarded  on the findings arrived at, that           is to  say, the charges proved did not require the           Particular punishment proposed to be awarded."      After  Parliament   frustrated  the   attempt  of   the Government to delete the constitutional safeguard as evolved by this  Court in Khem Chand’s case following the principles laid down  in the Privy Council decision in I.M. Lall’s case by deletion  of the  words ’  a  reasonable  opportunity  of showing cause 995 against the action proposed to be taken in regard to him’ by the Constitution  (Fifteenth Amendment)  Act, 1963, it seems somewhat  strange   that  after   more  than  a  decade  the Government of the day thought it fit to remove this valuable safeguard by  the Forty-Second Amendment. It is particularly important  to  notice  how  closely  Members  of  Parliament scrutinised the  motives of  the Government while discussing the Fifteenth  Amendment Bill  and it  is profitable to read the  debates   leading  to  the  passsng  of  the  Fifteenth Amendment. m  ere could  scarcely be a better example of the principle  that   the  constituent   powers  to   amend  the Constitution,  however   permissible,  must   be  used  with scrupulous attention  to their  true purpose and for reasons that are  relevant and  proper. A  determined attempt on the part of  the Government  to unsertle the law as laid down by this Court  was successfully  frustrated on  that  occasion. Although the  clause as  originally drafted in the Amendment Bill was  deficient  insofar  as  it  conferred  no  express protection as  regards the  second stage  i.e. the  stage of punishment, but  the  Fifteenth  Amendment  Act  as  passed,

11

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 11 of 14  

introduced  the   requirement   of   giving   a   reasonable opportunity on the penalty proposed, after the conclusion of the inquiry  into the  charges and  after a penalty had been provisionally  determined.   After  considerable  debate  in Parliament, Shri  Ashok Sen,  Law Minister,  intervened,  in deference to  the concern  expressed by Members representing all sections  of the  House over the Amendment Bill by which the Government  was seeking to remove the opportunity at the second stage,  and gave  an assurance  that he would move an amendment, making  it clear  that the  second opportunity in regard to  the punishment  proposed would  be retained,  but such opportunity  shall be only on the basis of the evidence adduced during  the inquiry. me Government accordingly moved the following amendment :           "And where  it is proposed, after such inquiry, to           impose on him any such penaltty, until he has been           given   a   reasonable   opportunity   of   making           representation on  the penalty  proposed, but only           on the  basis of  the evidence adduced during such           inquiry."      We may  recall the  words of  the law  Minister on that occasion while  intervening in  the debate  on the  original draft: 996           "Now, Sir,  as I  explained, when  the motion  was           first before  the House  and before it went to the           Joint Committee  it was never the intention of the           Government to  vary rule  25 of  the civil service           rules which  provided for  representation  by  the           civil servant  against the  penalty  proposed.  me           point taken  was that in future some irresponsible           Government might  do way with rule 25 ignoring the           assurance given  to Parliament. Well, then, I told           the representatives  of  the  civil  servants  and           other representatives of the INTUC who had come to           see me  to give  me a  draft which  would make  it           quite clear  that the  representation against  the           penalty proposed  would not  include any  right to           insist on  further hearing  and  further  evidence           being given.  They gave me that draft which I have           accepted with a slight modification.           I, therefore,  dispel any  idea, if  there is any,           that there  has been any-deviation from the ideals           of democracy  and preservation of the vital rights           not only  of civil servants but of the citizens. I           hope we  shall  never  deviate  from  that  course           because it-is our great strength and it is through           the   processes   of   democracy   that   we   are           functioning, not  through the processes of fear or           force. (Lok Sabha Debates, 3rd Series, Vol. XVIII,           1963, 4th Session, p. 13152-54).      The Fifteenth  Amendment, in  fact, clarified the legal position  under   the  existing   law  by   requiring   that opportunity must  be  given  to  the  delinquent  Government servant not  only at  the first stage to be heard in respect of the  charges but  also at the second stage i.e. after the disciplinary authority had come to a tentative conclusion of guilt at  the conclusion of the inquiry and had decided upon the punishment  proposed to be inflicted. It was a necessary and sufficient  safeguard against  arbitrary  and  excessive executive   action    written   into    the    Constitution. Unfortunately, now  the Forty-Second  Amendment has achieved what   the   Fifteenth   Amendment   could   not.   By   the constitutional amendment,  the Government has taken away the essential Constitutional safeguard.

12

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 12 of 14  

997      It is  a fundamental  rule of law that no decision must be A  taken which  will affect  the  rights  of  any  person without first  glving him  an opportunity of putting forward his case.  Both the Privy Council as well as this Court have in a  series of cases required strict adherence to the rules of natural  justice where  a public authority or body has to deal with rights. Unfortunately the first proviso to cl. (2) of Art.  311 has  eliminated the rule audi alteram partem at the second  stage i.e.  Observance of  the rules  of natural justice and  the requirement  of a reasonable opportunity of making representation  on the  proposed action. The question still remains as to the stage when the delinquent Government servant would  get the  opportunity of showing cause against the  action   taken  against  him.  Where  does  he  get  an opportunity to  exonerate himself  from the charge unless he is allowed  to show that the evidence adduced at the inquiry is not  worthy of  credence or  consideration ? Does he ever get a  right to  show that  he has  not been  guilty of  any misconduct so  as to  deserve any  punishment, or  that  the charges proved against him are not of such a character as to merit the extreme penalty of dismissal or even of removal or reduction in  rank and  that any  of the  lesser punishments ought to have been sufficient in his case ? But we are bound by the majority decision in Tulsiram Patel’s case.      After the  constitutional change brought about it seems that the  only stage  at  which  now  a  civil  servant  can exercise this  valuable right  is by enforcing his remedy by way of  a departmental  appeal or  revision, or  by  way  of judicial review  . In  Tulsiram Patel’s  case, -the majority decision has  pointed out  that even  after the Forty-Second Amendment, the  inquiry required by c1.(2) of Art. 311 would be the same except that it would not be necessary to give to a civil  servant an  opportunity to make representation with respect to  the penalty  proposed to  be imposed  on him. In such a case, a civil servant who has been dismissed, removed or reduced  in rank  by applying  to his  case  one  of  the clauses  of  the  second  proviso  to  Art.311  (2)  or  the analogous Service  Rule has  two remedies  available to him. These remedies are : (i) the appropriate departmental appeal provided for  in the  relevant Service  Rules, and  (ii)  if still dissatisfied,  invoking the  Court’s power of judicial review. In  Satyavir Singh  & Ors. v. Union of India & Ors., [1985] 4  S.C.C. 252 there is an attempt made to analyse the ratio of the majority decision in Tulsiram Patel’s 998 case and  the nature  of the  remedies  left  to  the  civil servant at  pp.276-281 of  the report.  If that  be so, in a case governed by one of the clauses of the second proviso to Art. 311(2) or an analogous Service Rule, there is still all the more  reason that  in cases  not governed  by the second proviso,  a   civil  servant   subjected   to   disciplinary punishment of  dismissal, removal or reduction in rank under cl. (2)  of Art.  311 would have these remedies left to him. Virtually this  is tantamount  to a post-decisional hearing. There has  been considerable fluctuation of judicial opinion in England  as to  whether a  right of  appeal is  really  a substitute for the insistence upon the requirement of a fair hearing or  the observance  of natural justice which implies ’the duty  to act  judicially’.  Natural  justice  does  not require that  there should  be a  right of  appeal from  any decision. This  is an  inevitable corollary of the fact that there is  no right  of appeal  against a statutory authority unless the  statute so provides. Professor H.W.R.Wade in his Administrative Law, 5th edn., at p. 487 observed :

13

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 13 of 14  

         "Whether  a   hearing  given   on  appeal   is  an           acceptable substitute  for a hearing not given, or           not properly given, before the initial decision is           in some  cases an  arguable question. In principle           there ought to be an observance of natural justice           equally at  both stages....  If natural justice is           violated at  the first  stage, the right of appeal           is not  so much  a  true  right  of  appeal  as  a           corrected initial  hearing: instead  of fair trial           followed by  appeal, the  procedure is  reduced to           unfair trial followed by fair trial." After referring  to Megarry,  J.’s dictum  in a  trade union expulsion case holding that, as a general rule, a failure of natural justice  in the  trial body  cannot be  cured  by  a sufficiency of  natural justice  in the  appellate body, the learned author observes :           "Nevertheless it  is  always  possible  that  some           statutory scheme may imply that the ’appeal’ is to           be the only hearing necessary."      Professor de  Smith at  pp. 242-43 refers to the recent greater readiness  of the Courts to find a breach of natural justice ’cured’ by a subsequent hearing before an appellate 999 tribunal. In Swadeahi Cotton Mills v. Union of India, [1981] 2 S.C.R.  533 although  the majority  held that  the rule of audi alteram partem was not excluded from s.18A(1)(a) of the Industrial Undertakings  (Development and  Regulation)  Act, 1951, Chinnappa  Reddy,  J.  dissented  with  the  view  and expressed that  the expression  ’immediate  action’  may  in certain situations  mean exclusion of the application of the rules of  natural  justice  and  a  post-decisional  hearing provided  by   the  statute   itself  may  be  a  sufficient substitute. It  is not necessary for our purposes to go into the vexed  question whether  a post-decisional  hearing is a substitute of  the denial  of a  right  of  hearing  at  the initial stage  or the  observance of  the rules  of  natural justice  since   the  majority   in  Tulsiram  Patel’s  case unequivocally lays  down that  the only  stage  at  which  a Government servant gets ’a reasonable opportunity of showing cause against  the action  proposed to be taken in regard to him’ i.e.  an opportunity  to  exonerate  himself  from  the charge by  showing that  the evidence adduced at the inquiry is not  worthy of  credence or  consideration  or  that  the charge proved  against him are not of such a character as to merit  the  extreme  penalty  of  dismissal  or  removal  or reduction in  rank and  that any  of the  lesser punishments ought to  have been  sufficient in his case, is at the stage of hearing  of a  departmental appeal.  Such being the legal position, it  is of utmost importance after the Forty-Second Amendment as interpreted by the majority in Tulsiram Patel’s case that  the Appellate  Authority must  not  only  give  a hearing to  the Government servant concerned but also pass a reasoned order dealing with the contentions raised by him in the appeal.  We wish to emphasize that reasoned decisions by tribunals, such  as the  Railway Board  in the present case, will  promote   public  confidence   in  the  administrative process. An  objective consideration is possible only if the delinquent servant is heard and give a chance to satisfy the Authority regarding  the final  orders that may be passed on his appeal.  Considerations of  fairplay  and  justice  also require that such a personal hearing should be given.      In the  result, the appeal must succeed and is allowed. The judgment  and order  of a  learned Single  Judge of  the Delhi High  Court dated  August 16,  1983 and  that  of  the Division Bench dismissing the Letters Patent Appeal filed by

14

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 14 of 14  

the 1000 appellant in limine by its order dated February 15, 1984 are both set  aside, so  also the  impugned order of the Railway Board dated  March 11,  1972. We direct the Railway Board to hear and  dispose of  the appeal  after affording a personal hearing to  the appellant  on merits  by a reasoned order in conformity with  the requirements  of r.22(2) of the Railway Servants (Discipline & Appeal) Rules, 1968, as expeditiously as possible,  and in  any event,  not later than four months from today. A.P.J.                                       Appeal allowed. 1001