05 May 2009
Supreme Court
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PRADEEP CHAUDHARY & ORS. Vs UNION OF INDIA & ORS.

Case number: Transfer Case (civil) 62 of 2002


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REPORTABLE

IN THE SUPREME COURT OF INDIA

CIVIL ORIGINAL JURISDICTION

TRANSFER CASE (CIVIL) NO.62 OF 2002 (Arising out of Writ Petition No.43094 of 2000)

Pradeep Chaudhary & Ors. … Appellants

Versus

Union of India & Anr. … Respondents

J U D G M E N T

S.B. Sinha, J.

1. Constitutionality  of  the  provisions  of  Section  3  of  Uttar  Pradesh  

Reorganization Act, 2000 (hereinafter referred to as ‘the Act’ for the sake of  

brevity) whereby the district of Haridwar had been included in the State of  

Uttaranchal (now Uttarakhand) is in question in this case.  

2. Petitioners before us are residents of the district of Haridwar.  They  

filed a writ  application before the High Court of Judicature at Allahabad  

which was marked as Civil Writ Petition No.43094 of 2000.  As several writ

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petitions  were  filed  before  this  Court  and several  other  writ  applications  

involving  similar  questions  were  filed  before  different  High  Courts  

questioning similar provisions of Bihar State Reorganization Act whereby  

also  some districts  were  included  in  the  new State,  transfer  applications  

having  been  moved,  the  said  writ  petitions  were  withdrawn  from  the  

respective High Courts and transferred to this Court.

Petitioners before us are residents of the district of Haridwar.  They  

filed the writ applications,  inter alia, on the premise that in including the  

district  of  Haridwar  in  the  State  of  Uttaranchal,  mandatory  requirements  

envisaged under the proviso appended to Article 3 of the Constitution of  

India has been violated.

3. The said question arises in the following factual matrix involved in  

the matter :

Indisputably,  demands  were  raised  for  formation  of  the  State  of  

Uttaranchal  wherefor  a  Committee  known  as  Kaushik  Committee  was  

formed  by  the  State  Government  for  the  purpose  of  making  

recommendations as to which areas of the existing State of UP should be  

included in the proposed State of Uttaranchal.   Upon holding discussions  

with various segments of people, recommendations were made.  The district  

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of Haridwar allegedly was not included therein.  However, concededly, the  

President  of  India  by  a  notification  proposed  formation  of  the  State  of  

Uttranchal  in  the  State  Reorganisation  Bill,  1999.   In  the  said  Bill,  the  

district of Haridwar was included as one of the districts in the said proposed  

State.  The said Bill was sent to the Legislature of the State of UP in terms of  

the  proviso  appended  to  Article  3  of  the  Constitution  of  India.   Due  to  

dissolution  of  12th Lok  Sabha,  however,  the  said  Bill  abated.   Upon  

constitution of the 13th Lok Sabha, a fresh Bill in terms of a Notification  

dated  4.2.2000 known as  the  Uttar  Pradesh  Reorganisation  Bill,  2000 in  

regard to the proposed formation of the State of Uttranchal was sent to the  

State Legislature of UP for the purpose of obtaining its views.  In terms of  

the said notification, views were to be sent by the State Legislature of UP by  

16.3.2000.

The said notification was in two parts.  

4. Section 3 of the aforementioned Bill reads as under :   

“3. On and from the appointed day, there shall  be formed a new State to be known as the State of  Uttranchal comprising the following territories of  the existing State of Uttar Pradesh, namely:-

(a) Pauri Garhwal, Tehri Garhwal, Uttar Kashi,  Chamoli,  Dehradun,  Nainital,  Almora,  Pitthoragarh,  Udham  Singh  Nagar,  

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Bageshwar,  Champawat  and Rudra  Prayag  District; and

(b) The territories of Hardwar District specified  in the First Schedule of this Act.”

5. The Central Government, however, having regard to the fact that the  

First Schedule appended to the said Bill did not contain any particular, with  

a  view  to  rectify  the  mistake,  by  a  letter  dated  10.3.2000  issued  an  

amendment  whereby  the  details  to  be  mentioned  in  the  First  Schedule  

thereto were specified.  It reads as under :

“ALL  AREAS  COMING  WITHIN  THE  TERRITORY HARDWAR CITY”

6. The said Bill was placed before the State Legislature of Uttar Pradesh  

on 30.3.2000.  It came up for discussions on 6.4.2000.  A resolution was  

adopted that the areas of Haridwar, as specified in the First Schedule of the  

Bill should be deleted and should not form part of the State of Uttaranchal,  

stating :

“Sub-section [Kha] of Section 3 and its connected  First Schedule should be deleted and in its place,  following Section should be placed; i.e. :-

FORMATION  OF  UTTARANCHAL  STATE  ASSEMBLY

3. On and from the appointed day, a new State  shall be formed which will be known as the State  

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of  Uttaranchal;  in  which,  the  territories  of  Pauri  Garhwal,  Tehri  Garhwal,  Uttar  Kashi,  Chamoli,  Dehradun, Nainital, Almora, Pitthoragarh, Udham  Singh Nagar, Bageshwar, Champawat and Rudhra  Prayag  Districts  of  the  existing  State  of  Uttar  Pradesh  will  be  included  and  thereafter,  the  aforesaid  territories  will  not  form  a  part  of  the  existing State of U.P.”

7. The said Bill, however, was introduced in the Lok Sabha on 1.8.2000.  

Section 3 of the Bill introduced in the Lok Sabha included the District of  

Haridwar which reads as under :

“On  and  from the  appointed  day,  there  shall  be  formed a new State to be known as the State of  Uttaranchal; comprising the following territories of  the existing State of Uttar Pradesh, namely:-

[a] Pauri Garhwal, Tehri Garhwal, Uttar Kashi,  Chamoli,  Dehradun,  Nainital,  Almora,  Pithhoragarh,  Udham  Singh  Nagar,  Bageshwar,  Champawat  and  Rudhra  Prayag  and  Hardwar  Districts  and  thereupon,  the  said  territories  shall  cease  to form part  of  the  existing State  of  Uttar  Pradesh.”

8. Having been passed by the Lok Sabha, it was placed before the Rajya  

Sabha on 10.8.2000.  However, an objection thereto was raised by one Shri  

R.S.  Kaushik  as  regards  the  inclusion  of  the  District  of  Haridwar  in  the  

proposed State.   The said Bill,  however,  was passed by the Rajya Sabha  

also.   The  President  of  India  assented  to  the  said  Bill  on  25.8.2000  

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whereupon the Act known as the Uttar Pradesh Reorganization Act, 2000  

came into force.

9. The  core  contention  of  Mr.  Prashant  Bhushan,  learned  counsel  

appearing on behalf of the petitioners, is that having regard to the proviso  

appended to Article 3 of the Constitution of India, the Schedule of the Bill  

having included only the city of Haridwar and not the entire District, it was  

impermissible for the Parliament to make amendment thereto  It was urged  

that as the amendment carried out was a substantive one, it was mandatorily  

required to be sent to the Legislature of Uttar Pradesh for its approval.  The  

learned counsel would contend that the District and City in law being two  

different territories, in view of the fact that discussions had been held in the  

State Assembly in regard to the City of Haridwar only, it is impermissible in  

law to include the District of Haridwar in the Act as thereby the object and  

purpose of introducing proviso to Article 3 has been defeated.

10. Mr.  Amarendra  Sharan,  learned  Additional  Solicitor  General  

appearing  on  behalf  of  the  Union  of  India,  on  the  other  hand,  took  us  

through  the  discussions  which  took  place  in  the  Uttar  Pradesh  State  

Legislative Assembly to contend that from a perusal thereof, it would appear  

that a thourough discussion had taken place with regard to inclusion of the  

entire district of Haridwar by the members thereof.   

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11. Article 3 of the Constitution of India reads, thus :

“Article  3.—Formation  of  new  States  and  alteration  of  areas,  boundaries  or  names  of  existing States—Parliament may by law—

(a) Form a new State by separation of territory  from any State  or  by uniting two or  more  States  or  parts  of States  or  by uniting any  territory to a part of any State;

(b) increase the area of any State;

(c) diminish the area of any State;

(d) alter the boundaries of any State;

(e) alter the name of any State;

Provided  that  no  Bill  for  the  purpose  shall  be  introduced in either House of Parliament except on  the  recommendation  of  the President  and unless,  where the proposal contained in the Bill affects the  area, boundaries or name of any of the States, the  Bill  has  been  referred  by  the  President  to  the  Legislature  of that State for expressing its  views  thereon within such period as may be specified in  the reference or within such further period as the  President may allow and the period so specified or  allowed has expired.

Explanation I.- In this article, in clauses (a) to (e),  "State"  includes  a  Union  territory,  but  in  the  proviso, "State" does not include a Union territory.

Explanation  II.-  The  power  conferred  on  Parliament  by  clause  (a)  includes  the  power  to  form a new State or Union territory by uniting a  part  of any State or  Union territory to any other  State or Union territory.

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12. A  bare  perusal  of  the  said  provisions  would  clearly  show  that  

formation of  a  new State  by  separation  of  territories  from a State  or  by  

uniting two or more States or parts thereof is within the legislative domain  

of the Parliament.  The proviso appended thereto postulates that (1) Bill may  

not be introduced except on the recommendations of the President; and (ii)  

where the proposal contained in the Bill affecting the areas, boundaries or  

name of  any  of  the  State,  reference  of  the  Bill  by  the  President  to  the  

Legislature of that State for expressing its views thereon; and (3) Such views  

may be expressed within such period as may be specified in the reference or  

within such period as the President may allow and the period so specified or  

allowed has expired.

13. We may notice that prior to the changes introduced by Constitution  

(Fifth Amendment)  Act,  1955,  the proviso only required the President  to  

ascertain the views of the Legislature of the State or States affected.  The  

amendment, however, widened the scope of the Bill which is to be referred  

by the President to the State Legislature.

14. Indisputably, only because one or the other view had been expressed  

in the State Legislature, the same would not be binding upon the Parliament  

even if its views were received in time.  When, however, the views of the  

State Legislature were not received in time, the Parliament would be free to  

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pass the Act in terms of the Bill or with amendment as it may deem fit and  

proper.  A Bill has to be introduced in the Parliament.  It is the Parliament’s  

prerogative to place the Bill in either of the Houses, either in the same form  

or with amendments.

15. In Durga Das Basu’s commentary  on the Constitution of India (8th  

Edn.) p.467, it is stated :

“It has been ruled by the Speaker of the House of  the People that the Bill having once been referred  by  the  President  to  the  State  Legislatures  concerned  and  thereafter  duly  introduced  in  Parliament,  amendments  seeking  to  make  provisions  different  from those  contained  in  the  Bill as introduced and thereby affecting the area,  boundaries or names of the State are in order and  are  not  ultra  vires  of  the  constitution   These  amendments are not required to be referred again  to the State Legislature concerned nor is any fresh  recommendation  of  the  President  necessary  for  their consideration.”

16. We must also place on record that whereas prior to the amendment in  

1955, the views of the State Legislatures were to be ascertained not only  

with respect to proposal to the introduction of the Bill but also the provisions  

thereof, but then those words have been omitted in the amended proviso; the  

only requirement being a reference to Bill which comes within the purview  

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of Article  3.   Once such reference  has been made,  the ordinary rules  of  

Parliamentary procedure shall govern the same.   

The question came up for consideration before a Constitution Bench  

in  Babulal Parate v.  The State of Bombay and Anr. [(1960) 1 SCR 605],  

wherein the question of constitutionality of Section 8A was raised.  Therein,  

proposal  was  made  for  formation of  three  separate  units,  namely,  Union  

Territory  of  Bombay,  State  of  Maharashtra  including  Marathawada  and  

Vidarbha  and  the  State  of  Gujarat  including  Saurashtra  and  Cutch.  

However, the territory for which the Union Territory of Bombay was to be  

constituted was included in the State of Maharashtra.  This Court repelled  

the contention that a fresh reference to the State Legislature was necessary  

and a fresh Bill was required to be introduced in the Parliament opining that  

the Parliament was not bound to accept the views of one of the legislature or  

the other.

17. Upon taking into consideration the contentions raised by the petitioner  

therein that a substantial modification of the original proposal of three units  

contained in the Bill  had been obtained upon holding discussions on the  

subject, it could not be stated that the State Legislature had no opportunity of  

expressing its views in favour of a composite union instead of three separate  

units if it so desired, it was opined :

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“That  being  the  position  we  see  no  reasons  for  importing  into  the  construction  of  Article  3  any  doctrinaire  consideration  of  the  sanctity  of  the  rights  of  States  or  even  for  giving  an  extended  meaning  to  the  expression  ‘State’  occurring  therein.  None of the constituent units of the Indian  Union was sovereign and independent in the sense  the American colonies or the Swiss Cantons were  before  they  formed  their  federal  unions.   The  constituent Assembly of India, deriving its power  from the sovereign people, was unfettered by any  previous commitment in evolving a constitutional  pattern suitable to the genius and requirements of  the Indian people as a whole.  Unlike some other  federal  legislature,  Parliament,  representing  the  people of India as a whole, has been vested with  the  exclusive  power  of  admitting  or  establishing  new States, increasing or diminishing the area of  an  existing  State  or  altering  its  boundaries,  the  Legislature or Legislatures of the States concerned  having only the right to an expression of views on  the proposals.  It is significant that for making such  territorial  adjustments  it  is not necessary even to  invoke  the  provisions  governing  constitutional  amendments.”

18. The Legislature of the State of Uttar Pradesh cannot be said to have  

been wholly unaware of the question as to whether the District of Haridwar  

was to be included in the proposed statute or not.  From the proceedings of  

the debates held in the Uttar Pradesh State Legislative Assembly, it appears  

that one Shri Bhagat Singh Koshyari categorically stated that he had with  

him a list of 250 Pradhans, people from Haridwar and Udhamsingh Nagar,  

who had met the Prime Minister and wanted the said districts to merge with  

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the new State and, thus, a question was asked as to how could it be said that  

the residents of the said districts did not want them to be merged with the  

proposed State of Uttaranchal.

19. Another member Shri Tirath Singh Rawat stated that while formation  

of  Uttranchal  is  not  in  dispute;  inclusion  of  Haridwar  and  exclusion  of  

Udham Singh Nagar was different, opining :

“Sir, without Haridwar district, Uttaranchal will be  incomplete.   As  has  been  discussed  earlier,  its  culture, religiosity and its being the doorway to the  hills!   It  is  a  tourist  spot,  Gangotri,  Yamunotri,  Badrinath and Kedarnath’s pilgrimage states here.  Just now my elder respected Ram Saran Dasji said  Haridwar and Udhamsingh Nagar should not be a  part of Uttaranchal.”

20. Shri Lalji Tandon also stated that amendment introduced by the State  

Government  show  that  Haridwar  has  been  considered  to  be  a  part  of  

Uttaranchal.   

One of the other members Shri Bansi Dhar Bhagat stated :

“While  we  concede  that  a  State  should  not  be  formed on the basis of language, we cannot dream  Uttaranchal  without  Udhamsingh  Nagar.   The  same is the case of Haridwar.  I request that along  with  Udhamsingh  Nagar,  the  entire  district  of  Haridwar  should  form  part  of  Uttaranchal.  Haridwar  is  itself  a  sacred  place  and  the  only  passage-way  to  the  four  sacred  shrines  of  

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Uttaranchal.  Therefore, I request that it should be  included in Uttaranchal.”

Yet again, Shri Tilak Raj Behrar in his speech, stated :

“Udhamsingh  Nagar  has  always  been  a  part  of  Kumaon.  I understand that some outsiders tried to  vitiate  the  atmosphere  but  could  not  succeed.  They tried for referendum but failed.  They came  back  empty-handed.   These  people  have  also  expressed  their  desire  to  remain  in  Uttaranchal.  They  want  that  the  areas  of  Fazalganj,  Bijnore,  Nagina, Dhampur, Najibabad and Haridwar, from  Khatima  to  Haridwar,  abutting  the  national  highway, should be given to it so that Uttaranchal  becomes a big, strong State.”

Dr. Ramesh Pokharival ‘Nishank’ pointed out that in the earlier 13th  

Schedule, the entire District of Haridwar was to be included in Uttaranchal,  

reiterating ‘Haridwar was a central corridor for to and from movement’.   

Shri Ambrish Kumar, who was a Member of the State Assembly and  

filed a separate writ application which has been dismissed for default stated :

“Then Udhamsingh Nagar was a part  of Nainital  district and the proposal was for that district.  But I  want  to  know  how  their  own  Government  proposed for the formation of Uttaranchal without  Haridwar?  That too on three occasions.  All had  then voted unanimously so can they change those  sentiments today.  Do they have that right today  when  they  want  Haridwar  be  included  in  Uttaranchal?”   

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21. From the Constituent Assembly debates, it appears that a motion to  

introduce the new proviso was discussed, according to Prof. K.T. Shah for  

the purpose of consulting the Legislature of the State name or boundaries  

whereof  are  proposed  to  be  altered  or  which  areas  were  proposed  to  be  

increased or decreased.   

The term ‘consultation’ means differently in different context.  While  

a power to introduce the Bill is kept with the Parliament, consultation with  

the State Legislature although is mandatory but its recommendations were  

not binding on the Parliament.  ‘Consultation’ in a case of this nature would  

not  mean concurrence.   It  only means  to ask or  seek for the views of a  

person on any given subject.  The views of the State Legislature certainly  

would be taken into consideration but the same would not mean that the  

Parliament  would be bound thereby.   Substantive compliance of the said  

provision shall serve the purpose.  What is mandatory is that the President  

may refer the Bill to the Legislative Assembly for obtaining its views but it  

will bear repetition to state that the Parliament would not be bound by the  

views  of  the  State  Legislature  and  even  in  a  case  where  substantive  

amendment  is  carried  out,  the  amended  Parliamentary  Bill  need  not  be  

referred to the State Legislature again for obtaining its fresh views.

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22. Detailed discussions have taken place amongst the members  of the  

Legislative Assembly.  They resolved to exclude even the town of Haridwar.  

The Central Government, however, opined that the Bill should be introduced  

in the Parliament in the amended form.   

23. In  view of  the  aforementioned  authoritative  pronouncement  of  the  

Constitution  Bench,  we are  of  the  opinion  that  there  is  no  merit  in  this  

application.   

24. The writ petition is, therefore, dismissed.  However, there shall be no  

order as to costs.

……………………………….J. [S.B. Sinha]

..…………………………..…J.  [Cyriac Joseph]

New Delhi; May 5, 2008

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