19 April 1968
Supreme Court
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BASHIRA Vs STATE OF U.P.

Case number: Appeal (crl.) 25 of 1968


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PETITIONER: BASHIRA

       Vs.

RESPONDENT: STATE OF U.P.

DATE OF JUDGMENT: 19/04/1968

BENCH: BHARGAVA, VISHISHTHA BENCH: BHARGAVA, VISHISHTHA SIKRI, S.M. SHELAT, J.M.

CITATION:  1968 AIR 1313            1968 SCR  (1)  32  CITATOR INFO :  F          1971 SC 260  (14)  MV         1973 SC 786  (22)  F          1977 SC 740  (10)

ACT: Constitution  of  India, 1950, Art.  21--Accused  tried  for offence of murder--criminal Procedure Code (Act 5 of  1898), s.  340  and  Rules made by the High Court,  r.  37  Counsel appointed by Sessions Court for defending accused--Not given enough time to prepare defence--If violative of Article.

HEADNOTE: The  appellant was charged with the offence of murder  under s.  302  IPC.  Just before the beginning of the  trial,  the Sessions  Court appointed, an advocate as amicus  curiae  to represent   the   appellant.   After  the   examination   of witnesses,  on  the  day on which the case  was  posted  for argument,  appellant’s counsel prayed for the recall of  the sole eyewitness for further cross-examination as the witness could  not be cross-examined effectively.   The  application was  rejected, and after hearing arguments, the  court  con- victed  the  appellant  and sentenced  him  to  death.   The conviction and sentence were confirmed by the High Court. in  appeal to this Court, it was contended that the  belated appointment of counsel  deprived the appellant  of  adequate legal  aid  and  that be would be deprived of  his  life  in breach of his fundamental right under Art. 21. HELD:The right on which the accused based his claim is based on r.37 of the General Rules (Criminal) 1957, promulgated by the High Court in   exercise of its powers under Art. 227 of the Constitution and s. 554 of the Criminal Procedure  Code. Therefore,  the rule is a statutory rule and forms  part  of the procedure for trial of criminal cases.  Its intention is that  no  accused person should remain  unrepresented  by  a lawyer if he is being tried on a charge for which a  capital sentence  can  be awarded.  Notwithstanding the use  of  the word ’may’. considering the purpose of the rule, it must  be interpreted  as  laying down a mandatory  direction  to  the Court  to  engage  a counsel if  the  conditions  laid  down therein   are  satisfied.   As  the  rule  supplements   the provision  contained  in s. 304 Cr.  P.C. under  which  such

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appointment  of  counsel  is not mandatory,  it  is  not  in conflict  with  the section.  The last clause  of  the  rule requires that the counsel appointed under the Rules shall be furnished  with  necessary papers free of cost  and  allowed sufficient  time to prepare for the defence.  [35D-E;  36-E; 3B, D, E-F] In  the  present case, when the counsel was  appointed  just before the trial started, there was a failure to comply with the  requirements of the rule.  Even though counsel did  not ask  for time it was the duty of the court, under the  rule, to  grant sufficient time to counsel, and,  when  sufficient time  was  not granted to counsel to  prepare  the  defence, prejudice  must necessarily be inferred and the  trial  held vitiated.   Further, as the word ’law’ in Art.  21  includes subordinate  legislation promulgated by delegated  authority there is a breach of Art. 21, and therefore the question  of prejudice does not arise. [38C; 40B, G-H; 41B] Maqbool  Hussain  v.  State of Bombay,  [1953]  S.C.R.  730, Pandir M. S.  M.  Sharma v. Shri Sri Krishna  Sinha,  [1950] Supp.   1  S.C.R. 806 and Makhan Singh v. State  of  Punjab, [1964] 4 S.C.R. 797, followed. 33 A. K. Gopalan v. State of Madras, [1950] S.C.R. 88, 111-112; Janardan Reddy v. State of Hyderabad, [1951] S.C.R. 344  and Tara Singh v. The State, [1951] S.C.R. 729, explained. Re:Alla  Nageswara  Rao,  A.I.R. 1957 A.P.  505  and  Mathai Thommen v. State A.I.R. 1959 Kerala 241, referred to.

JUDGMENT: CRIMINAL  APPELLATE JURISDICTION: Criminal Appeal No. 25  of 1968. Appeal  by special leave from the judgment and order,  dated July 20, 1967 of the Allahabad High Court in Cr.  A. No. 469 of 1967 and Ref.  No. 21 of 1967. K. K. Luthra, for the appellant. O. P. Rana, for the respondent. The Judgment of the Court was delivered by Bhargava,  J.  The appellant Bashira was  convicted  by  the Court of Session for having committed the murder of his  own wife Saira alias Mahobawali with an axe inside his house  at about  11 a.m. on 22nd August, 1966.  The First  Information Report  of this incident was lodged on the same day at  5-15 p.m.  by Naziran, the mother of the appellant, who  went  to the  Police  Station  accompanied  by  the  Chaukidar.   The investigation  of the case began on 23rd August, 1966.   The appellant surrendered himself in Court on 24th August, 1966. On  15th September, 1966, the Challan was presented  in  the Court   of  the  Magistrate  who  recorded  some   evidence, proceeded  in  accordance with section 207A of the  Code  of Criminal  Procedure,  and  then,  on  28th  November,  1966, committed  the appellant for trial to the Court  of  Session for  the  offence  of  committing the  murder  of  his  wife punishable under section 302 of the Indian Penal Code.   The Temporary  Civil  & Sessions Judge of  Hamirpur  fixed  28th February, 1967 as the date for starting the actual trial  of the  case.   On  that day, before beginning  the  trial,  he appointed one Sri Sirish Chandra, Advocate, as amicus curiae counsel  to represent the appellant.  He amended the  charge which was read out to the appellant who pleaded not  guilty. Thereafter,  on  that very day, evidence  of  two  principal prosecution  witnesses was recorded.  The first witness  was Smt.   Naziran, the mother of the appellant, who had  lodged the F.I.R., and the second witness was Khan Bahadur, son  of

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the appellant, who was the sole eye-witness of the  incident of  murder.   The  remaining evidence was  recorded  on  1st March,  1967, on which date the appellant was also  examined under  section 342, Cr.  P.C. The appellant stated  that  be would not produce any defence.  A joint application of coun- sel  for  parties was presented on that day  requesting  the court  to make a local inspection and 12th March,  1967  was fixed for local inspection.  The Temporary Sessions Judge in that order 34 directed  that a suitable conveyance should be arranged  for him as he had no conveyance of his own.  On 8th March, 1967, the Public Prosecutor gave it in writing that no  conveyance could  be  arranged and, therefore, prayed  that  the  local inspection  may  be  cancelled.   The  Judge  cancelled  the direction  for local inspection and then fixed  10th  March, 1967  for  arguments.   On that  day,  Sri  Shukla,  counsel representing the appellant presented an application  praying for  the recall of P. W. 2 Khan Bahadur for  further  cross- examination on the ground that there had been an omission in drawing his attention to a contradiction with his  statement recorded  in  the Court of the  Committing  Magistrate.   He added that there were many other things to be seen and  made this  request  in the interest of justice.  The  Judge  held that  the  ground for recall that the witness could  not  be cross-examined  effectively would hardly justify the  recall of  the  witness for further crossexamination.   He  further expressed his opinion that, even if the statement attributed to  the witness as having been made by him in the  Court  of the Committing Magistrate is brought on the record, it would not  help  the appellant to any appreciable  degree  in  his defence.   On these grounds, the application  was  rejected. Arguments  were then heard on the same day and judgment  was delivered on 13th March, 1967, convicting the appellant  for the offence of murder under s. 302, I.P.c and sentencing him to  death.   The  appellant appealed in the  High  Court  of Allahabad  and  the  Tempy.   Sessions  Judge  also  made  a reference  for confirmation of the sentence of  death.   The High Court dismissed the appeal, accepted the reference  and confirmed the sentence of death.  The appellant has now come up to this Court against that judgment of the High Court  in appeal by special leave. In  this case, the principal ground urged on behalf of-  the appellant  raises  an important question  of  law.   Learned counsel   appearing   for  the  appellant   emphasised   the circumstance that the amicus curiae counsel to represent the appellant  was appointed by the Sessions Judge on  the  28th February,  1967, just when the trial was about to begin  -nd this  belated  appointment  of  the  counsel  deprived   the appellant  of adequate legal aid, so that he was  unable  to defend  himself properly.  It was urged that  the  procedure adopted  by  the Court was not in accordance  with  law,  so that, if the sentence of death is carried out, the appellant will  be deprived of his life in breach of  his  fundamental right  under Article 21 of the Constitution which lays  down that  no  person shall be deprived of his life  or  personal liberty, except according to procedure established by law. The main procedure for trial of a criminal case is laid down in  the Code of Criminal Procedure and, in this case,  there is no grievance that the procedure laid down therein was not followed  by the Court of Session.  The grievance,  however, is that there 35 are provisions supplementing the procedure laid down by  the Criminal Procedure Code and the course adopted by the  Court

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of  Session  was  in breach of  these  supplementary  rules. Reference  was made to Rule 37 in Chapter V of  the  General Rules  (Criminals),  1957 (hereinafter referred to  as  "the Rules")  promulgated  by  the High  Court  of  Allahabad  in exercise of its powers under Article 227 of the Constitution and  section 554 of the Code of Criminal  Procedure.   These Rules were published under Notification No.  241/A/Vlll-a-1, dated September 4, 1956 in the Supplement to the  Government Gazette  of  Uttar Pradesh, dated 3rd November,  1956.   The notification  clearly  mentions the powers under  which  the High  Court promulgated the Rules and also contains a  clear recitation  that  the Rules were being  published  with  the previous  approval of the Government of Uttar  Pradesh.   We have  mentioned these details, because at one stage  it  was urged by learned counsel appearing for the respondent  State Government that R. 37 of the Rules had no statutory force at all.   The  notification in the Gazette makes  it  perfectly clear that these Rules were all framed by the High Court  in exercise  of the powers conferred on it by the  Constitution or  by  the  Code  of Criminal  Procedure.  The  Rules  are, therefore,  clearly statutory Rules and,as such,they form  a part of the procedure for trial of criminate cases by courts subordinate  to the High Court of Allahabad, in addition  to the procedure laid down by the Code of Criminal Procedure.               Rule  37 of the Rules is as follows  "In  any.               case   which comes before a Court of  Session,               the court may engage counsel to defend the ac-               cused person if-               (a)  the  charge against him is  such  that  a               capital sentence     is possible, and               (b) it appears that he has not engaged counsel               and is not possessed of sufficient means to do               so.               To  enable the Sessions Court to arrive  at  a               decision  as regards the second  condition  in               the   preceding  paragraph,   the   committing               Magistrate shall in such cases make  enquiries               from the accused at the time of commitment and               after  making such other enquiries as  may  be               necessary,  report  within  a  month  of   the               commitment  order to the, court to  which  the               commitment  is  made whether  the  accused  is               possessed   of  sufficient  means  to   engage               counsel.   Each  case must be decided  on  its               merits  and  no  hard  and  fast  rule  as  to               sufficiency  of means should be applied.   The               Sessions  Court in making its  decision  shall               not  be bound by the report of the  committing               magistrate. 36 .lm15 Counsel  appointed under this rule shall be  furnished  with the  necessary  papers free of cost and  allowed  sufficient time to prepare for the defence." On  the  basis of the language used in  this  Rule,  learned counsel  for  the State urged that this Rule should  not  be held  to be mandatory, but only a Rule enabling a  Court  to engage  a counsel to defend a person accused of  an  offence punishable with capital sentence.  It is true that the  word used is "may" in this Rule, but, in our opinion, the purpose of the Rule will be completely defeated if we were to accept this  submission.  It appears that the word "may"  was  used only because there are certain conditions laid down, on  the existence  of  which depends the appointment of  the  amicus curiae counsel to represent the accused.  The principal pre-

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condition  is  that the accused has himself  not  engaged  a counsel  and is not possessed of sufficient means to do  so. The  Rule  adds  that  no  hard and  fast  rule  as  to  the sufficiency of means should be applied when the court has to decide  whether an amicus curiae counsel should be  provided at the cost of the Government, and each case must be decided on its merits.  It was because of these conditions that  the word  "may" was used in the Rule; but the intention  of  the Rule is perfectly clear that no accused person should remain totally unrepresented by a lawyer, if he is being tried on a charge  for  which  a  capital  sentence  can  be   awarded. Considering the purpose of this Rule, we hold that the  word "may"  in  this Rule must be interpreted as  laying  down  a mandatory direction to the Court to engage a counsel, if the conditions laid down in the Rule are otherwise satisfied. In  this connection, learned counsel for the State drew  our attention  to  two  decisions  of  this  Court  reported  in Janardan  Reddy  and Others v. The State  of  Hyderabad  and Others  and  connected  Appeals(1), and Tara  Singh  v.  The State(2).   In the first of these two cases, this Court  was considering  the  effect  of section 271  of  the  Hyderabad Criminal  Procedure  Code  read along  with  the  Rules  and Circular  Orders issued by the Hyderabad High Court and,  in that  connection, held that, though s. 271 of the  Hyderabad Criminal  Procedure Code corresponds to section 340  of  the Indian Criminal Procedure Code, these provisions did not Jay down  as a rule of law that in every capital sentence  case, where the accused is unrepresented, the trial should be held to be vitiated.  In the second case, this Court examined the scope  of the right conferred on an accused by S. 340(1)  of the  Code  of Criminal Procedure and held that it  does  not extend to a right in an accused person to be provided with a lawyer  by the State or by the Police or by the  Magistrate. The Privilege conferred by this provision only gave a  right to an accused to be represented by a counsel if he wanted to engage one himself or to (1) [1951] S.C.R. 344. (2) [1951] S.C.R. 729. 37 get his relations to engage one for him.  The only duty cast on the Magistrate is to afford him the necessary opportunity for  this purpose.  It appears to us that neither  of  these two  cases is applicable to the case before us, because,  in those  cases,  no question arose of taking  into  account  a provision  laying down procedure for trial of cases such  as is contained in r. 37 of the Rules.  These cases, no  doubt, show  that  s. 340, Cr.  P.C. by itself, does not  cast  any duty  on a court to provide a counsel at State expense  even when the offence triable is punishable with death; but  that is  imaterial, because the right, on which the appellant  is basing  his claim, is sought to be justified under r. 37  of the Rules. Learned  counsel  for  the  State,  in  view  of  these  two decisions, urged before us that we should hold that r. 37 of the  Rules was void as contravening the principle laid  down by s. 340, Cr.  P.C., explained in the two cases referred to above.  We are unable to appreciate this argument.   Section 340,  Cr.   P.C.,  does not prohibit the  appointment  of  a counsel  by the Court at State expense, though it  does  not prescribe such an appointment as a mandatory direction to be carried  out  by  the  Court.  Rule 37  of  the  Rules  only supplements  the provision contained in s. 340,  Cr.   P.C., and  is, therefore, in no way in conflict with S.  340,  Cr. P.C.,  and  it cannot be held that it is void  on  any  such ground.

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We  have  already quoted above r. 37 of the Rules  in  full. The  grievance  on behalf of the appellant is  not  that  no counsel at all was engaged to represent him in the Court  of Session;  but non-compliance with the Rule is urged  on  the ground  than  there was breach of the last  clause  of  that Rule, That clause requires that the counsel appointed  under the  Rules shall be furnished with necessary papers free  of cost and allowed sufficient time to prepare for the defence. In this case, the facts mentioned by us earlier clearly show that  Sri Shukla was appointed counsel for the appellant  on 28th  February, 1967, which was the date fixed for  starting the  trial,  and the trial was, in fact, started  after  his appointment on that very day.  Thus, sufficient time was not allowed to him to prepare for the defence of the  appellant. At one stage, information was attempted to be given to  this Court  on  behalf of the State Government on  the  basis  of entries in the register maintained for appointment of amicus curiae counsel that, in fact, Sri Shukla had been  appointed to  represent  the appellant on 18th  February  1967.   That register  was  sent  for  by us and  it  appears  that  this position  was  taken  on behalf  of  the  State  Government, because,  at  one place in that register, the  date  showing appointment  of Sri Shukla as counsel for the appellant  was so  entered that it could be read as 18th February  1967  as well  as  28th February 1967.  There  were,  however,  other entries  in  the register which clarified the  position  and indicated that even that date must be read as 28th  February 1967 and learned coun- 38 sel  for  the  State conceded that the  appointment  of  the amicus  curiae counsel was, in fact, made on 28th  February, 1967. There  is  nothing  on the record to show  that,  after  his appointment  as  counsel for the appellant, Sri  Shukla  was given  sufficient time to prepare the defence.   The  order- sheet  maintained by the .,Judge seems to indicate that,  as soon  as the counsel was appointed, the charge was read  out to  the  accused  and, after his  plea  had  been  recorded, examination of witnesses began.  The counsel, of course, did his best to cross-examine the witnesses to the extent it was possible  for him to do in the very short time available  to him.  It is true that the record, also does not contain  any note  that  the counsel asked for more time to  prepare  the defence, but that, in ;our opinion, is immaterial.  The Rule casts a duty on the court itself to grant sufficient time to the  counsel  for this -purpose and the record  should  show that  the Rule was complied with by granting him time  which the   court   considered  sufficient   in   the   particular circumstances  of the case.  In this case, the record  seems to show that the trial was proceeded with immediately  after appointing  the amicus curiae counsel and that, in fact,  if any  time  at  all was granted, it was  nominal.   In  these circumstances, it must be held that there was no  compliance with the ,requirements of this Rule. In this connection, we may refer to the decisions of two  of ,the  High Courts where a similar situation arose.   In  Re: Alla Nageswara Rao, Petitioner(1) reference was made to Rule 228 of the Madras Criminal Rules of Practice which. provided for engaging a pleader at the cost of the State to defend an accused person in a case where a sentence of death could  be passed.  It was held by Subba Rao, Chief Justice as he  then was, speaking for the Bench, that :               " a mere formal compliance with this Rule will               not carry out the object underlying the  rule.               A  sufficient  time  should be  given  to  the

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             advocate  engaged on behalf of the accused  to               prepare  his case and conduct it on behalf  of               his  client.  We are satisfied that  the  time               given    was   insufficient   and,   in    the               circumstances,  no real opportunity was  given               to the accused to defend himself." This view was expressed on the basis of the fact found  that the  advocate  had been engaged for the  accused  two  hours prior  to  the trial.  In Mathai Thommen  v.  State(2),  the Kerala High Court was dealing with a Sessions trial in which the counsel was engaged to defend the accused on 2nd August, 1958, when the trig was posted to begin on 4th August, 1958, showing that (1) A.I.R. 1957 A.P. 505. (2) A.I.R. 1959 Kerala 241. 39 barely  more  than a day was allowed to the counsel  to  get prepared   and   obtain  instructions  from   the   accused. Commenting  on the procedure adopted by the Sessions  Court, the High Court finally expressed its opinion by saying :               "Practices  like this would reduce to a  farce               the  engagement  of counsel under rule  21  of               the, Criminal Rules of Practice which has been               made  fOr the purpose of effectively  carrying               out the duty cast on courts of law to see that               no one is deprived of life and liberty without               a   fair  and  reasonable  opportunity   being               afforded  to  hm to prove his  innocence.   We               consider  that  in  cases  like  this  counsel               should be engaged at least some 10 to 15  days               before the trial and should also be  furnished               with copies of the records." In our opinion, no hard and fast rule can be laid down as to the  time which must elapse between the appointment  of  the counsel  and  the  beginning  of the  trial;  but,  on  tile circumstances of each case, the Court of Session must ensure that  the  time  granted to the  counsel  is  sufficient  to prepare  for  the defence.  In the present  case,  when  the counsel  was appointed just before the trial started, it  is clear that there was failure to comply with the requirements of the rule of procedure in this behalf. Learned counsel for the State urged before us that we should not  hold  that the award of, the sentence of death  to  the appellant in this case is in breach of the fundamental right conferred  by  Art.  21 of  the  Constitution,  because,  he submitted,  r.  37  of  the Rules was  not  enacted  by  any legislature and, consequently, it should not be held to be a part of the procedure established by law.In this connection, he  relied  on the view expressed by Kania, C.J., in  A.  K. Gopalan v. The State of Madras(1), where lie held               "No  extrinsic aid is needed to interpret  the               words of article 21, which in my opinion,  are               not   ambiguous.Normally  read,  and   without               thinking of other Constitutions,the expression               ’procedure   prescribed   by   law’must   mean               procedure prescribed by the law of the State." This  Interpretation was given in order to exclude from  the scope  of  Art. 21 rules of natural justice  which  are  not incorporated  in any law. Proceeding further, he dealt  with the  language  of Art.31 where the expression  used  is  "by authority of law" and held               "It is obvious that in that clause ’law’  must               mean enacted law". (1) [1950] S.C.R. 88,111-12. 40

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We do not think that, in expressing these views, the learned Chief Justice intended to explain the full scope of the word "law" as used in Art. 21.  What he was concerned with was to examine  whether  rules  of natural justice  could  also  be covered  by that word in this article and he held that  this will  not  be  justified.  In later  cases,  the  Court  has clarified  the position and has held that the word "law"  in Art. 21 includes subordinate legislation not enacted by  the legislature,  but promulgated by the delegated authority  in exercise of its statutory powers.  Thus, in Maqbool  Hussain v.  The  State of Bombay & Connected  Cases(1),  the  Punjab Communist  Detenus Rules, 1950 framed by the  Government  of Punjab  under section 4(a) of the Preventive Detention  Act, 1950  were held to be covered by the word "law".  In  Pandit M.   S.  M. Sharma v. Shri Sri Krishna Sinha and  Others,(2) Rules made by the Legislature under Arts. 118(1) and  208(1) and  the  privileges of each House under  Arts.  105(3)  and 194(3)  were  held  to  be  law  justifying  deprivation  of personal  liberty  guaranteed by Art. 21.  In  the  case  of Makhan Singh v. State of Punjab & Connected Appeals(3),  the Defence of India Rules made by the Central Government  under section 3 of the Defence of India Ordinance, 1962 were  held to  be "law" for purposes of Article 21.  Thus,  this  Court has  clearly laid it down that Rules made by  a  subordinate legislative authority in exercise of its delegated power  of legislation granted by the Constitution or a Statute enacted by  the  legislature  are "law" for  purposes  of  Art.  21, though, of course, it is always open to the person  affected to  challenge the validity of those Rules.  In  the  present case. we have already held that r. 37 of the Rules has  been framed  in  exercise of the powers of the High  Court  under Art. 227 of the Constitution and section 554 of the Code  of Criminal   Procedure,  and  is  a  valid  Rule.   In   these circumstances,  the conviction of the appellant in  a  trial held in violation of that Rule and the award of sentence  of death  will result in the deprivation of his life in  breach of the procedure established by law. Learned counsel also urged that we should not hold the  con- viction  and sentence to be void when it is not  shown  that there  was any prejudice to the appellant by the failure  of the  court to observe the procedure laid down by  the  Rule. In  our opinion, in such a case, the question  of  prejudice does  not  arise  when a citizen is  deprived  of  his  life without complying with the procedure prescribed by law.   We may,  however,  add that, in this case, the  facts  indicate that there was, in fact, prejudice to the accused caused  by the  non-compliance  with the requirement of r.  37  of  the Rules.   The  two  principal  witnesses,  Naziran  and  Khan Bahadur, were examined immediately after the appointment of (1) [1953] S.C.R. 730.    (2) [1959] Supp.  1 S.C.R. 806. (3) [1964] 4 S.C.R. 797. 41 amicus  curiae  counsel  and the  application  presented  on behalf of the accused on 10th March, 1967, to which we  have referred  above clearly shows that the counsel felt that  he had  not been able to cross-examine at least the  sole  eye- witness Khan Bahadur properly.  That is why he presented  an application for recall of that witness.  It is obvious that, in rejecting that application, the Sessions Judge failed  to notice  that the counsel had been appointed on the very  day when  that witness was examined and sufficient time had  not been  granted  to him to prepare the defence.  In  fact,  we feel that, in such cases, if sufficient time is not  granted to   the   counsel  to  prepare  defence,   prejudice   must necessarily be inferred and the trial will be vitiated.

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As  a consequence, we set aside the conviction and  sentence of the appellant.  Since we are holding that the  conviction is void because of an error in the. procedure adopted at the trial,  we direct that the appellant shall be  tried  afresh for  this  charge after complying with the  requirements  of law,  so that the case is remanded to the Court  of  Session for this purpose. V.P.S.          Appeal allowed and retrial order. L10Sup.C. I. /68 4 42