28 August 2009
Supreme Court
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ASHOK K JHA Vs GARDEN SILK MILLS

Case number: C.A. No.-005854-005854 / 2009
Diary number: 32096 / 2008
Advocates: Vs SANJAY KAPUR


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Reportable

IN THE SUPREME COURT OF INDIA CIVIL APPELLATE JURISDICTION

CIVIL APPEAL NO.5854 OF 2009 (Arising out of SLP(C) No. 29303/2008)

Ashok K. Jha & Ors.      …Appellants

Versus   Garden Silk Mills & Anr. …Respondents

JUDGEMENT

R.M. Lodha, J.

Leave granted.

2. Two questions  that  arise  for  consideration  in  this  

appeal by special leave are:

(1) Whether  transfer  of  the  31  employees  (appellants)  from Crimping  Department  to  Twisting Department  by the  respondent – employer tantamounts   to change in respect  of matter  specified in item nos. 1 and   2 of Schedule  II  necessitating   notice  under  Section  42(1)  of  the  Bombay  Industrial Relations Act, 1946?  

(2) Whether  Letters Patent Appeal  under Clause 15 of  the   Letters  Patent  was  maintainable  from  the

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judgment and order dated October 1, 2007 passed by  the learned single Judge in Special Civil Application  No. 21828/2006?

3.           We may briefly notice the relevant facts first.  

Garden  Silk  Mills  Ltd.  –  respondent  (hereinafter  

referred  to  as,  “employer”)  have  their  mills  at  

Vareli,Taluka  Palsane,  District  Surat.    The  mills  

have  many  departments  including  Crimping  

Department  and   Twisting  Department  which  are  

located  in  the  same  campus.   The  appellants  

(hereinafter  referred to as,  “employees”),  prior   to  

May 3, 1996, were working as Crimping Operators  

in  the  Crimping  Department.   Initially  on  May  3,  

1996,  these  employees  were  informed  that  they  

have been transferred to Twisting Department and  

they  must  henceforth  do  their  duties  in  that  

department.     The employees  did  not   join  their  

duties in the Twisting Department and, accordingly,  

the employer issued  written order on May 4, 1996  

to these employees individually intimating them that  

their services have been transferred from Crimping  

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Department to Twisting Department.  In the transfer  

order,    it was clarified  that there is no change in  

their service conditions; they will continue to receive  

same pay scale and all  other  benefits  which they  

have been getting  while  working in the Crimping  

Department.

4. The employees sent  request letter under  Section  

42 (4) of the Bombay Industrial Relations Act, 1946 (for short,  

“BIR Act”)  to the  employer  requesting them to withdraw the  

transfer  order  dated  May  4,  1996.   The  employees   also  

requested  the employer to place them at original post in the  

Crimping Department.   

5. On May 9, 1996, the employer  sent a reply to the  

request  letter  and  reiterated  that  by  transfer  from  Crimping  

Department to Twisting Department,  there has been no change  

in  their   service  conditions.   The  employer  expressed   its  

inability   to  withdraw the transfer  order.   The employer  also  

warned the employees if they did not resume their duty in the  

Twisting  Departing  as  Twister,  an  endorsement,  “refused  to  

work”  would  be made in the muster roll.  

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6. The employees then approached the Labour Court  

by making an application  under Sections 77 and 78 of the BIR  

Act.  According to the employees,  they have been   working as  

operators in Crimping Department and  they are not conversant  

to  run the twisting machines and by  transferring  them from  

Crimping  Department  to  Twisting  Department,  there  is  total  

change  in  the  type  of  their  work.   They  averred  that   by  

transferring  them  from  Crimping  Department  to  Twisting  

Department,  the  employer  has  permanently  decreased  the  

strength  of  the  Crimping  Department  and   consequential  

increase in the Twisting  Department.  The employees alleged  

that their  transfer by the employer tantamounts to change in  

respect  of matter specified in  items nos. 1 and 2 of Schedule II  

of the BIR Act and, therefore,  notice of change under Section  

42(1)  was required to be given and the prescribed procedure  

must have been necessarily followed.

7. Yet  another  application  challenging  the  orders  of  

transfer  was  made  by  the  Surat  Silk  Mills   Labour  Union,  

representative union, before the Labour Court, Surat.  

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8. The  employer   contested  both  applications  on  

diverse  grounds.    Inter  alia,  it  was  stated  that  there  is  no  

change in  respect  of  service  conditions,  pay  scale,  benefits,  

designation and type of work as well as continuity  of service by  

transfer of these employees from Crimping Department to the  

Twisting Department.  The employer denied that  their action of  

transferring the employees was covered by item nos. 1 and 2 of  

Schedule  II  but,  according  to  them,  their  action  is  covered  

under item 2 of Schedule III of the BIR Act.   

9. It  is  not  necessary  to  refer  to  the  first  round  of  

litigation as  the matter was ultimately remanded to the Labour  

Court for fresh consideration.   Before the Labour Court,  the  

parties  led  documentary  evidence  but  did  not  lead  any  oral  

evidence.

10. The  1st  Labour  Court,  Surat  disposed  of  both  

applications by a common  order dated September 6, 2001.  In  

its  order,  1st Labour  Court   recorded  a  finding  that  the  

employees  had  failed  to  prove  that  the  employer  had  made  

change in relation to item nos. 1 and 2 of Schedule II.  This is  

what the 1st Labour Court held:

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“……  it has been held that the applicant has not been  able  to  prove  that  transfer  of  workmen  has  been  resulting  into  strength  in  crimping  department  and  increase  in  the  strength  of  twisting  department.  In  such circumstances, application has not been able to  prove that opponent has made change in relation to  items of Schedule 2 namely item no. 1 and 2.  It has  been held that opponent has not made any type of  illegal  change  whatsoever  and,  therefore,  it  is  held  that the applicant is not entitled to any of the reliefs as  prayed  for  in  OT  Application  No.  22/96  and  OT  Application No. 26/96.

Further, it is also required to be noted that as  regards relief no. 2 and 3 in OT Application No. 26/96  sought  by  the  applicant,  prayer  made  is  that  by  ordering for workload to run more than 25 machines  and  altering wages of the applicants,  there has been  illegal change effected by the opponent but no such  fact has been established by the applicant which has  been discussed in this matter in para 11 earlier.

In all the aforesaid circumstances and for the  reasons in this matter as discussed as a whole,  the  applicant has failed in establishing that the opponent  has made illegal change and, therefore, it is held that  the  opponent  has  not  made  any  type  of   illegal  change…….”

11. Aggrieved by the order of the 1st Labour Court dated  

September 6, 2001,  the employees and the union preferred a  

joint appeal under Section 84 of BIR Act before the Industrial  

Court, Surat.   

12. The Industrial Court did not agree with the findings  

of the 1st Labour Court in  its order dated March 9, 2006. It held:  

“… In the present case, no evidence is produced on  record to show whether any strength of workmen with  crimping  department  or  twisting  department  is  

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decided or not; or no agreement if any in this respect  has been produced.  The appellants could have been  able to produce corroborative evidence in respect of  the  number  of  permanent  workmen  by  getting  produced the muster roll maintained by the opponent  in  respect  of  Crimping  Department  and  Twisting  Department  for  the  situation  prevailing  before  4.5.1996  and thereafter.    However, the appellants  have not produced any oral as well as documentary  evidence in respect of number of permanent workmen  working  in  the  Crimping  Department  or  Twisting  Department  and,  therefore,  the  submission  of  the  present  appellants  that  there  will  be  decrease  in  number  of  workmen  in  Crimping  Department   and  increase  in  the  number  of  workmen  in  Twisting  Department,  cannot be proved.  The aforesaid finding  which is  given by the Labour  Court  is  contrary and  false to the documentary evidence on record.  As I  have  stated  hereinabove,   the  workmen concerned  with  both  the  aforesaid  applications  have  been  transferred  vide  written  order  from  Crimping  Department  to  Twisting  Department.    There  is  no  dispute  between the parties in that  respect.    If  31  workmen  of  Crimping  Department  are  to  be  transferred  to   Twisting  Department,   then  in  one  department  there  will  be  decease  in  number  of  workmen and increase in number of workmen in other  department.    In  that  respect,   there is  no need to  make counting as to how many total workmen were  there in Crimping or Twisting Department.   By way of  aforesaid  transfer,   there is  permanent  decrease in  number  of  Crimping  operators  in  the  Crimping  Department.  It is said permanent because it is not the  say of the company that on transfer of these workmen  from  Crimping  Department,   the  workmen  of  other  departments will be appointed on these posts by  way  of  transfer.    If  there  was   a  counter  exchange  of  workmen  of  Crimping  Department  and  Twisting  Department,  then  the  basic  defence  taken  by  the  management that we have done assignment of work  and transfer of works within the establishment i.e. to  entrust work in the factory to workmen;   to transfer  them;  would have been proper and this would have  fallen in item no. 2 of Schedule-III for which no notice  under Section 42(1) is necessary.  Thus, the finding  given by the Labour Court that the act of management  

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falls  under  Item  No.  2  of  Schedule-III  is  false  and  erroneous.   If the management has said that our act  is not  included in Item Nos.  1 and 2 of  Schedule-II  then it is the duty of the Management to show before  the Court as to the number of total workmen of the  Twisting and Crimping Department.  Instead of this, it  has been held that the burden is on the appellants, is  not proper.   ……

In  the  case  before  the  Labour  Court,   the  Management  has  transferred  31  workmen  from  Crimping Department to twisting Department.  In that  respect there is no dispute between the parties.  Even  there is no defence of the respondent that we have  transferred 31 workmen from Crimping Department to  Twisting Department and from Twisting Department to  Crimping  Department.   If  it  was  the  case  of  only  counter exchange, then the case of appellants would  not have fallen under Item Nos. 1 and 2 of Schedule – II  and  the  contention  raised  by  the  respondent  i.e.  company,  that the matter with respect to entrusting  the  work  to  workmen  and  transferring  them,  falls  under Item No. 2 of Schedule-III,   could have been  accepted.  Thus, the Labour Court has believed the  authority cited by Shri Chaudhari as correct one.   But  the Labour  Court  has held  that  the appellant  union  has not been able to prove that there is decrease in  number  of  workmen  Crimping  Department.   When  there is no dispute between the parties at the  time of  transfer of 31 workmen of one department to another  Department,  there is no need for the Union to prove  the  decrease  in  number  of  workmen.   Thus,   the  finding  recorded  by  the  Labour  Court  is  in  fact  erroneous….”

13. The Industrial Court, Surat  set aside the order of  

the 1st Labour Court and directed the employer to withdraw  the  

orders  of  transfer  dated  May  4,  1996  and  to  entrust  to  the  

employees, work of  the  original post.

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14. The employer challenged the order of the Industrial  

Court  by  filing  a  petition  (Special  Civil  Application)  under  

Articles 226 and 227 of the Constitution before the High Court  

of Gujarat.  The learned Single Judge dismissed the petition on  

October 1, 2007  holding thus:

“…The  Industrial  Court  has  rightly  considered  the  difference between Schedule  II  and  III  item Nos.  1  and 2 of Schedule-II and Item No. 2 of Schedule-III  and find out  the real  intention  of  the employer and  come to the conclusion that it is not merely a transfer  of 31 employees but, an intention  of the employer to  reduce  the  strength  from  crimping  department  and  increase the strength in twisting department which fall  within  Item  Nos.  1and  2  of  Schedule-II  of  the  act  which requires notice of change, which is not given  and, therefore, it amounts to illegal change.”

15. Aggrieved by the order of the learned Single Judge,  

the employer preferred Letters Patent Appeal under Clause 15  

of the Letters Patent before the Division Bench. The Division  

Bench, after hearing the parties found the appeal meritorious  

and by its order dated May 14, 2008, allowed the appeal and  

set aside  the judgment and order of the learned Single Judge.  

The  Division  Bench  also  set  aside  the  judgment  and  order  

passed by the Industrial Court, Surat and restored the judgment  

and  order  dated  September  6,  2001  passed  by  the  Labour  

Court, Surat.  

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Re: Question (1)

16. Clause (18)  of Section 3 defines “Industrial matter”  

to  mean  “any  matter  relating  to  employment,  work,  wages,  

hours  of  work,  privileges,  rights  or  duties  of   employers  or  

employees or the more, terms and conditions of employment.”

17. Section 42(1) which is relevant for consideration of  

this question reads thus:-

“Section 42 – Notice of change

(1) Any employer intending to effect any change in  respect of an industrial matter specified in Schedule II  shall  give notice of  such intention in the prescribed  form to  the  representative  of  employees.   He  shall  send a copy of such notice to the Chief Conciliator,  the  Conciliator  for   the  industry  concerned   for  the  local area, the Registrar,  the Labour Officer and such  other  person as may be prescribed.   He shall  also  affix copy of such notice at a conspicuous place on  the  premises  where  the  employees affected  by the  change  are  employed  for  work  and  at  such  other  place as may be directed by the Chief Conciliator in  any particulars case.” (2) …… (3) ….. (4) ….”

18. Section 46(4) provides that no employer shall make  

any change in any industrial matter mentioned in Schedule II  

before giving notice of change as required by the provisions of  

sub-section  (1)  of  Section  42  and  any  change  made  in  

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contravention of the provisions of sub-Section (1),  (2) of  (3)  

shall be illegal.

19. Item 1 of Schedule II reads: “ Reduction intended  

to  be  of  permanent  or  semi-permanent  character  in  the  

number  of  persons  employed  or  to  be  employed  in  any  

occupation or process or department or departments or in a  

shift not due to force majeure.”

20. Item 2 of Schedule II refers to: “Permanent or semi-

permanent increase in the number of persons employed or to  

be employed in any occupation or  process or  department  or  

departments.”

21. Item 2 of Schedule III reads: “ Assignment of work  

and transfer of workers within the establishment.”

22. A close look at the Item Nos. 1 and 2 of Schedule II  

and  Item  2  of  Schedule  III would  show  that  insofar  as  

assignment  of  work  and  transfer  of  workers  within  the  

establishment  is  concerned,    the  subject  is  precisely  and  

specifically covered by Item  2 of Schedule III.  The expression,  

‘assignment  of  work  and  transfer  of  workers  within  the  

establishment’   is  plain  and  admits  of  no  ambiguity.   If  the  

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orders of transfer are of the description mentioned in item 2 of  

Schedule  III,  item 2 of Schedule  III  must come into full play.  

Item  nos.  1  and  2  of  Schedule  II  operate  altogether  in  a  

different field.  Basically, Items 1 and 2 of Schedule II deal with  

reduction  in  the  number  of  persons  employed  or  to  be  

employed  in  any  occupation  or  process  or  department  or  

departments or   in a shift   or permanent  or semi permanent  

increase in the number of persons employed or to be employed  

in  any occupation or  process  or  department  or  departments.  

A mere transfer of workers within the establishment would not  

attract Item Nos. 1 and 2 of Schedule II but would be covered  

by Item  2 of  Schedule III  as there is a specific item in this  

regard.   A  specific  item would  exclude  the  items  of  general  

character  and,  in  that  view of  the matter,   in  the  matters  of  

transfer of workers within the establishment and assignment of  

work  by the  employer,  the specific  Item 2 of  Schedule  III  is  

attracted.

23. The orders of transfer dated May 4, 1996 apparently  

make it clear that there is no change in the service conditions of  

the workers viz. the workers continue to enjoy same pay scales,  

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rights and  benefits flowing from service and the type of work  

also remains the same. The  only thing that has been done by  

the  impugned orders of transfer is  that these workers have  

been asked to discharge their duties in the Twisting Department  

instead  of Crimping Department.

24.    It  is  pertinent  to  notice  that  the  employees  did  not  

produce any evidence to establish that there was difference in  

the  work  in  the  Crimping  Department  and  the  Twisting  

Department  or  that  work  of  operator  at  the  crimping  and  

twisting machines is different.  No evidence has been led by the  

employees  about  the  fixed  number  of  employees  in  the  

Crimping Department.  In the absence of any evidence by the  

workers  about  any fixed  number  of  workers  in  the  Crimping  

Department and Twisting Department,  there is no foundation  

laid  for  consideration  of  the  question  of  reduction  in  the  

Crimping Department and increase in number in the Twisting  

Department by impugned orders of transfer.    Obviously,  the  

burden  lay  on  the  workers  to  establish  that  the  number  of  

workers  in  each  of  these  departments  i.e.  Crimping  

Department and  Twisting Department has been  determined  

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and that  due to  the  action  of  the  employer,  there  has  been  

decrease or  increase in the number of  workers in these two  

departments.    

25. We are not  persuaded  by the submission of  the  

learned   Counsel  for  the  appellants  that  there  is  a  basic  

difference  in  the  nature  of  machines  in  the  Crimping  and  

Twisting Departments and that  workers are not trained to  work  

at Twisting Machines.   If that were so,  the workers ought to  

have led evidence in that regard which they never did.

26. The Division Bench of the High Court in this regard  

considered the matter thus:

“…We do appreciate that transfer of the employees  from  one  department  to  another,   in  absence  of  corresponding transfer,  would necessarily result  into  reduction  in  manpower  in  one  department  and  corresponding increase in the manpower in the other  department.   But, we are unable to agree that Item 1  of the Schedule II to the Act is intended to cover the  cases  like  the  one  before  us.   Had  that  been  the  legislative  intent  the  “assignment  of  work  and  the  transfer  of  workers  within  the  establishment”  would  not have been included in Schedule III to the act.  If  the  reasoning of the Industrial court were accepted,  the above referred Item 2 in Schedule III  to the Act  would  become  nugatory.   The  cardinal  principle  of  interpretation  of  statutes  requires  that  the  interpretation  which  would  render  a  part  of  the  legislation  nugatory  or  otiose  should  be  avoided.  What  is  required  is  harmonization  or  conciliation  amongst  the  two  seemingly   contradictory  or  repugnant provisions in an enactment.  As the matter  “assignment of work and transfer of workers within the  

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establishment”  has  been  specifically  included  in  Schedule III to the  Act, it cannot be artificially brought  under  Item  1   of  Schedule  II  by  reference  to  the  presumable consequences of such transfer or  assignment of work.”

27. We agree with the view of the High Court and for  

the reasons already indicated above, we answer question (1) in  

the negative.

Re.: Question (2)

28. In  the  Case  of   Umaji  Kesho  Meshram  vs.  

Radhikabai,1, this  Court  had  an  occasion  to  consider  the  

question  whether  any  appeal  lies  under  Clause  15  of  the  

Letters  Patent  of the Bombay High Court   before the Division  

Bench of  two Judges of the High Court  from the judgment and  

order of the learned single Judge of the High Court in petition  

filed under Article 226 and 227 of the Constitution.  The Court  

held:

“100.  According to the Full Bench even were clause  15  to  apply,  an  appeal  would  be  barred  by  the  express words of clause 15 because the nature of the  jurisdiction under Articles 226 and 227 is  the same  inasmuch as it  consists  of  granting the same relief,  namely, scrutiny of records and control of subordinate  courts  and  tribunals  and,  therefore,  the  exercise  of  jurisdiction under these articles would be covered by  the expression “revisional jurisdiction” and “power of  superintendence”. We are afraid, the Full Bench has  misunderstood  the  scope  and  effect  of  the  powers  

1 1986 (Supp) SCC 401

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conferred by these articles. These two articles stand  on an entirely different footing. As made abundantly  clear in the earlier part of this judgment, their source  and origin are different  and the models upon which  they  are  patterned  are  also  different.  Under  Article  226 the High Courts have power to issue directions,  orders and writs to any person or authority including  any Government. Under Article 227 every High Court  has  power  of  superintendence  over  all  courts  and  tribunals throughout the territory in relation to which it  exercises jurisdiction. The power to issue writs is not  the  same as  the  power  of  superintendence.  By  no  stretch  of  imagination  can  a  writ  in  the  nature  of  habeas  corpus  or  mandamus  or  quo  warranto  or  prohibition or certiorari be equated with the power of  superintendence. These are writs which are directed  against persons, authorities and the State. The power  of superintendence conferred upon every High Court  by Article 227 is a supervisory jurisdiction intended to  ensure that subordinate courts and tribunals act within  the limits of their authority and according to law (see  State of Gujarat v. Vakhatsinghji Vajesinghji Vaghela  (AIR 1968 SC 1481)  and  Ahmedabad Mfg. & Calico  Ptg. Co. Ltd. v. Ram Tahel Ramnand [(1973) 1 SCR  185].  The orders,  directions  and writs  under  Article  226 are not intended for this purpose and the power  of  superintendence conferred upon the High Courts  by Article 227 is in addition to that conferred upon the  High Courts by Article 226. Though at the first blush it  may  seem  that  a  writ  of  certiorari  or  a  writ  of  prohibition partakes of the nature of superintendence  inasmuch as at times the end result is the same, the  nature of  the power to issue these writs is different  from the supervisory or superintending power under  Article 227. The powers conferred by Articles 226 and  227 are separate and distinct and operate in different  fields. The fact that the same result can at times be  achieved by two different processes does not mean  that these two processes are the same.

101. Under Article 226 an order, direction or writ is  to  issue  to  a  person,  authority  or  the  State.  In  a  proceeding under that article the person, authority or  State  against  whom  the  direction,  order  or  writ  is  sought  is  a  necessary  party.  Under  Article  227,  however, what comes up before the High Court is the  

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order or judgment of a subordinate court or tribunal  for the purpose of ascertaining whether in giving such  judgment  or  order  that  subordinate court  or  tribunal  has acted within its  authority  and according to  law.  Prior  to the commencement  of  the Constitution,  the  Chartered High Courts as also the Judicial Committee  had  held  that  the  power  to  issue  prerogative  writs  possessed  by  the  Chartered  High  Courts  was  an  exercise  of  original  jurisdiction  (see  Mahomedalli   Allabux  v.  Ismailji  Abdulali  (AIR  1926  Bom  332),  Raghunath Keshav Khadilkar v.  Poona Municipality,  Ryots  of  Garabandho v.  Zemindar  of  Parlakimedi   (AIR 1942 PC 164) and Moulvi Hamid Hasan Nomani  v.  Banwarilal  Roy  (AIR  1947  PC  90).  In  the  last  mentioned case which dealt with the nature of a writ  of quo warranto, the Judicial Committee held:  “In  Their  Lordships’  opinion  any  original  civil  jurisdiction possessed by the High Court  and not in  express terms conferred by the Letters Patent or later  enactments  falls  within  the  description  of  ordinary  original civil jurisdiction.” By Article 226 the power of issuing prerogative writs  possessed by the Chartered High Courts prior to the  commencement  of  the Constitution  has been made  wider and more extensive and conferred upon every  High Court. The nature of the exercise of the power  under Article 226, however, remains the same as in  the  case  of  the  power  of  issuing  prerogative  writs  possessed by the Chartered High Courts. A series of  decisions of this Court  has firmly established that  a  proceeding under Article 226 is an original proceeding  and when it concerns civil rights, it is an original civil  proceeding (see, for instance,  State of U.P. v.  Vijay  Anand Maharaj (AIR 1963 SC 946), CIT v. Ishwarlal   Bhagwandas (AIR 1965 SC 1818), Ramesh v.  Seth  Gendalal  Motilal  Patni  (AIR 1966 SC 1445), Arbind  Kumar Singh v.  Nand Kishore Prasad (AIR 1968 SC  1227) and Ahmedabad Mfg. & Calico Ptg. Co. Ltd. v.  Ram Tahel Ramnand (AIR 1972 SC 1598). 102. Consequently,  where  a  petition  filed  under  Article  226  of  the  Constitution  is  according  to  the  Rules of  a  particular  High Court  heard  by a Single  Judge,  an  intra-court  appeal  will  lie  from  that  judgment if such a right of appeal is provided in the  Charter of that High Court, whether such Charter be  Letters Patent or a statute. Clause 15 of the Letters  

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Patent of the Bombay High Court gives in such a case  a  right  of  intra-court  appeal  and,  therefore,  the  decision of a Single Judge of that High Court given in  a petition under Article 226 would be appealable to a  Division Bench of that High Court. 107. Petitions are at  times filed both under Articles  226  and 227  of  the  Constitution.  The case  of  Hari   Vishnu Kamath v.  Syed Ahmad Ishaque (AIR 1955  SC 233)   before this Court was of such a type. Rule  18 provides that where such petitions are filed against  orders of the Tribunals or authorities specified in Rule  18  of  Chapter  XVII  of  the  Appellate  Side  Rules  or  against decrees or orders of courts specified in that  rule, they shall be heard and finally disposed of by a  Single  Judge.  The  question  is  whether  an  appeal  would  lie  from the  decision  of  the  Single  Judge  in  such a case. In our opinion, where the facts justify a  party in filing an application either under Article 226 or  227 of the Constitution, and the party chooses to file  his application under both these articles, in fairness  and justice to such party and in order not to deprive  him of the valuable right of appeal the court ought to  treat the application as being made under Article 226,  and if  in  deciding  the  matter,  in  the  final  order  the  court gives ancillary directions which may pertain to  Article 227, this ought not to be held to deprive a party  of the right of appeal under clause 15 of the Letters  Patent where the substantial part of the order sought  to be appealed against is under Article 226. Such was  the view taken by the Allahabad High Court in  Aidal   Singh v. Karan Singh (AIR 1957 ALL 414)  and by the  Punjab High Court in  Raj Kishan Jain v.  Tulsi Dass  (AIR  1959  Punj  291) and  Barham Dutt v.  Peoples’  Cooperative Transport Society Ltd., New Delhi (AIR  1961 Punj 24) and we are in agreement with it.”

29. In  the  case  of  Ratnagiri  District  Central  Co-

operative Bank Ltd.  v.  Dinkar  Kashinath Wative2,   this  Court  

held that for determining the question of maintainability of an  

appeal  against the Judgement  of the  single Judge in a writ  

2  1993 (Suppl.) 1 SCC 9

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petition  where both  Articles  226 and 227 of  the  Constitution  

have  been  mentioned,    the  Division  Bench  has  to  find  out  

whether  in  substance the judgment  has been passed by the  

learned   single  Judge  in  exercise  of  the  jurisdiction   under  

Article 226 of the Constitution.   The Court held thus:

“2.  The only question involved in this matter is as  to whether the High Court was right in holding that a  Letters Patent Appeal will not lie against the judgment  delivered  by  a  learned  Single  Judge  in  a  petition  which was filed under both the Articles 226 and 227 of  the Constitution. Having gone through the judgment of  the learned Single Judge and the Division Bench and  having heard learned counsel for the parties, in our  opinion,  the  question  about  the  scope  of  Letters  Patent Appeal under clause 15 has been clearly laid  down by this Court in a judgment reported in  Umaji   Keshao  Meshram v.  Radhikabai wherein  it  was  observed as follows at pages 837-38: (SCC p. 473,  para 107)

“Petitions  are at  times filed  both  under  Articles  226  and 227  of  the  Constitution.  The case  of  Hari   Vishnu Kamath  v.  Syed Ahmad Ishaque (AIR 1955  SC 233) before this Court was of such a type. Rule 18  provides that  where such petitions  are filed against  orders of the tribunals or authorities specified in Rule  18  of  Chapter  XVII  of  the  Appellate  Side  Rules  or  against decrees or orders of courts specified in that  rule, they shall be heard and finally disposed of by a  Single  Judge.  The  question  is  whether  an  appeal  would  lie  from the  decision  of  the  Single  Judge  in  such a case. In our opinion, where the facts justify a  party in filing an application either under Article 226 or  227 of the Constitution and the party chooses to file  his application under both these articles, in fairness  and justice to such party and in order not to deprive  him of the valuable right of appeal the court ought to  treat the application as being made under Article 226,  and if  in  deciding  the  matter,  in  the  final  order  the  court gives ancillary directions which may pertain to  

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Article 227, this ought not to be held to deprive a party  of the right of appeal under clause 15 of the Letters  Patent where the substantial part of the order sought  to be appealed against is under Article 226. Such was  the view taken by the Allahabad High Court in  Aidal   Singh v. Karan Singh   (AIR 1957 All 414)and by the  Punjab High Court in  Raj Kishan Jain  v.  Tulsi Dass  (AIR 1959 Punj  291) and  Barham Dutt v.  Peoples’   Co-operative Transport Society Ltd., New Delh (AIR  1961 Punj 24)  and we are in agreement with it.”

3. It is clear that so far as the present case was  concerned  the  relief  granted  by  the  learned  Single  Judge  clearly  indicate  that  he  was  exercising  jurisdiction  under  Article  226  and  not  under  Article  227 of the Constitution and in this view of the matter  and in the light of what has been laid down by this  Hon’ble  Court  in  the  judgment  referred  to  above  a  Letters  Patent  Appeal  under  clause  15  would  be  maintainable  before  the Division Bench of  the High  Court.  The  appeal  is,  therefore,  allowed  and  the  judgment passed by the learned Division Bench is set  aside. The matter is sent back to the High Court and it  is  expected  that  the  Division  Bench  will  hear  the  appeal on merits and dispose it of in accordance with  law expeditiously preferably within four months from  today.”

30. In Sushilabai Laxminarayan Mudliyar and others vs.   

Nihalchand Waghajibhai Shah and Others3, the Court held:

“4.The  Full  Bench  of  the  Bombay  High  Court  wrongly understood the above Umaji Kesho Meshram  case. In Umaji case it was clearly held that where the  facts justify a party in filing an application either under  Article 226 or 227 of the Constitution of India and the  party chooses to file his application under both these  articles in fairness of justice to party and in order not  to deprive him of valuable right of appeal the Court  ought  to  treat  the application as being made under  

3  1993 Suppl. (1) SCC 11

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Article 226, and if in deciding the matter, in the final  order the Court gives ancillary directions which may  pertain  to  Article  227,  this  ought  not  to  be  held  to  deprive a party of the right of appeal under clause 15  of the Letters Patent where the substantial part of the  order sought to be appealed against is under Article  226.  Rule  18  of  the  Bombay  High  Court  Appellate  Side Rules read with clause 15 of the Letters Patent  provides for appeal to the Division Bench of the High  Court  from a judgment of  the learned Single Judge  passed  on  a  writ  petition  under  Article  226  of  the  Constitution. In the present case the Division Bench  was clearly wrong in holding that the appeal was not  maintainable against the order of the learned Single  Judge.  In  these  circumstances  we  set  aside  the  impugned order of the Division Bench and direct that  the Letters Patent Appeal filed against the judgment  of the learned Single Judge would now be heard and  decided on merits.”

 31. The  issue  concerning  maintainability  of  Letters  

Patent Appeal from an order of single Judge in the  writ petition  

filed under Articles 226 and  227 of the Constitution of India,  

again came up for consideration before this Court in the case of  

Kishori Lal vs. Sales Officer, District  Land Development Bank  

and Ors.4.  This Court held:

“13. The learned Single Judge of the High Court, in  our opinion, committed an error in interfering with the  findings of fact arrived at by the Board of Revenue.  The Division Bench of  the High Court  also wrongly  dismissed  the  LPA  without  noticing  that  an  appeal  would  be  maintainable  if  the  writ  petition  was  filed  under Articles 226 and 227 of the Constitution of India  as was held by this Court in Sushilabai Laxminarayan  Mudliyar v.  Nihalchand  Waghajibhai  Shaha  (1993  Suppl. (1) SCC 11).”

4 2006 (7) SCC 496

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32. The  discussion  on  the  subject   would   be  

incomplete  without reference  to two recent  decisions of this  

Court  viz.,  (i)  State of Madhya Pradesh  and Ors.  vs.  Visan  

Kumar Shiv  Charan  Lal5,  and   (ii) Ramesh Chandra Sankla  

vs.  Vikram Cement6.   In the case of Visan Kumar Shiv Charan  

Lal,    this  Court  referred to  earlier  decisions in the case of  

Umaji  1,  Sushilabai  Laxminarayan3 and Ratnagiri  District  Co-

operative Bank Ltd.2, and held:  

“8.     ……”Even  when  in  the  cause  title  of  an  application      both Article 226 and Article 227 of the  Constitution have been mentioned, the learned single  Judge  is  at  liberty  to  decide,  according  to  facts  of  each  particular  case,  whether  the  said  application  ought to be dealt  with only under Article 226 of the  Constitution.  For  determining  the  question  of  maintainability of an appeal against such a judgment  of  the  Single  Judge  the  Division  bench  has  to  find out whether in substance the judgment has been  passed by the learned Single Judge in exercise of the  jurisdiction under Article 226 of the Constitution. In the  event in passing his judgment on an application which  had mentioned in its cause title both Articles 226 and  227,  the  Single  Judge has  in  fact  invoked  only  his  supervisory  powers  under  Article  227,  the  appeal  under clause 15 would not lie. The clause 15 of the  Letters Patent expressly bars appeals against orders  of  Single  Judges  passed  under  revisional  or  supervisory  powers.  Even when  the  learned  Single  Judge's  order  has  been  passed  under  both  the  articles, for deciding the  maintainability against such  an order what would be  relevant is the principal or  main  relief  granted  by  the  judgment  passed  by  

5 AIR 2009 SC 1999 6 AIR 2009 SC 713

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learned Single Judge and not the ancillary directions  given by him. The expression  `ancillary'  means,  in  the context, incidental or   consequential to the main  part of the order.”                     

33. In  Visan Kumar Shiv Charan Lal, this Court further  

held that the determining factor is the real  nature of principal  

order passed by the Single Judge which is appealed against  

and neither  mentioning in the cause title of the application of  

both the Articles nor  granting of ancillary order thereupon  by  

the  Single  Judge  would  be  relevant  and  in  each  case  the  

Division Bench must consider the substance of the Judgment  

under appeal to ascertain whether the Single Judge has mainly  

or   principally  exercised  his jurisdiction under Article 226 or  

Article 227 of the Constitution.

34. In  Ramesh Chandra Sankla, this Court held:  

“32.  In  our  judgment,  the  learned  Counsel  for  the  appellant  is  right  in  submitting that  nomenclature of  the proceeding or reference to a particular Article of  the Constitution is not final or conclusive. He is also  right  in  submitting  that  an  observation  by  a  Single  Judge as to how he had dealt with the matter is also  not  decisive.  If  it  were  so,  a  petition  strictly  falling  under Article 226 simpliciter can be disposed of by a  Single Judge observing that he is exercising power of  superintendence under Article 227of the Constitution.  Can  such  statement  by  a  Single  Judge  take  away  from the party aggrieved a right of appeal against the  judgment if otherwise the petition is under Article 226  of  the  Constitution  and  subject  to  an  intra  

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court/Letters  Patent  Appeal?  The  reply  unquestionably is in the negative.”  

35. If the judgment under appeal  falls squarely within  

four corners of  Article 227, it goes without saying  that intra  

court appeal from such judgment would not be maintainable .  

On the other hand, if the petitioner has invoked the jurisdiction  

of the High Court for issuance of certain writ under Article 226,  

although  Article  227  is  also  mentioned,  and  principally  the  

judgment appealed against falls under Article 226, the appeal  

would be maintainable.  What is important to be ascertained is  

the true nature of order passed by the Single Judge and not  

what provision he mentions while exercising such powers.  We  

agree with the view of this Court  in Ramesh Chandra Sankla  

that a statement  by learned Single Judge that he has exercised  

power  under  Article  227,  cannot  take  away  right  of  appeal  

against  such judgment  if  power  is  otherwise   found to  have  

been  exercised  under  Article  226.   The  vital  factor  for  

determination  of  maintainability  of  intra  court  appeal  is  the  

nature of jurisdiction invoked by the party and the true nature of  

principal  order passed by the Single Judge.  

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36. Insofar  as the present  case is concerned,   in the  

cause  title   of  the  writ  petition  (Special  Civil  Application),  

Articles 226 and 227 of the Constitution have been mentioned.  

A careful reading of the writ petition shows that writ petition is  

not confined to supervisory jurisdiction of the High Court.   The  

employer has invoked jurisdiction of the High Court by praying  

for a  writ of certiorari.    The prayer clause in the writ petition  

reads, “In view of the aforesaid premises  your Lordships may  

be pleased to issue a writ of certiorari or any  other  appropriate  

order……”  .   The  judgment  of  the   Single  Judge  is,  thus,  

traceable  to Article 226.  The statement made by the Single  

Judge in his order that no case  for interference is made out  

under Article 227 of the Constitution is not decisive. Moreover,  

the Division Bench in its order observed,  “though long drawn  

arguments were advanced on the question of maintainability of  

this  Appeal,  there  rally  was  not  a  serious  contest  on  the  

question of maintainability of the Appeal.” For all these reasons,  

we hold that Letters Patent Appeal was  maintainable from the  

order  dated  October  1,  2007  passed  by  the  learned  Single  

Judge.  We answer  question (2) in affirmative.

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37 By way of foot-note, we may observe  that during  

the course of hearing of the appeal,  we were informed by the  

Senior  Counsel  for  the  employer  that   dispute  has  been  

resolved   amicably   with  twelve  employees.    We  gave  an  

opportunity  to  the  remaining employees  to  settle  the  dispute  

with the employer as has been done  by twelve  employees,  

and  although   employer  expressed  their  willingness,  but  the  

remaining  employees  found  the  offer  of  the  employer  

unacceptable.  

38. In the result, appeal fails and is dismissed with no  

order as to costs.

……………………J (Tarun Chatterjee)

…….……………..J         (R. M. Lodha)

New Delhi August 28, 2009.

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